# APOLLO ENDOSURGERY INC (APEN)

> Institutional ownership reported to the SEC as of Q1 2023, from Form 13F filings. Source: https://holderbook.com/stocks/APEN/

- Reporting holders: 94
- Reported value: $463.7M
- Held through calls: 4.6%
- Held through puts: 0.0%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Nantahala Capital Management, LLC](https://holderbook.com/funds/1472322-nantahala-capital-management-llc/) | $65.2M | 4,575,021 | 5.0% | 18 |
| [CPMG Inc](https://holderbook.com/funds/1372218-cpmg-inc/) | $61.3M | 6,183,603 | 12.4% | 18 |
| [NEXPOINT ASSET MANAGEMENT, L.P.](https://holderbook.com/funds/1469877-nexpoint-asset-management-l-p/) | $35.8M | 3,613,419 | 3.9% | 2 |
| [CITIGROUP INC](https://holderbook.com/funds/831001-citigroup-inc/) | $19.8M | 2,000,000 | 0.0% | 6 |
| [MILLENNIUM MANAGEMENT LLC](https://holderbook.com/funds/1273087-millennium-management-llc/) | $18.4M | 1,851,473 | 0.0% | 6 |
| [Woodline Partners LP](https://holderbook.com/funds/1784547-woodline-partners-lp/) | $17.9M | 1,809,001 | 0.2% | 2 |
| [VANGUARD GROUP INC](https://holderbook.com/funds/102909-vanguard-group-inc/) | $17.8M | 1,794,761 | 0.0% | 18 |
| [Schonfeld Strategic Advisors LLC](https://holderbook.com/funds/1665241-schonfeld-strategic-advisors-llc/) | $17.3M | 1,739,807 | 0.2% | 2 |
| [GARDNER LEWIS ASSET MANAGEMENT L P](https://holderbook.com/funds/941560-gardner-lewis-asset-management-l-p/) | $14.2M | 1,428,884 | 4.9% | 1 |
| [Ergoteles LLC](https://holderbook.com/funds/1569136-ergoteles-llc/) | $14.0M | 1,414,792 | 0.5% | 1 |
| [JPMORGAN CHASE & CO](https://holderbook.com/funds/19617-jpmorgan-chase-co/) | $13.3M | 1,338,150 | 0.0% | 2 |
| [GABELLI FUNDS LLC](https://holderbook.com/funds/1081407-gabelli-funds-llc/) | $12.1M | 1,221,882 | 0.1% | 2 |
| [Man Group plc](https://holderbook.com/funds/1637460-man-group-plc/) | $9.9M | 1,000,000 | 0.0% | 1 |
| [Trium Capital LLP](https://holderbook.com/funds/1963860-trium-capital-llp/) | $9.8M | 992,046 | 3.4% | 2 |
| [GABELLI & Co INVESTMENT ADVISERS, INC.](https://holderbook.com/funds/932724-gabelli-co-investment-advisers-inc/) | $7.9M | 791,772 | 1.5% | 2 |
| [FEDERATED HERMES, INC.](https://holderbook.com/funds/1056288-federated-hermes-inc/) | $7.2M | 721,000 | 0.0% | 2 |
| [BlackRock Inc.](https://holderbook.com/funds/1364742-blackrock-inc/) | $6.7M | 671,529 | 0.0% | 18 |
| [Flow State Investments, L.P.](https://holderbook.com/funds/1850755-flow-state-investments-l-p/) | $5.5M | 550,520 | 4.4% | 1 |
| [Capula Management Ltd](https://holderbook.com/funds/1557017-capula-management-ltd/) | $5.4M | 546,965 | 0.1% | 1 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $5.3M | 420,511 | 0.0% | 9 |
| [Qube Research & Technologies Ltd](https://holderbook.com/funds/1729829-qube-research-technologies-ltd/) | $5.3M | 536,288 | 0.0% | 2 |
| [AWM Investment Company, Inc.](https://holderbook.com/funds/1535264-awm-investment-company-inc/) | $4.8M | 486,761 | 0.7% | 6 |
| [First Trust Capital Management L.P.](https://holderbook.com/funds/1604488-first-trust-capital-management-l-p/) | $4.7M | 474,664 | 0.2% | 2 |
| [BARDIN HILL MANAGEMENT PARTNERS LP](https://holderbook.com/funds/1616416-bardin-hill-management-partners-lp/) | $4.4M | 443,848 | 1.1% | 2 |
| [NEW YORK LIFE INVESTMENT MANAGEMENT LLC](https://holderbook.com/funds/1133639-new-york-life-investment-management-llc/) | $4.3M | 430,063 | 0.0% | 1 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q1 2023 | 94 | $463.7M |
| Q4 2022 | 85 | $402.8M |
| Q3 2022 | 57 | $186.0M |
| Q2 2022 | 63 | $116.7M |
| Q1 2022 | 69 | $179.6M |
| Q4 2021 | 74 | $241.0M |
| Q3 2021 | 55 | $159.9M |
| Q2 2021 | 47 | $127.4M |
| Q1 2021 | 39 | $74.7M |
| Q4 2020 | 22 | $44.2M |
| Q3 2020 | 23 | $18.8M |
| Q2 2020 | 25 | $14.5M |