# Wernau Asset Management Inc.

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2053236. Source: https://holderbook.com/funds/2053236-wernau-asset-management-inc/

- Reported value: $192.5M
- Positions: 48
- Weight of the ten largest: 84.9%
- Filed: 2026-07-31

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $81.8M | 16,859 | 42.5% | 7 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $44.0M | 91,042 | 22.9% | 7 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $8.2M | 22,770 | 4.3% | 7 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $7.3M | 14,583 | 3.8% | 7 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $4.8M | 12,915 | 2.5% | 7 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $4.7M | 82,955 | 2.5% | 7 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $3.6M | 10,006 | 1.9% | 7 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $3.2M | 9,835 | 1.7% | 7 |
| VANGUARD SCOTTSDALE FDS | [VTWO](https://holderbook.com/stocks/VTWO/) | $2.9M | 23,800 | 1.5% | 7 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $2.9M | 119,725 | 1.5% | 7 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $2.5M | 10,298 | 1.3% | 7 |
| UNITIL CORP | [UTL](https://holderbook.com/stocks/UTL/) | $2.3M | 44,526 | 1.2% | 7 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $2.3M | 19,207 | 1.2% | 7 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $2.0M | 13,480 | 1.0% | 7 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $1.7M | 83,453 | 0.9% | 7 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $1.4M | 49,588 | 0.7% | 7 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $1.2M | 14,981 | 0.6% | 7 |
| SCHWAB STRATEGIC TR | [SCHD](https://holderbook.com/stocks/SCHD/) | $1.1M | 33,994 | 0.6% | 7 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $1.1M | 17,816 | 0.6% | 7 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $1.1M | 5,295 | 0.6% | 7 |
| KKR & CO INC | [KKR](https://holderbook.com/stocks/KKR/) | $1.0M | 11,030 | 0.5% | 7 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $938.0K | 9,745 | 0.5% | 7 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $933.4K | 22,046 | 0.5% | 7 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $722.2K | 5,282 | 0.4% | 7 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $704.1K | 1,911 | 0.4% | 7 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $609.1K | 2,166 | 0.3% | 7 |
| SCHWAB STRATEGIC TR | [SCHB](https://holderbook.com/stocks/SCHB/) | $566.3K | 19,554 | 0.3% | 7 |
| CONSOLIDATED EDISON INC | [ED](https://holderbook.com/stocks/ED/) | $564.7K | 5,104 | 0.3% | 7 |
| ISHARES TR | [IWF](https://holderbook.com/stocks/IWF/) | $562.2K | 4,528 | 0.3% | 7 |
| KINDER MORGAN INC DEL | [KMI](https://holderbook.com/stocks/KMI/) | $506.3K | 15,835 | 0.3% | 7 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $497.0K | 414 | 0.3% | 7 |
| BOSTON BEER INC | [SAM](https://holderbook.com/stocks/SAM/) | $442.6K | 2,500 | 0.2% | 7 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $374.9K | 1,013 | 0.2% | 4 |
| ISHARES TR | [EEM](https://holderbook.com/stocks/EEM/) | $363.7K | 5,316 | 0.2% | 7 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $345.4K | 4,207 | 0.2% | 7 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $330.9K | 23,805 | 0.2% | 7 |
| SELECT SECTOR SPDR TR | [XLF](https://holderbook.com/stocks/XLF/) | $328.2K | 6,122 | 0.2% | 7 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $322.9K | 1,283 | 0.2% | 7 |
| STARBUCKS CORP | [SBUX](https://holderbook.com/stocks/SBUX/) | $284.7K | 2,785 | 0.1% | 7 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $257.7K | 350 | 0.1% | 4 |
| PEMBINA PIPELINE CORP | [PBA](https://holderbook.com/stocks/PBA/) | $257.7K | 5,572 | 0.1% | 7 |
| ANNALY CAPITAL MANAGEMENT IN | [NLY](https://holderbook.com/stocks/NLY/) | $246.8K | 11,036 | 0.1% | 7 |
| ISHARES TR | [IWB](https://holderbook.com/stocks/IWB/) | $237.5K | 580 | 0.1% | 7 |
| ISHARES TR | [TIP](https://holderbook.com/stocks/TIP/) | $236.3K | 2,159 | 0.1% | 7 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $235.9K | 3,304 | 0.1% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $234.7K | 924 | 0.1% | 2 |
| ISHARES TR | [IWD](https://holderbook.com/stocks/IWD/) | $205.3K | 847 | 0.1% | 1 |
| VANGUARD SCOTTSDALE FDS | [VONV](https://holderbook.com/stocks/VONV/) | $200.4K | 1,885 | 0.1% | 1 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.1% | +14.8% | -4.8% | 67% |
| Q4 2025 | +4.3% | +2.4% | +1.9% | 66% |
| Q3 2025 | +10.8% | +7.8% | +3.0% | 61% |
| Q2 2025 | +4.1% | +10.5% | -6.4% | 76% |
| Q1 2025 | -4.7% | -4.6% | -0.2% | 77% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $192.5M | 48 |
| Q1 2026 | $143.4M | 48 |
| Q4 2025 | $184.8M | 46 |
| Q3 2025 | $147.1M | 46 |
| Q2 2025 | $143.9M | 43 |
| Q1 2025 | $128.0M | 46 |
| Q4 2024 | $134.2M | 47 |