# Koenig Investment Advisory, LLC

> Institutional holdings reported to the SEC as of Q3 2026 on Form 13F. CIK 2114481. Source: https://holderbook.com/funds/2114481-koenig-investment-advisory-llc/

- Reported value: $136.6M
- Positions: 38
- Weight of the ten largest: 81.1%
- Filed: 2026-10-09

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| AMERICAN CENTY ETF TR | [FLV](https://holderbook.com/stocks/FLV/) | $20.9M | 253,474 | 15.3% | 4 |
| ISHARES TR | [USMV](https://holderbook.com/stocks/USMV/) | $14.4M | 148,040 | 10.6% | 4 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $12.8M | 163,196 | 9.4% | 4 |
| PIMCO ETF TR | [MINT](https://holderbook.com/stocks/MINT/) | $11.3M | 112,206 | 8.3% | 4 |
| ISHARES TR | [IQLT](https://holderbook.com/stocks/IQLT/) | $11.3M | 227,841 | 8.3% | 4 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $10.7M | 113,444 | 7.9% | 4 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $9.9M | 19,386 | 7.3% | 4 |
| SPDR SERIES TRUST | [SDY](https://holderbook.com/stocks/SDY/) | $8.4M | 57,642 | 6.2% | 4 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $7.5M | 10,759 | 5.5% | 4 |
| METLIFE INC | [MET](https://holderbook.com/stocks/MET/) | $3.4M | 36,434 | 2.5% | 4 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $3.2M | 12,112 | 2.3% | 4 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $2.2M | 10,154 | 1.6% | 4 |
| DIMENSIONAL ETF TRUST | [DISV](https://holderbook.com/stocks/DISV/) | $2.1M | 48,833 | 1.5% | 4 |
| AMERICAN CENTY ETF TR | [FDG](https://holderbook.com/stocks/FDG/) | $2.1M | 15,545 | 1.5% | 4 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $1.8M | 2,381 | 1.3% | 4 |
| VANGUARD WHITEHALL FDS | [VYM](https://holderbook.com/stocks/VYM/) | $1.5M | 9,666 | 1.1% | 4 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.5M | 4,463 | 1.1% | 4 |
| DIMENSIONAL ETF TRUST | [DFIV](https://holderbook.com/stocks/DFIV/) | $1.2M | 21,621 | 0.9% | 1 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $1.1M | 24,569 | 0.8% | 4 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $1.0M | 1,113 | 0.7% | 4 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $952.7K | 14,148 | 0.7% | 4 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $797.9K | 8,855 | 0.6% | 4 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $755.6K | 21,218 | 0.6% | 4 |
| VANGUARD INDEX FDS | [VBR](https://holderbook.com/stocks/VBR/) | $753.7K | 3,262 | 0.6% | 4 |
| PIMCO ETF TR | [EMNT](https://holderbook.com/stocks/EMNT/) | $551.1K | 5,590 | 0.4% | 4 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $482.3K | 2,592 | 0.4% | 4 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $422.3K | 7,759 | 0.3% | 4 |
| TREKOR METALS LTD | - | $405.1K | 45,468 | 0.3% | 2 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $361.8K | 1,452 | 0.3% | 4 |
| VANGUARD INDEX FDS | [VXF](https://holderbook.com/stocks/VXF/) | $355.5K | 1,535 | 0.3% | 4 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $336.1K | 1,472 | 0.2% | 4 |
| WELLS FARGO & CO | [WFC](https://holderbook.com/stocks/WFC/) | $330.6K | 4,130 | 0.2% | 4 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $312.3K | 12,799 | 0.2% | 4 |
| ISHARES TR | [DSI](https://holderbook.com/stocks/DSI/) | $300.1K | 2,053 | 0.2% | 4 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $290.3K | 583 | 0.2% | 4 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $286.4K | 2,279 | 0.2% | 2 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $236.1K | 686 | 0.2% | 2 |
| ENBRIDGE INC | [ENB](https://holderbook.com/stocks/ENB/) | $209.2K | 4,500 | 0.2% | 4 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +6.4% | +14.8% | -8.4% | 99% |
| Q1 2026 | -2.5% | -4.6% | +2.1% | 97% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2026 | $136.6M | 38 |
| Q2 2026 | $128.7M | 37 |
| Q1 2026 | $117.7M | 36 |
| Q4 2025 | $123.3M | 37 |