# Uptown Financial Advisors LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2066147. Source: https://holderbook.com/funds/2066147-uptown-financial-advisors-llc/

- Reported value: $151.9M
- Positions: 77
- Weight of the ten largest: 60.4%
- Filed: 2026-07-10

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $16.1M | 186,647 | 10.6% | 7 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $12.0M | 232 | 7.9% | 3 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $11.8M | 79,404 | 7.8% | 7 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $11.3M | 139,720 | 7.4% | 7 |
| SPDR SERIES TRUST | [SPYV](https://holderbook.com/stocks/SPYV/) | $10.0M | 164,321 | 6.6% | 7 |
| SPDR INDEX SHS FDS | [SPEM](https://holderbook.com/stocks/SPEM/) | $8.1M | 155,992 | 5.3% | 7 |
| VANGUARD BD INDEX FDS | [BSV](https://holderbook.com/stocks/BSV/) | $7.8M | 100,179 | 5.1% | 7 |
| SPDR SERIES TRUST | [SPYG](https://holderbook.com/stocks/SPYG/) | $5.7M | 47,799 | 3.7% | 7 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $5.0M | 181,155 | 3.3% | 7 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $4.1M | 18,712 | 2.7% | 7 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $4.0M | 52,739 | 2.7% | 7 |
| VANGUARD WORLD FD | [VDE](https://holderbook.com/stocks/VDE/) | $3.8M | 25,298 | 2.5% | 7 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $3.8M | 53,094 | 2.5% | 7 |
| VANGUARD INTL EQUITY INDEX F | [VSS](https://holderbook.com/stocks/VSS/) | $3.2M | 20,899 | 2.1% | 7 |
| SELECT SECTOR SPDR TR | [XLU](https://holderbook.com/stocks/XLU/) | $3.2M | 53,969 | 2.1% | 7 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $3.1M | 10,646 | 2.1% | 7 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $2.7M | 3,624 | 1.8% | 7 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $2.5M | 128,774 | 1.6% | 7 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $2.0M | 2,631 | 1.3% | 7 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $1.8M | 16,282 | 1.2% | 7 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $1.8M | 48,051 | 1.2% | 7 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $1.5M | 1,922 | 1.0% | 7 |
| VANGUARD CHARLOTTE FDS | [BNDX](https://holderbook.com/stocks/BNDX/) | $1.4M | 29,794 | 1.0% | 7 |
| ISHARES TR | [IWM](https://holderbook.com/stocks/IWM/) | $1.1M | 3,752 | 0.7% | 7 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $1.1M | 14,333 | 0.7% | 7 |
| VANGUARD WHITEHALL FDS | [VYM](https://holderbook.com/stocks/VYM/) | $1.0M | 6,490 | 0.7% | 7 |
| SPDR INDEX SHS FDS | [SPDW](https://holderbook.com/stocks/SPDW/) | $1.0M | 20,066 | 0.7% | 7 |
| VANGUARD INDEX FDS | [VNQ](https://holderbook.com/stocks/VNQ/) | $916.1K | 9,499 | 0.6% | 7 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $891.2K | 4,387 | 0.6% | 6 |
| JANUS DETROIT STR TR | [JAAA](https://holderbook.com/stocks/JAAA/) | $876.6K | 17,361 | 0.6% | 7 |
| ISHARES INC | [EMXC](https://holderbook.com/stocks/EMXC/) | $860.3K | 8,409 | 0.6% | 5 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $795.2K | 1,905 | 0.5% | 7 |
| SPDR SERIES TRUST | [JNK](https://holderbook.com/stocks/JNK/) | $754.0K | 7,823 | 0.5% | 7 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $717.1K | 1,273 | 0.5% | 7 |
| SCHWAB STRATEGIC TR | [SCHV](https://holderbook.com/stocks/SCHV/) | $708.5K | 20,352 | 0.5% | 7 |
| ISHARES TR | [IJS](https://holderbook.com/stocks/IJS/) | $597.4K | 4,371 | 0.4% | 7 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $593.8K | 5,518 | 0.4% | 7 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $585.4K | 5,914 | 0.4% | 5 |
| SPACE EXPLORATION TECHN CORP | [SPCX](https://holderbook.com/stocks/SPCX/) | $518.0K | 32 | 0.3% | 1 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $504.1K | 734 | 0.3% | 7 |
| PIMCO ETF TR | [MINT](https://holderbook.com/stocks/MINT/) | $499.7K | 4,956 | 0.3% | 1 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $489.7K | 4,097 | 0.3% | 7 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $481.4K | 1,913 | 0.3% | 7 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $475.4K | 7,964 | 0.3% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $466.5K | 1,837 | 0.3% | 7 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $456.9K | 5,603 | 0.3% | 7 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $456.1K | 4,722 | 0.3% | 5 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $452.3K | 1,562 | 0.3% | 7 |
| VANGUARD INDEX FDS | [VBR](https://holderbook.com/stocks/VBR/) | $434.5K | 1,788 | 0.3% | 7 |
| SCHWAB STRATEGIC TR | [SCHD](https://holderbook.com/stocks/SCHD/) | $404.3K | 12,750 | 0.3% | 7 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $399.4K | 1,340 | 0.3% | 7 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $388.3K | 11,476 | 0.3% | 7 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $381.2K | 1,127 | 0.3% | 7 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $380.4K | 4,592 | 0.3% | 7 |
| ISHARES TR | [EFA](https://holderbook.com/stocks/EFA/) | $337.9K | 3,253 | 0.2% | 7 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $327.5K | 1,384 | 0.2% | 7 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $313.6K | 958 | 0.2% | 7 |
| VANGUARD INTL EQUITY INDEX F | [VNQI](https://holderbook.com/stocks/VNQI/) | $309.7K | 6,905 | 0.2% | 7 |
| SCHWAB STRATEGIC TR | [SCHC](https://holderbook.com/stocks/SCHC/) | $286.8K | 5,961 | 0.2% | 7 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $278.0K | 778 | 0.2% | 3 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $266.2K | 250 | 0.2% | 1 |
| NUVEEN QUALITY MUNCP INCOME | [NAD](https://holderbook.com/stocks/NAD/) | $265.8K | 21,930 | 0.2% | 7 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $257.0K | 3,600 | 0.2% | 7 |
| WELLS FARGO & CO | [WFC](https://holderbook.com/stocks/WFC/) | $243.0K | 2,940 | 0.2% | 7 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $241.0K | 1,011 | 0.2% | 7 |
| SPDR SERIES TRUST | [SPMD](https://holderbook.com/stocks/SPMD/) | $237.3K | 3,513 | 0.2% | 2 |
| BLACKSTONE SENI FLTN RAT 202 | [BSL](https://holderbook.com/stocks/BSL/) | $224.3K | 17,320 | 0.1% | 7 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $222.9K | 1,345 | 0.1% | 4 |
| KINDER MORGAN INC DEL | [KMI](https://holderbook.com/stocks/KMI/) | $222.3K | 6,952 | 0.1% | 2 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $214.1K | 509 | 0.1% | 1 |
| SPDR SERIES TRUST | [SPSB](https://holderbook.com/stocks/SPSB/) | $213.5K | 7,115 | 0.1% | 7 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $209.5K | 1,532 | 0.1% | 2 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $208.9K | 743 | 0.1% | 1 |
| MIDDLEBY CORP | [MIDD](https://holderbook.com/stocks/MIDD/) | $206.4K | 1,200 | 0.1% | 1 |
| ISHARES TR | [SUB](https://holderbook.com/stocks/SUB/) | $206.0K | 1,935 | 0.1% | 7 |
| JANUS DETROIT STR TR | [JBBB](https://holderbook.com/stocks/JBBB/) | $201.9K | 4,265 | 0.1% | 1 |
| NUVEEN AMT FREE QLTY MUN INC | [NEA](https://holderbook.com/stocks/NEA/) | $135.0K | 11,499 | 0.1% | 7 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +9.6% | +14.8% | -5.2% | 99% |
| Q1 2026 | -0.2% | -4.6% | +4.5% | 85% |
| Q4 2025 | +0.8% | +2.4% | -1.5% | 100% |
| Q3 2025 | +5.9% | +7.8% | -1.9% | 95% |
| Q2 2025 | +7.7% | +10.5% | -2.7% | 99% |
| Q1 2025 | -2.1% | -4.6% | +2.4% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $151.9M | 77 |
| Q1 2026 | $125.9M | 71 |
| Q4 2025 | $139.6M | 75 |
| Q3 2025 | $121.4M | 71 |
| Q2 2025 | $116.7M | 71 |
| Q1 2025 | $98.0M | 69 |
| Q4 2024 | $92.7M | 65 |