# CASI PHARMACEUTICALS INC (CASI)

> Institutional ownership reported to the SEC as of Q4 2022, from Form 13F filings. Source: https://holderbook.com/stocks/CASI/

- Reporting holders: 19
- Reported value: $3.3M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [FEDERATED HERMES, INC.](https://holderbook.com/funds/1056288-federated-hermes-inc/) | $1.6M | 900,651 | 0.0% | 3 |
| [VANGUARD GROUP INC](https://holderbook.com/funds/102909-vanguard-group-inc/) | $461.1K | 257,618 | 0.0% | 3 |
| [Wellington Shields Capital Management, LLC](https://holderbook.com/funds/1506071-wellington-shields-capital-management-llc/) | $369.0K | 206,148 | 0.0% | 17 |
| [Wellington Shields & Co., LLC](https://holderbook.com/funds/1506073-wellington-shields-co-llc/) | $260.1K | 145,315 | 0.1% | 13 |
| [GEODE CAPITAL MANAGEMENT, LLC](https://holderbook.com/funds/1214717-geode-capital-management-llc/) | $171.0K | 98,133 | 0.0% | 3 |
| [BlackRock Inc.](https://holderbook.com/funds/1364742-blackrock-inc/) | $164.2K | 91,715 | 0.0% | 3 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $100.4K | 57,395 | 0.0% | 2 |
| [STATE STREET CORP](https://holderbook.com/funds/93751-state-street-corp/) | $62.2K | 35,555 | 0.0% | 3 |
| [NORTHERN TRUST CORP](https://holderbook.com/funds/73124-northern-trust-corp/) | $45.8K | 25,593 | 0.0% | 3 |
| [FRANKLIN RESOURCES INC](https://holderbook.com/funds/38777-franklin-resources-inc/) | $43.0K | 24,546 | 0.0% | 3 |
| [DIMENSIONAL FUND ADVISORS LP](https://holderbook.com/funds/354204-dimensional-fund-advisors-lp/) | $21.0K | 11,508 | 0.0% | 3 |
| [RENAISSANCE TECHNOLOGIES LLC](https://holderbook.com/funds/1037389-renaissance-technologies-llc/) | $20.0K | 10,900 | 0.0% | 2 |
| [Tower Research Capital LLC (TRC)](https://holderbook.com/funds/1533421-tower-research-capital-llc-trc/) | $7.0K | 3,494 | 0.0% | 3 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $3.5K | 1,946 | 0.0% | 3 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $2.5K | 1,423 | 0.0% | 2 |
| [IFP Advisors, Inc](https://holderbook.com/funds/1641866-ifp-advisors-inc/) | $1.0K | 9 | 0.0% | 2 |
| [WELLS FARGO & COMPANY/MN](https://holderbook.com/funds/72971-wells-fargo-company-mn/) | $111 | 62 | 0.0% | 1 |
| [NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO](https://holderbook.com/funds/1141802-northwestern-mutual-wealth-management-co/) | $23 | 13 | 0.0% | 1 |
| [BANK OF AMERICA CORP /DE/](https://holderbook.com/funds/70858-bank-of-america-corp-de/) | $21 | 12 | 0.0% | 1 |
| [Colonial Trust Co / SC](https://holderbook.com/funds/1954093-colonial-trust-co-sc/) | $20 | 11 | 0.0% | 1 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q4 2022 | 19 | $3.3M |
| Q3 2022 | 18 | $5.2M |
| Q2 2022 | 18 | $6.3M |
| Q1 2022 | 39 | $18.9M |
| Q4 2021 | 47 | $22.8M |
| Q3 2021 | 56 | $46.0M |
| Q2 2021 | 65 | $72.3M |
| Q1 2021 | 81 | $127.6M |
| Q4 2020 | 69 | $122.2M |
| Q3 2020 | 64 | $60.6M |
| Q2 2020 | 56 | $57.2M |
| Q1 2020 | 55 | $44.4M |