# SHUFRO ROSE & CO LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 908195. Source: https://holderbook.com/funds/908195-shufro-rose-co-llc/

- Reported value: $1.7B
- Positions: 311
- Weight of the ten largest: 49.4%
- Filed: 2026-08-12

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [IBDU](https://holderbook.com/stocks/IBDU/) | $200.8M | 8,668,602 | 11.5% | 6 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $143.4M | 561,262 | 8.2% | 31 |
| ALPS ETF TR | [SMTH](https://holderbook.com/stocks/SMTH/) | $136.4M | 5,299,519 | 7.8% | 7 |
| DOUBLELINE ETF TRUST | [DCRE](https://holderbook.com/stocks/DCRE/) | $81.3M | 1,569,464 | 4.7% | 7 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $65.9M | 87,982 | 3.8% | 10 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $57.1M | 197,318 | 3.3% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $53.9M | 44,944 | 3.1% | 31 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $41.6M | 515,810 | 2.4% | 21 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $41.2M | 110,520 | 2.4% | 31 |
| COHERENT CORP | [COHR](https://holderbook.com/stocks/COHR/) | $37.8M | 95,806 | 2.2% | 16 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $36.3M | 121,817 | 2.1% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $35.9M | 109,595 | 2.1% | 31 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $34.5M | 69,045 | 2.0% | 31 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $32.9M | 154,808 | 1.9% | 31 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $29.2M | 42,506 | 1.7% | 3 |
| THERMO FISHER SCIENTIFIC INC | [TMO](https://holderbook.com/stocks/TMO/) | $28.8M | 57,444 | 1.7% | 31 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $28.0M | 150,146 | 1.6% | 31 |
| INVESCO EXCH TRD SLF IDX FD | [BSCU](https://holderbook.com/stocks/BSCU/) | $25.7M | 1,542,429 | 1.5% | 1 |
| VANECK MERK GOLD ETF | [OUNZ](https://holderbook.com/stocks/OUNZ/) | $23.9M | 619,787 | 1.4% | 24 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $23.0M | 62,443 | 1.3% | 25 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $20.6M | 73,358 | 1.2% | 31 |
| AVERY DENNISON CORP | [AVY](https://holderbook.com/stocks/AVY/) | $19.6M | 120,878 | 1.1% | 31 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $19.6M | 82,088 | 1.1% | 31 |
| TOUCHSTONE ETF TRUST | [TSEL](https://holderbook.com/stocks/TSEL/) | $18.9M | 640,970 | 1.1% | 6 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $18.5M | 84,337 | 1.1% | 26 |
| VANECK ETF TRUST | [GDX](https://holderbook.com/stocks/GDX/) | $18.2M | 240,755 | 1.0% | 23 |
| INVESCO EXCH TRD SLF IDX FD | [BSCS](https://holderbook.com/stocks/BSCS/) | $16.4M | 803,966 | 0.9% | 10 |
| INVESCO EXCH TRD SLF IDX FD | [BSCT](https://holderbook.com/stocks/BSCT/) | $16.2M | 872,220 | 0.9% | 10 |
| JOHNSON CONTROLS INTERNATION | [JCI](https://holderbook.com/stocks/JCI/) | $14.9M | 101,992 | 0.9% | 31 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $14.3M | 47,286 | 0.8% | 28 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $14.2M | 38,383 | 0.8% | 23 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $13.4M | 37,047 | 0.8% | 31 |
| VANGUARD SCOTTSDALE FDS | [VCSH](https://holderbook.com/stocks/VCSH/) | $13.4M | 169,379 | 0.8% | 25 |
| VANGUARD SCOTTSDALE FDS | [VCIT](https://holderbook.com/stocks/VCIT/) | $11.8M | 142,549 | 0.7% | 14 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $11.1M | 32,484 | 0.6% | 23 |
| VANGUARD INDEX FDS | [VBR](https://holderbook.com/stocks/VBR/) | $10.6M | 43,533 | 0.6% | 22 |
| VANGUARD SCOTTSDALE FDS | [VGIT](https://holderbook.com/stocks/VGIT/) | $10.0M | 168,805 | 0.6% | 14 |
| VANGUARD SCOTTSDALE FDS | [VGSH](https://holderbook.com/stocks/VGSH/) | $10.0M | 171,037 | 0.6% | 15 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $8.0M | 22,541 | 0.5% | 9 |
| INVESCO EXCH TRD SLF IDX FD | [BSCQ](https://holderbook.com/stocks/BSCQ/) | $7.9M | 405,598 | 0.5% | 18 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $6.4M | 46,834 | 0.4% | 31 |
| DIMENSIONAL ETF TRUST | [DFIC](https://holderbook.com/stocks/DFIC/) | $6.4M | 171,154 | 0.4% | 6 |
| ISHARES TR | [ICSH](https://holderbook.com/stocks/ICSH/) | $6.2M | 121,703 | 0.4% | 14 |
| ISHARES TR | [IBDV](https://holderbook.com/stocks/IBDV/) | $6.0M | 274,603 | 0.3% | 2 |
| ECOLAB INC | [ECL](https://holderbook.com/stocks/ECL/) | $5.9M | 21,199 | 0.3% | 15 |
| UNILEVER PLC | [UL](https://holderbook.com/stocks/UL/) | $5.5M | 91,925 | 0.3% | 3 |
| LENNAR CORP | [LEN](https://holderbook.com/stocks/LEN/) | $5.3M | 58,443 | 0.3% | 31 |
| EVERPURE INC | [P](https://holderbook.com/stocks/P/) | $5.2M | 65,850 | 0.3% | 30 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $5.0M | 19,696 | 0.3% | 31 |
| SENECA FOODS CORP NEW | [SENEA](https://holderbook.com/stocks/SENEA/) | $4.9M | 28,000 | 0.3% | 31 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $4.7M | 28,641 | 0.3% | 31 |
| AUTOZONE INC | [AZO](https://holderbook.com/stocks/AZO/) | $4.5M | 1,423 | 0.3% | 31 |
| ISHARES TR | [IMTM](https://holderbook.com/stocks/IMTM/) | $4.5M | 85,270 | 0.3% | 18 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $4.5M | 12,487 | 0.3% | 31 |
| ILLINOIS TOOL WKS INC | [ITW](https://holderbook.com/stocks/ITW/) | $3.9M | 14,499 | 0.2% | 31 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $3.8M | 3,300 | 0.2% | 13 |
| SALESFORCE INC | [CRM](https://holderbook.com/stocks/CRM/) | $3.8M | 24,290 | 0.2% | 26 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $3.8M | 18,797 | 0.2% | 29 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $3.6M | 24,519 | 0.2% | 10 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $3.6M | 37,589 | 0.2% | 24 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $3.5M | 25,726 | 0.2% | 20 |
| AMERICAN CENTY ETF TR | [AVDV](https://holderbook.com/stocks/AVDV/) | $3.4M | 33,339 | 0.2% | 16 |
| METLIFE INC | [MET](https://holderbook.com/stocks/MET/) | $3.4M | 39,878 | 0.2% | 31 |
| REGENERON PHARMACEUTICALS | [REGN](https://holderbook.com/stocks/REGN/) | $3.2M | 2,602 | 0.2% | 27 |
| GOLDMAN SACHS ETF TR | [GSLC](https://holderbook.com/stocks/GSLC/) | $3.2M | 22,358 | 0.2% | 23 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $3.1M | 31,141 | 0.2% | 2 |
| DIMENSIONAL ETF TRUST | [DFEM](https://holderbook.com/stocks/DFEM/) | $3.1M | 75,333 | 0.2% | 3 |
| BERKSHIRE HATHAWAY INC DEL | [BRKA](https://holderbook.com/stocks/BRKA/) | $3.0M | 4 | 0.2% | 2 |
| REALTY INCOME CORP | [O](https://holderbook.com/stocks/O/) | $2.9M | 47,435 | 0.2% | 25 |
| AMERICAN CENTY ETF TR | [AVIV](https://holderbook.com/stocks/AVIV/) | $2.8M | 36,151 | 0.2% | 3 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $2.7M | 19,400 | 0.2% | 31 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $2.7M | 32,469 | 0.2% | 13 |
| KEURIG DR PEPPER INC | [KDP](https://holderbook.com/stocks/KDP/) | $2.7M | 81,600 | 0.2% | 3 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $2.6M | 7,452 | 0.2% | 31 |
| NEW YORK TIMES CO MTN BE | [NYT](https://holderbook.com/stocks/NYT/) | $2.6M | 37,165 | 0.1% | 20 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $2.5M | 44,493 | 0.1% | 31 |
| ISHARES TR | [EFAV](https://holderbook.com/stocks/EFAV/) | $2.3M | 26,178 | 0.1% | 19 |
| CHENIERE ENERGY INC | [LNG](https://holderbook.com/stocks/LNG/) | $2.2M | 9,100 | 0.1% | 31 |
| WALKER & DUNLOP INC | [WD](https://holderbook.com/stocks/WD/) | $2.1M | 38,251 | 0.1% | 31 |
| VERISK ANALYTICS INC | [VRSK](https://holderbook.com/stocks/VRSK/) | $2.0M | 11,052 | 0.1% | 7 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $1.9M | 4,646 | 0.1% | 31 |
| PERMA-PIPE INTL HLDGS INC | [PPIH](https://holderbook.com/stocks/PPIH/) | $1.9M | 70,000 | 0.1% | 18 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $1.9M | 1,316 | 0.1% | 31 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $1.9M | 15,963 | 0.1% | 31 |
| YUM BRANDS INC | [YUM](https://holderbook.com/stocks/YUM/) | $1.9M | 11,708 | 0.1% | 20 |
| MARATHON PETE CORP | [MPC](https://holderbook.com/stocks/MPC/) | $1.8M | 7,018 | 0.1% | 31 |
| ISHARES INC | [EUSA](https://holderbook.com/stocks/EUSA/) | $1.8M | 15,640 | 0.1% | 26 |
| ISHARES TR | [PFF](https://holderbook.com/stocks/PFF/) | $1.8M | 57,475 | 0.1% | 24 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $1.7M | 4,600 | 0.1% | 16 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $1.7M | 13,397 | 0.1% | 31 |
| ALASKA AIR GROUP INC | [ALK](https://holderbook.com/stocks/ALK/) | $1.7M | 32,900 | 0.1% | 3 |
| ISHARES TR | [FLOT](https://holderbook.com/stocks/FLOT/) | $1.7M | 33,000 | 0.1% | 9 |
| AMERICAN CENTY ETF TR | [AVES](https://holderbook.com/stocks/AVES/) | $1.7M | 25,675 | 0.1% | 3 |
| EQUINIX INC | [EQIX](https://holderbook.com/stocks/EQIX/) | $1.7M | 1,610 | 0.1% | 31 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $1.6M | 3,800 | 0.1% | 7 |
| JACOBS SOLUTIONS INC | [J](https://holderbook.com/stocks/J/) | $1.5M | 12,227 | 0.1% | 16 |
| ISHARES U S ETF TR | [NEAR](https://holderbook.com/stocks/NEAR/) | $1.5M | 30,290 | 0.1% | 25 |
| SPROTT ASSET MANAGEMENT LP | [CEF](https://holderbook.com/stocks/CEF/) | $1.5M | 37,776 | 0.1% | 24 |
| PEOPLE INC | [PPLI](https://holderbook.com/stocks/PPLI/) | $1.5M | 32,900 | 0.1% | 15 |
| NUTRIEN LTD | [NTR](https://holderbook.com/stocks/NTR/) | $1.5M | 23,695 | 0.1% | 31 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +13.2% | +14.8% | -1.6% | 98% |
| Q1 2026 | -0.1% | -4.6% | +4.5% | 98% |
| Q4 2025 | +4.1% | +2.4% | +1.7% | 108% |
| Q3 2025 | +7.2% | +7.8% | -0.7% | 102% |
| Q2 2025 | +5.3% | +10.5% | -5.2% | 97% |
| Q1 2025 | -0.5% | -4.6% | +4.1% | 90% |
| Q4 2024 | -2.5% | +2.1% | -4.7% | 91% |
| Q3 2024 | +5.2% | +5.4% | -0.2% | 86% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $1.7B | 311 |
| Q1 2026 | $1.5B | 304 |
| Q4 2025 | $1.5B | 298 |
| Q3 2025 | $1.2B | 311 |
| Q2 2025 | $1.2B | 307 |
| Q1 2025 | $1.3B | 310 |
| Q4 2024 | $1.3B | 293 |
| Q3 2024 | $1.2B | 310 |
| Q2 2024 | $1.2B | 310 |
| Q1 2024 | $1.2B | 311 |
| Q4 2023 | $1.1B | 303 |
| Q3 2023 | $1.1B | 305 |