# CAPITAL ONE FINANCIAL CORP

> Institutional holdings reported to the SEC as of Q1 2022 on Form 13F. CIK 927628. Source: https://holderbook.com/funds/927628-capital-one-financial-corp/

- Reported value: $141.4M
- Positions: 91
- Weight of the ten largest: 46.7%
- Filed: 2022-04-13

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [USMV](https://holderbook.com/stocks/USMV/) | $11.0M | 141,511 | 7.8% | 9 |
| GOLDMAN SACHS ETF TR | [GSIE](https://holderbook.com/stocks/GSIE/) | $9.9M | 303,775 | 7.0% | 9 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $7.1M | 52,730 | 5.0% | 9 |
| VANGUARD MUN BD FDS | [VTEB](https://holderbook.com/stocks/VTEB/) | $6.4M | 125,038 | 4.6% | 9 |
| ISHARES TR | [EFAV](https://holderbook.com/stocks/EFAV/) | $6.3M | 87,691 | 4.5% | 9 |
| VANGUARD CHARLOTTE FDS | [BNDX](https://holderbook.com/stocks/BNDX/) | $6.2M | 119,059 | 4.4% | 9 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $5.2M | 31,049 | 3.7% | 9 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $5.0M | 62,923 | 3.5% | 9 |
| ISHARES TR | [VLUE](https://holderbook.com/stocks/VLUE/) | $4.6M | 44,055 | 3.3% | 9 |
| ISHARES TR | [USIG](https://holderbook.com/stocks/USIG/) | $4.2M | 75,863 | 3.0% | 6 |
| ISHARES TR | [TIP](https://holderbook.com/stocks/TIP/) | $3.5M | 28,444 | 2.5% | 6 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $3.2M | 10,465 | 2.3% | 9 |
| GOLDMAN SACHS ETF TR | [GEM](https://holderbook.com/stocks/GEM/) | $3.1M | 91,413 | 2.2% | 9 |
| ISHARES TR | [GOVT](https://holderbook.com/stocks/GOVT/) | $3.1M | 122,685 | 2.2% | 9 |
| VANGUARD SCOTTSDALE FDS | [VCIT](https://holderbook.com/stocks/VCIT/) | $2.7M | 30,839 | 1.9% | 9 |
| PIMCO ETF TR | [MUNI](https://holderbook.com/stocks/MUNI/) | $2.6M | 49,591 | 1.9% | 6 |
| VANGUARD MALVERN FDS | [VTIP](https://holderbook.com/stocks/VTIP/) | $2.6M | 51,104 | 1.9% | 9 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $2.5M | 45,351 | 1.8% | 9 |
| ISHARES INC | [EEMV](https://holderbook.com/stocks/EEMV/) | $2.4M | 39,033 | 1.7% | 9 |
| ISHARES TR | [EMB](https://holderbook.com/stocks/EMB/) | $2.3M | 23,068 | 1.6% | 9 |
| SPDR SERIES TRUST | [SPIP](https://holderbook.com/stocks/SPIP/) | $2.0M | 66,537 | 1.4% | 5 |
| GOLDMAN SACHS ETF TR | [GSLC](https://holderbook.com/stocks/GSLC/) | $2.0M | 22,528 | 1.4% | 9 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $2.0M | 7,000 | 1.4% | 9 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $2.0M | 11,270 | 1.4% | 9 |
| SPDR SERIES TRUST | [FLRN](https://holderbook.com/stocks/FLRN/) | $1.9M | 63,086 | 1.4% | 9 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $1.5M | 3,366 | 1.1% | 9 |
| ISHARES TR | [IXUS](https://holderbook.com/stocks/IXUS/) | $1.5M | 22,902 | 1.1% | 9 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $1.5M | 3,356 | 1.1% | 9 |
| ISHARES TR | [IAGG](https://holderbook.com/stocks/IAGG/) | $1.5M | 29,047 | 1.1% | 9 |
| VANGUARD SCOTTSDALE FDS | [VGIT](https://holderbook.com/stocks/VGIT/) | $1.5M | 23,938 | 1.1% | 9 |
| SCHWAB STRATEGIC TR | [FNDA](https://holderbook.com/stocks/FNDA/) | $1.2M | 21,881 | 0.8% | 9 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $1.2M | 3,904 | 0.8% | 9 |
| INVESCO EXCHANGE TRADED FD T | [SPHQ](https://holderbook.com/stocks/SPHQ/) | $1.0M | 20,810 | 0.7% | 9 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $1.0M | 4,174 | 0.7% | 9 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $993.0K | 9,276 | 0.7% | 9 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $957.0K | 6,479 | 0.7% | 9 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $952.0K | 13,695 | 0.7% | 9 |
| SPDR SERIES TRUST | [SHM](https://holderbook.com/stocks/SHM/) | $920.0K | 19,434 | 0.7% | 9 |
| ISHARES TR | [INTF](https://holderbook.com/stocks/INTF/) | $907.0K | 32,768 | 0.6% | 9 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $814.0K | 7,758 | 0.6% | 5 |
| SELECT SECTOR SPDR TR | [XLV](https://holderbook.com/stocks/XLV/) | $803.0K | 5,864 | 0.6% | 9 |
| L3HARRIS TECHNOLOGIES INC | [LHX](https://holderbook.com/stocks/LHX/) | $759.0K | 3,054 | 0.5% | 9 |
| SPDR INDEX SHS FDS | [SPDW](https://holderbook.com/stocks/SPDW/) | $716.0K | 20,885 | 0.5% | 5 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $682.0K | 4,975 | 0.5% | 9 |
| SCHWAB STRATEGIC TR | [FNDF](https://holderbook.com/stocks/FNDF/) | $644.0K | 19,967 | 0.5% | 9 |
| INVESCO EXCH TRADED FD TR II | [XSLV](https://holderbook.com/stocks/XSLV/) | $636.0K | 12,970 | 0.4% | 9 |
| INVESCO EXCH TRADED FD TR II | [SPLV](https://holderbook.com/stocks/SPLV/) | $634.0K | 9,445 | 0.4% | 9 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $609.0K | 4,467 | 0.4% | 9 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $592.0K | 3,650 | 0.4% | 9 |
| ISHARES INC | [EMGF](https://holderbook.com/stocks/EMGF/) | $546.0K | 11,284 | 0.4% | 9 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $540.0K | 4,465 | 0.4% | 9 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $506.0K | 4,612 | 0.4% | 9 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $489.0K | 1,107 | 0.3% | 9 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $480.0K | 147 | 0.3% | 9 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $462.0K | 2,848 | 0.3% | 9 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $452.0K | 3,815 | 0.3% | 9 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $442.0K | 2,673 | 0.3% | 9 |
| VANGUARD WHITEHALL FDS | [VWOB](https://holderbook.com/stocks/VWOB/) | $414.0K | 5,930 | 0.3% | 9 |
| PAYCHEX INC | [PAYX](https://holderbook.com/stocks/PAYX/) | $387.0K | 2,839 | 0.3% | 9 |
| THERMO FISHER SCIENTIFIC INC | [TMO](https://holderbook.com/stocks/TMO/) | $384.0K | 650 | 0.3% | 9 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $378.0K | 1,382 | 0.3% | 9 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $373.0K | 2,344 | 0.3% | 9 |
| ISHARES TR | [IGIB](https://holderbook.com/stocks/IGIB/) | $359.0K | 6,536 | 0.3% | 6 |
| PIMCO ETF TR | [BOND](https://holderbook.com/stocks/BOND/) | $357.0K | 3,510 | 0.3% | 9 |
| DANAHER CORP DEL | [DHR](https://holderbook.com/stocks/DHR/) | $352.0K | 1,200 | 0.2% | 9 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $352.0K | 3,553 | 0.2% | 8 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $351.0K | 2,300 | 0.2% | 9 |
| PIMCO ETF TR | [SMMU](https://holderbook.com/stocks/SMMU/) | $333.0K | 6,671 | 0.2% | 6 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $322.0K | 1,501 | 0.2% | 9 |
| ISHARES TR | [IEF](https://holderbook.com/stocks/IEF/) | $316.0K | 2,939 | 0.2% | 6 |
| HONEYWELL INTL INC | [HONZZZZ](https://holderbook.com/stocks/HONZZZZ/) | $309.0K | 1,591 | 0.2% | 9 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $290.0K | 6,279 | 0.2% | 5 |
| ISHARES TR | [IGSB](https://holderbook.com/stocks/IGSB/) | $287.0K | 5,556 | 0.2% | 9 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $285.0K | 1,862 | 0.2% | 9 |
| PACER FDS TR | [PTLC](https://holderbook.com/stocks/PTLC/) | $284.0K | 7,307 | 0.2% | 9 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $270.0K | 1,216 | 0.2% | 9 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $262.0K | 4,702 | 0.2% | 9 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $261.0K | 1,079 | 0.2% | 9 |
| ISHARES TR | [IWY](https://holderbook.com/stocks/IWY/) | $256.0K | 1,610 | 0.2% | 9 |
| SELECT SECTOR SPDR TR | [XLY](https://holderbook.com/stocks/XLY/) | $250.0K | 1,354 | 0.2% | 9 |
| GENERAL ELECTRIC CO | [GEXXXX](https://holderbook.com/stocks/GEXXXX/) | $243.0K | 2,661 | 0.2% | 1 |
| VANGUARD INDEX FDS | [VBR](https://holderbook.com/stocks/VBR/) | $235.0K | 1,338 | 0.2% | 9 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $232.0K | 9,000 | 0.2% | 9 |
| NXP SEMICONDUCTORS N V | [NXPI](https://holderbook.com/stocks/NXPI/) | $231.0K | 1,250 | 0.2% | 5 |
| ALLIANCE RESOURCE PARTNERS L | [ARLP](https://holderbook.com/stocks/ARLP/) | $228.0K | 14,781 | 0.2% | 9 |
| DARDEN RESTAURANTS INC | [DRI](https://holderbook.com/stocks/DRI/) | $226.0K | 1,700 | 0.2% | 6 |
| ISHARES TR | [IHI](https://holderbook.com/stocks/IHI/) | $224.0K | 3,672 | 0.2% | 9 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $224.0K | 4,404 | 0.2% | 9 |
| ISHARES TR | [PFF](https://holderbook.com/stocks/PFF/) | $220.0K | 6,037 | 0.2% | 9 |
| SPDR SERIES TRUST | [CWB](https://holderbook.com/stocks/CWB/) | $218.0K | 2,828 | 0.2% | 9 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $202.0K | 1,204 | 0.1% | 9 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q1 2022 | -5.5% | -4.9% | -0.6% | 100% |
| Q4 2021 | +4.0% | +10.7% | -6.7% | 100% |
| Q3 2021 | -1.1% | +0.3% | -1.3% | 100% |
| Q2 2021 | +4.4% | +8.0% | -3.6% | 100% |
| Q1 2021 | +2.1% | +6.0% | -3.9% | 100% |
| Q4 2020 | +8.0% | +11.6% | -3.6% | 100% |
| Q3 2020 | +5.0% | +8.6% | -3.6% | 99% |
| Q2 2020 | +12.6% | +19.6% | -7.1% | 99% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q1 2022 | $141.4M | 91 |
| Q4 2021 | $828.1M | 187 |
| Q3 2021 | $809.5M | 192 |
| Q2 2021 | $823.8M | 191 |
| Q1 2021 | $771.5M | 189 |
| Q4 2020 | $750.9M | 193 |
| Q3 2020 | $791.5M | 249 |
| Q2 2020 | $738.5M | 280 |
| Q1 2020 | $620.0M | 296 |