# ASTERIAS BIOTHERAPEUTICS INC (AST)

> Institutional ownership reported to the SEC as of Q4 2018, from Form 13F filings. Source: https://holderbook.com/stocks/AST/

- Reporting holders: 24
- Reported value: $4.9M
- Held through calls: 0.2%
- Held through puts: 0.8%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [BROADWOOD CAPITAL INC](https://holderbook.com/funds/1278387-broadwood-capital-inc/) | $3.3M | 5,292,156 | 0.5% | 1 |
| [Northeast Financial Consultants Inc](https://holderbook.com/funds/1599863-northeast-financial-consultants-inc/) | $358.0K | 577,262 | 0.0% | 1 |
| [Vanguard Group Inc](https://holderbook.com/funds/102909-vanguard-group-inc/) | $251.0K | 405,474 | 0.0% | 1 |
| [RENAISSANCE TECHNOLOGIES LLC](https://holderbook.com/funds/1037389-renaissance-technologies-llc/) | $206.0K | 332,333 | 0.0% | 1 |
| [GEODE CAPITAL MANAGEMENT, LLC](https://holderbook.com/funds/1214717-geode-capital-management-llc/) | $156.0K | 253,918 | 0.0% | 1 |
| [BlackRock Inc.](https://holderbook.com/funds/1364742-blackrock-inc/) | $131.0K | 210,981 | 0.0% | 1 |
| [Creative Planning](https://holderbook.com/funds/1540235-creative-planning/) | $124.0K | 200,189 | 0.0% | 1 |
| [BRIDGEWAY CAPITAL MANAGEMENT INC](https://holderbook.com/funds/1107261-bridgeway-capital-management-inc/) | $115.0K | 186,254 | 0.0% | 1 |
| [MILLENNIUM MANAGEMENT LLC](https://holderbook.com/funds/1273087-millennium-management-llc/) | $81.0K | 130,155 | 0.0% | 1 |
| [GROUP ONE TRADING, L.P.](https://holderbook.com/funds/932540-group-one-trading-l-p/) | $34.0K | 0 | 0.0% | 1 |
| [CITADEL ADVISORS LLC](https://holderbook.com/funds/1423053-citadel-advisors-llc/) | $29.0K | 35,597 | 0.0% | 1 |
| [NORTHERN TRUST CORP](https://holderbook.com/funds/73124-northern-trust-corp/) | $28.0K | 44,887 | 0.0% | 1 |
| [Williams Jones & Associates LLC](https://holderbook.com/funds/949743-williams-jones-associates-llc/) | $19.0K | 30,100 | 0.0% | 1 |
| [Raymond James Financial Services Advisors, Inc.](https://holderbook.com/funds/1462284-raymond-james-financial-services-advisors-inc/) | $9.0K | 14,630 | 0.0% | 1 |
| [A.R.T. Advisors, LLC](https://holderbook.com/funds/1315281-a-r-t-advisors-llc/) | $8.0K | 13,455 | 0.0% | 1 |
| [Bank of New York Mellon Corp](https://holderbook.com/funds/1390777-bank-of-new-york-mellon-corp/) | $7.0K | 11,922 | 0.0% | 1 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $6.0K | 0 | 0.0% | 1 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $5.0K | 7,855 | 0.0% | 5 |
| [Founders Capital Management](https://holderbook.com/funds/1704300-founders-capital-management/) | $4.0K | 7,000 | 0.0% | 1 |
| [SIMPLEX TRADING, LLC](https://holderbook.com/funds/1488542-simplex-trading-llc/) | $2.0K | 1,842 | 0.0% | 1 |
| [FIFTH THIRD BANCORP](https://holderbook.com/funds/35527-fifth-third-bancorp/) | $1.0K | 2,000 | 0.0% | 1 |
| [IFP Advisors, Inc](https://holderbook.com/funds/1641866-ifp-advisors-inc/) | $1.0K | 1,518 | 0.0% | 9 |
| [BNP PARIBAS ARBITRAGE, SA](https://holderbook.com/funds/1166588-bnp-paribas-arbitrage-sa/) | $962 | 1,552 | 0.0% | 1 |
| [American Portfolios Advisors](https://holderbook.com/funds/1961150-american-portfolios-advisors/) | $12 | 20 | 0.0% | 4 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q4 2018 | 24 | $4.9M |