# PGIM ROCK ETF TR (AUGP)

> Institutional ownership reported to the SEC as of Q2 2026, from Form 13F filings. Source: https://holderbook.com/stocks/AUGP/

- Reporting holders: 10
- Reported value: $21.0M
- Held through calls: 0.0%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [PRUDENTIAL FINANCIAL INC](https://holderbook.com/funds/1137774-prudential-financial-inc/) | $17.6M | 532,442 | 0.0% | 9 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $1.3M | 38,498 | 0.0% | 6 |
| [Sugar Maple Asset Management, LLC](https://holderbook.com/funds/2012673-sugar-maple-asset-management-llc/) | $446.4K | 13,500 | 0.3% | 4 |
| [ROYAL BANK OF CANADA](https://holderbook.com/funds/1000275-royal-bank-of-canada/) | $391.0K | 11,825 | 0.0% | 7 |
| [RAYMOND JAMES FINANCIAL INC](https://holderbook.com/funds/720005-raymond-james-financial-inc/) | $300.2K | 9,077 | 0.0% | 4 |
| [Steward Partners Investment Advisory, LLC](https://holderbook.com/funds/1723397-steward-partners-investment-advisory-llc/) | $298.5K | 9,026 | 0.0% | 4 |
| [DHJJ Financial Advisors, Ltd.](https://holderbook.com/funds/1844716-dhjj-financial-advisors-ltd/) | $239.7K | 7,248 | 0.1% | 8 |
| [OLD MISSION CAPITAL LLC](https://holderbook.com/funds/1455915-old-mission-capital-llc/) | $235.1K | 7,110 | 0.0% | 3 |
| [PNC Financial Services Group, Inc.](https://holderbook.com/funds/713676-pnc-financial-services-group-inc/) | $145.8K | 4,410 | 0.0% | 4 |
| [HARBOUR INVESTMENTS, INC.](https://holderbook.com/funds/810121-harbour-investments-inc/) | $48.9K | 1,480 | 0.0% | 4 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q2 2026 | 10 | $21.0M |
| Q1 2026 | 11 | $14.6M |
| Q4 2025 | 12 | $11.7M |
| Q3 2025 | 10 | $8.4M |
| Q2 2025 | 8 | $9.7M |
| Q1 2025 | 6 | $4.1M |
| Q4 2024 | 4 | $2.5M |
| Q3 2024 | 2 | $1.7M |
| Q2 2024 | 1 | $1.4M |