# Catherine Avery Investment Management LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2103454. Source: https://holderbook.com/funds/2103454-catherine-avery-investment-management-llc/

- Reported value: $229.0M
- Positions: 166
- Weight of the ten largest: 33.5%
- Filed: 2026-07-27

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| SEAGATE TECHNOLOGY HLDNGS PL | [STX](https://holderbook.com/stocks/STX/) | $11.2M | 11,595 | 4.9% | 7 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $8.0M | 67,834 | 3.5% | 7 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $7.8M | 20,780 | 3.4% | 7 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $7.6M | 54,620 | 3.3% | 7 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $7.3M | 22,241 | 3.2% | 7 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $7.2M | 25,644 | 3.1% | 7 |
| BEST BUY INC | [BBY](https://holderbook.com/stocks/BBY/) | $7.0M | 92,755 | 3.1% | 7 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $6.9M | 119,907 | 3.0% | 7 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $6.9M | 53,596 | 3.0% | 7 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $6.7M | 17,835 | 2.9% | 7 |
| FREEPORT-MCMORAN INC | [FCX](https://holderbook.com/stocks/FCX/) | $6.6M | 104,522 | 2.9% | 5 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $6.6M | 80,871 | 2.9% | 7 |
| TARGET CORP | [TGT](https://holderbook.com/stocks/TGT/) | $6.6M | 50,194 | 2.9% | 7 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $6.4M | 111,573 | 2.8% | 7 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $6.3M | 17,530 | 2.8% | 5 |
| ONEOK INC NEW | [OKE](https://holderbook.com/stocks/OKE/) | $6.1M | 70,408 | 2.7% | 7 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $6.1M | 69,471 | 2.7% | 7 |
| L3HARRIS TECHNOLOGIES INC | [LHX](https://holderbook.com/stocks/LHX/) | $6.1M | 33,098 | 2.7% | 7 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $6.0M | 16,897 | 2.6% | 7 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $5.7M | 53,469 | 2.5% | 7 |
| KEYCORP | [KEY](https://holderbook.com/stocks/KEY/) | $5.7M | 249,306 | 2.5% | 3 |
| TRUIST FINL CORP | [TFC](https://holderbook.com/stocks/TFC/) | $5.7M | 114,289 | 2.5% | 7 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $5.7M | 21,006 | 2.5% | 7 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $5.6M | 34,079 | 2.5% | 7 |
| LENNAR CORP | [LEN](https://holderbook.com/stocks/LEN/) | $5.6M | 61,453 | 2.4% | 4 |
| OMNICOM GROUP INC | [OMC](https://holderbook.com/stocks/OMC/) | $5.6M | 76,208 | 2.4% | 7 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $5.5M | 227,951 | 2.4% | 7 |
| INTERNATIONAL PAPER CO | [IP](https://holderbook.com/stocks/IP/) | $5.5M | 46,731 | 2.4% | 1 |
| HEWLETT PACKARD ENTERPRISE C | [HPE](https://holderbook.com/stocks/HPE/) | $5.4M | 120,344 | 2.4% | 7 |
| SALESFORCE INC | [CRM](https://holderbook.com/stocks/CRM/) | $5.4M | 34,593 | 2.4% | 1 |
| PHILLIPS 66 | [PSX](https://holderbook.com/stocks/PSX/) | $5.3M | 31,061 | 2.3% | 7 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $4.2M | 28,378 | 1.8% | 7 |
| EVERSOURCE ENERGY | [ES](https://holderbook.com/stocks/ES/) | $3.7M | 51,329 | 1.6% | 2 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $2.6M | 61,801 | 1.1% | 7 |
| VALERO ENERGY CORP | [VLO](https://holderbook.com/stocks/VLO/) | $1.9M | 7,196 | 0.8% | 7 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $1.6M | 2,287 | 0.7% | 7 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $1.6M | 8,567 | 0.7% | 7 |
| COLGATE PALMOLIVE CO | [CL](https://holderbook.com/stocks/CL/) | $1.6M | 17,012 | 0.7% | 7 |
| JOHNSON CONTROLS INTERNATION | [JCI](https://holderbook.com/stocks/JCI/) | $1.2M | 8,343 | 0.5% | 7 |
| EVERGY INC | [EVRG](https://holderbook.com/stocks/EVRG/) | $1.2M | 13,834 | 0.5% | 7 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $811.1K | 3,880 | 0.4% | 7 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $711.5K | 5,204 | 0.3% | 7 |
| BAKER HUGHES COMPANY | [BKR](https://holderbook.com/stocks/BKR/) | $586.7K | 10,571 | 0.3% | 7 |
| STANLEY BLACK & DECKER INC | [SWK](https://holderbook.com/stocks/SWK/) | $509.6K | 5,414 | 0.2% | 4 |
| AIR PRODUCTS AND CHEMICALS I | [APD](https://holderbook.com/stocks/APD/) | $457.1K | 1,559 | 0.2% | 7 |
| PACKAGING CORP AMER | [PKG](https://holderbook.com/stocks/PKG/) | $418.2K | 1,755 | 0.2% | 4 |
| ISHARES TR | [SUSA](https://holderbook.com/stocks/SUSA/) | $384.7K | 2,493 | 0.2% | 7 |
| SPDR SERIES TRUST | [BIL](https://holderbook.com/stocks/BIL/) | $361.4K | 3,944 | 0.2% | 1 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $357.4K | 1,934 | 0.2% | 7 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $325.4K | 282 | 0.1% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $319.2K | 1,257 | 0.1% | 7 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $313.1K | 1,082 | 0.1% | 7 |
| WILLIAMS COS INC | [WMB](https://holderbook.com/stocks/WMB/) | $252.8K | 3,400 | 0.1% | 7 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $247.1K | 1,235 | 0.1% | 7 |
| MEDTRONIC PLC | [MDT](https://holderbook.com/stocks/MDT/) | $213.5K | 2,729 | 0.1% | 7 |
| FIRST TR EXCHANGE-TRADED FD | [RDVI](https://holderbook.com/stocks/RDVI/) | $189.4K | 6,443 | 0.1% | 1 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $169.1K | 500 | 0.1% | 7 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $156.0K | 700 | 0.1% | 7 |
| FRANKLIN RESOURCES INC | [BEN](https://holderbook.com/stocks/BEN/) | $120.2K | 3,614 | 0.1% | 7 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $119.4K | 334 | 0.1% | 7 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $110.3K | 3,000 | 0.0% | 1 |
| EMERSON ELEC CO | [EMR](https://holderbook.com/stocks/EMR/) | $107.4K | 750 | 0.0% | 7 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $102.2K | 96 | 0.0% | 7 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $95.6K | 5,000 | 0.0% | 1 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $90.7K | 1,000 | 0.0% | 7 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $89.8K | 770 | 0.0% | 7 |
| ISHARES TR | [IWD](https://holderbook.com/stocks/IWD/) | $89.7K | 370 | 0.0% | 7 |
| AMERICAN WTR WKS CO INC NEW | [AWK](https://holderbook.com/stocks/AWK/) | $88.8K | 675 | 0.0% | 7 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $79.0K | 155 | 0.0% | 7 |
| INTUIT | [INTU](https://holderbook.com/stocks/INTU/) | $78.3K | 300 | 0.0% | 7 |
| CINCINNATI FINL CORP | [CINF](https://holderbook.com/stocks/CINF/) | $73.1K | 395 | 0.0% | 7 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $72.0K | 1,000 | 0.0% | 7 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $70.3K | 388 | 0.0% | 7 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $67.6K | 197 | 0.0% | 7 |
| ALAMOS GOLD INC | [AGI](https://holderbook.com/stocks/AGI/) | $57.7K | 1,902 | 0.0% | 7 |
| SCHWAB STRATEGIC TR | [SCHD](https://holderbook.com/stocks/SCHD/) | $57.3K | 1,806 | 0.0% | 1 |
| VANGUARD SCOTTSDALE FDS | [VONG](https://holderbook.com/stocks/VONG/) | $55.6K | 435 | 0.0% | 1 |
| ISHARES TR | [IHI](https://holderbook.com/stocks/IHI/) | $54.9K | 1,112 | 0.0% | 7 |
| VANGUARD INDEX FDS | [VOT](https://holderbook.com/stocks/VOT/) | $50.5K | 165 | 0.0% | 1 |
| VANGUARD INDEX FDS | [VOE](https://holderbook.com/stocks/VOE/) | $50.2K | 254 | 0.0% | 1 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $37.4K | 2,691 | 0.0% | 7 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $34.4K | 46 | 0.0% | 7 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $29.4K | 117 | 0.0% | 7 |
| NEWMONT CORP | [NEM](https://holderbook.com/stocks/NEM/) | $25.7K | 275 | 0.0% | 7 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $25.3K | 181 | 0.0% | 7 |
| LOWES COS INC | [LOW](https://holderbook.com/stocks/LOW/) | $24.7K | 112 | 0.0% | 7 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $23.7K | 42 | 0.0% | 7 |
| DIMENSIONAL ETF TRUST | [DFIV](https://holderbook.com/stocks/DFIV/) | $23.6K | 436 | 0.0% | 1 |
| ISHARES TR | [DVY](https://holderbook.com/stocks/DVY/) | $23.3K | 149 | 0.0% | 7 |
| GLOBAL X FDS | [EMBD](https://holderbook.com/stocks/EMBD/) | $20.8K | 868 | 0.0% | 1 |
| ISHARES U S ETF TR | [NEAR](https://holderbook.com/stocks/NEAR/) | $20.8K | 410 | 0.0% | 1 |
| INVESCO EXCH TRADED FD TR II | [SPMO](https://holderbook.com/stocks/SPMO/) | $20.4K | 126 | 0.0% | 1 |
| FIRST TR EXCHANGE-TRADED ALP | [FYC](https://holderbook.com/stocks/FYC/) | $18.8K | 148 | 0.0% | 1 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $18.7K | 20 | 0.0% | 7 |
| EA SERIES TRUST | [FRDM](https://holderbook.com/stocks/FRDM/) | $18.3K | 251 | 0.0% | 1 |
| JANUS DETROIT STR TR | [JAAA](https://holderbook.com/stocks/JAAA/) | $17.9K | 355 | 0.0% | 1 |
| THE ALGER ETF TRUST | [FRTY](https://holderbook.com/stocks/FRTY/) | $17.9K | 721 | 0.0% | 1 |
| AMERICAN CENTY ETF TR | [AVLV](https://holderbook.com/stocks/AVLV/) | $16.4K | 180 | 0.0% | 1 |
| DIMENSIONAL ETF TRUST | [DFAS](https://holderbook.com/stocks/DFAS/) | $16.3K | 198 | 0.0% | 1 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $16.0K | 109 | 0.0% | 7 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +12.1% | +14.8% | -2.7% | 100% |
| Q1 2026 | +5.2% | -4.6% | +9.8% | 100% |
| Q4 2025 | +3.4% | +2.4% | +1.0% | 100% |
| Q3 2025 | +8.4% | +7.8% | +0.6% | 100% |
| Q2 2025 | +4.4% | +10.5% | -6.1% | 100% |
| Q1 2025 | -1.4% | -4.6% | +3.2% | 98% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $229.0M | 166 |
| Q1 2026 | $223.4M | 109 |
| Q4 2025 | $167.0M | 158 |
| Q3 2025 | $155.2M | 162 |
| Q2 2025 | $131.6M | 166 |
| Q1 2025 | $111.6M | 161 |
| Q4 2024 | $113.3M | 176 |