# ALCENTRA CAP CORP (ABDC)

> Institutional ownership reported to the SEC as of Q4 2019, from Form 13F filings. Source: https://holderbook.com/stocks/ABDC/

- Reporting holders: 36
- Reported value: $48.8M
- Held through calls: 0.0%
- Held through puts: 0.6%

A 13F reports long US equity positions only. Shorts, bonds, foreign listings and cash are not visible here, and positions are disclosed up to 45 days after the quarter ends.

## Largest holders

| Manager | Value | Shares | Share of their book | Quarters held |
|---|---|---|---|---|
| [Stilwell Value LLC](https://holderbook.com/funds/1397076-stilwell-value-llc/) | $10.0M | 1,101,491 | 7.2% | 5 |
| [CAXTON CORP](https://holderbook.com/funds/1388551-caxton-corp/) | $9.1M | 1,005,000 | 8.8% | 5 |
| [Bank of New York Mellon Corp](https://holderbook.com/funds/1390777-bank-of-new-york-mellon-corp/) | $5.3M | 583,003 | 0.0% | 5 |
| [MORGAN STANLEY](https://holderbook.com/funds/895421-morgan-stanley/) | $4.1M | 455,004 | 0.0% | 9 |
| [SALZHAUER MICHAEL](https://holderbook.com/funds/1059543-salzhauer-michael/) | $2.4M | 264,748 | 0.6% | 5 |
| [Bulldog Investors, LLC](https://holderbook.com/funds/1504304-bulldog-investors-llc/) | $2.3M | 255,479 | 1.0% | 1 |
| [PUTNAM INVESTMENTS LLC](https://holderbook.com/funds/1421578-putnam-investments-llc/) | $2.3M | 251,063 | 0.0% | 2 |
| [Virtus ETF Advisers LLC](https://holderbook.com/funds/1587281-virtus-etf-advisers-llc/) | $2.2M | 241,654 | 0.4% | 2 |
| [UBS Group AG](https://holderbook.com/funds/1610520-ubs-group-ag/) | $1.8M | 200,732 | 0.0% | 5 |
| [MACKENZIE FINANCIAL CORP](https://holderbook.com/funds/919859-mackenzie-financial-corp/) | $1.6M | 176,461 | 0.0% | 5 |
| [CONFLUENCE INVESTMENT MANAGEMENT LLC](https://holderbook.com/funds/1442056-confluence-investment-management-llc/) | $1.4M | 172,787 | 0.0% | 5 |
| [PRICE MICHAEL F](https://holderbook.com/funds/918537-price-michael-f/) | $1.3M | 139,742 | 0.2% | 5 |
| [Almitas Capital LLC](https://holderbook.com/funds/1596468-almitas-capital-llc/) | $702.0K | 77,561 | 0.6% | 2 |
| [Cliffwater LLC](https://holderbook.com/funds/1659851-cliffwater-llc/) | $604.0K | 66,687 | 0.2% | 1 |
| [SUSQUEHANNA INTERNATIONAL GROUP, LLP](https://holderbook.com/funds/1446194-susquehanna-international-group-llp/) | $527.0K | 27,113 | 0.0% | 2 |
| [MILLENNIUM MANAGEMENT LLC](https://holderbook.com/funds/1273087-millennium-management-llc/) | $521.0K | 57,600 | 0.0% | 3 |
| [ARES MANAGEMENT LLC](https://holderbook.com/funds/1259313-ares-management-llc/) | $456.0K | 50,411 | 0.0% | 3 |
| [RAYMOND JAMES & ASSOCIATES](https://holderbook.com/funds/1084208-raymond-james-associates/) | $419.0K | 46,253 | 0.0% | 5 |
| [Advisors Asset Management, Inc.](https://holderbook.com/funds/1297376-advisors-asset-management-inc/) | $292.0K | 32,226 | 0.0% | 8 |
| [OPPENHEIMER & CO INC](https://holderbook.com/funds/822581-oppenheimer-co-inc/) | $252.0K | 27,862 | 0.0% | 5 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://holderbook.com/funds/312272-commonwealth-equity-services-llc/) | $199.0K | 22,019 | 0.0% | 1 |
| [Belpointe Asset Management LLC](https://holderbook.com/funds/1721242-belpointe-asset-management-llc/) | $162.0K | 17,928 | 0.0% | 5 |
| [Raymond James Financial Services Advisors, Inc.](https://holderbook.com/funds/1462284-raymond-james-financial-services-advisors-inc/) | $160.0K | 17,636 | 0.0% | 5 |
| [Squarepoint Ops LLC](https://holderbook.com/funds/1642575-squarepoint-ops-llc/) | $159.0K | 17,530 | 0.0% | 5 |
| [COLDSTREAM CAPITAL MANAGEMENT INC](https://holderbook.com/funds/1082339-coldstream-capital-management-inc/) | $131.0K | 14,509 | 0.0% | 5 |

## Quarter by quarter

| Quarter | Holders | Reported value |
|---|---|---|
| Q4 2019 | 36 | $48.8M |
| Q3 2019 | 32 | $43.5M |
| Q2 2019 | 35 | $41.5M |
| Q1 2019 | 39 | $34.9M |
| Q4 2018 | 38 | $25.6M |