# Whipplewood Advisors, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2052510. Source: https://holderbook.com/funds/2052510-whipplewood-advisors-llc/

- Reported value: $148.6M
- Positions: 636
- Weight of the ten largest: 40.0%
- Filed: 2026-07-27

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| JANUS DETROIT STR TR | [JAAA](https://holderbook.com/stocks/JAAA/) | $16.5M | 326,599 | 11.1% | 7 |
| ELEVATION SERIES TRUST | [NPFE](https://holderbook.com/stocks/NPFE/) | $12.2M | 437,689 | 8.2% | 2 |
| J P MORGAN EXCHANGE TRADED F | [JPLD](https://holderbook.com/stocks/JPLD/) | $6.0M | 115,738 | 4.1% | 2 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $4.0M | 11,804 | 2.7% | 7 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $3.9M | 16,664 | 2.7% | 7 |
| WESTERN ASSET PREMIER BD FD | [WEA](https://holderbook.com/stocks/WEA/) | $3.8M | 357,034 | 2.6% | 7 |
| INNOVATOR ETFS TRUST | [BALT](https://holderbook.com/stocks/BALT/) | $3.4M | 98,097 | 2.3% | 7 |
| ARES CAPITAL CORP | [ARCC](https://holderbook.com/stocks/ARCC/) | $3.3M | 177,662 | 2.2% | 7 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $3.1M | 44,020 | 2.1% | 7 |
| VANGUARD WHITEHALL FDS | [VIGI](https://holderbook.com/stocks/VIGI/) | $3.1M | 33,159 | 2.1% | 7 |
| BLACKSTONE SECD LENDING FD | [BXSL](https://holderbook.com/stocks/BXSL/) | $2.9M | 121,437 | 1.9% | 7 |
| VANGUARD INTL EQUITY INDEX F | [VT](https://holderbook.com/stocks/VT/) | $2.7M | 17,407 | 1.8% | 7 |
| SCHWAB STRATEGIC TR | [FNDF](https://holderbook.com/stocks/FNDF/) | $2.7M | 50,512 | 1.8% | 7 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $2.2M | 7,727 | 1.5% | 7 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $2.2M | 59,945 | 1.5% | 7 |
| AB ACTIVE ETFS INC | [TAFI](https://holderbook.com/stocks/TAFI/) | $2.2M | 86,368 | 1.5% | 4 |
| J P MORGAN EXCHANGE TRADED F | [JEPI](https://holderbook.com/stocks/JEPI/) | $2.2M | 38,554 | 1.5% | 7 |
| FLAHERTY & CRUMRINE DYNAMIC | [DFP](https://holderbook.com/stocks/DFP/) | $1.9M | 93,297 | 1.3% | 7 |
| SCHWAB STRATEGIC TR | [FNDX](https://holderbook.com/stocks/FNDX/) | $1.8M | 57,624 | 1.2% | 7 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $1.7M | 28,031 | 1.1% | 7 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $1.6M | 2,197 | 1.1% | 7 |
| ISHARES INC | [EEMV](https://holderbook.com/stocks/EEMV/) | $1.5M | 20,554 | 1.0% | 7 |
| J P MORGAN EXCHANGE TRADED F | [JEPQ](https://holderbook.com/stocks/JEPQ/) | $1.5M | 24,815 | 1.0% | 7 |
| INVESCO EXCHANGE TRADED FD T | [PRF](https://holderbook.com/stocks/PRF/) | $1.5M | 27,479 | 1.0% | 7 |
| INVESCO EXCHANGE TRADED FD T | [PRFZ](https://holderbook.com/stocks/PRFZ/) | $1.5M | 26,292 | 1.0% | 7 |
| SCHWAB STRATEGIC TR | [SCHM](https://holderbook.com/stocks/SCHM/) | $1.5M | 39,709 | 1.0% | 7 |
| SCHWAB STRATEGIC TR | [FNDE](https://holderbook.com/stocks/FNDE/) | $1.5M | 36,668 | 1.0% | 7 |
| GOLUB CAP BDC INC | [GBDC](https://holderbook.com/stocks/GBDC/) | $1.4M | 112,027 | 1.0% | 7 |
| NUVEEN SELECT MAT MUN FD | [NIM](https://holderbook.com/stocks/NIM/) | $1.4M | 151,035 | 1.0% | 7 |
| HERCULES CAPITAL INC | [HTGC](https://holderbook.com/stocks/HTGC/) | $1.3M | 83,463 | 0.9% | 4 |
| SEI EXCHANGE TRADED FUNDS | - | $1.3M | 51,192 | 0.9% | 1 |
| VANECK ETF TRUST | [MOTI](https://holderbook.com/stocks/MOTI/) | $1.2M | 34,730 | 0.8% | 7 |
| BLACKROCK CORPOR HI YLD FD I | [HYT](https://holderbook.com/stocks/HYT/) | $1.1M | 131,117 | 0.8% | 7 |
| INVESCO ADVANTAGE MUN INCOME | [VKI](https://holderbook.com/stocks/VKI/) | $1.1M | 112,493 | 0.7% | 7 |
| SPDR INDEX SHS FDS | [EFAX](https://holderbook.com/stocks/EFAX/) | $1.1M | 19,623 | 0.7% | 7 |
| EATON VANCE MUN INCOME TR | [EVN](https://holderbook.com/stocks/EVN/) | $1.1M | 93,479 | 0.7% | 7 |
| INVESCO VALUE MUN INCOME TR | [IIM](https://holderbook.com/stocks/IIM/) | $1.0M | 80,630 | 0.7% | 7 |
| VANECK ETF TRUST | [MOAT](https://holderbook.com/stocks/MOAT/) | $1.0M | 9,736 | 0.7% | 7 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $1.0M | 8,501 | 0.7% | 3 |
| ARES MANAGEMENT CORPORATION | [ARES](https://holderbook.com/stocks/ARES/) | $978.2K | 8,788 | 0.7% | 2 |
| NUVEEN AMT FREE MUN CR INC F | [NVG](https://holderbook.com/stocks/NVG/) | $960.5K | 75,042 | 0.6% | 7 |
| BLACKROCK DEBT STRATEGIES FD | [DSU](https://holderbook.com/stocks/DSU/) | $959.6K | 98,931 | 0.6% | 7 |
| PIMCO INCOME STRATEGY FD II | [PFN](https://holderbook.com/stocks/PFN/) | $955.8K | 134,055 | 0.6% | 5 |
| PIMCO HIGH INCOME FD | [PHK](https://holderbook.com/stocks/PHK/) | $942.0K | 202,151 | 0.6% | 5 |
| WESTERN ASSET INVT GRADE OPP | [IGI](https://holderbook.com/stocks/IGI/) | $941.5K | 58,440 | 0.6% | 5 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $899.6K | 3,328 | 0.6% | 7 |
| INVESCO EXCH TRADED FD TR II | [SPLV](https://holderbook.com/stocks/SPLV/) | $876.1K | 11,697 | 0.6% | 7 |
| INVESCO MUNICIPAL TRUST | [VKQ](https://holderbook.com/stocks/VKQ/) | $875.3K | 87,183 | 0.6% | 7 |
| NUVEEN AMT FREE QLTY MUN INC | [NEA](https://holderbook.com/stocks/NEA/) | $866.8K | 73,837 | 0.6% | 7 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $850.5K | 1,155 | 0.6% | 7 |
| J P MORGAN EXCHANGE TRADED F | [JPST](https://holderbook.com/stocks/JPST/) | $822.2K | 16,258 | 0.6% | 7 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $820.3K | 2,199 | 0.6% | 7 |
| VANGUARD WORLD FD | [MGC](https://holderbook.com/stocks/MGC/) | $812.4K | 2,969 | 0.5% | 7 |
| NYLI MACKAY DEFINEDTERM MUNI | [MMD](https://holderbook.com/stocks/MMD/) | $789.0K | 50,902 | 0.5% | 7 |
| INNOVATOR ETFS TRUST | [JANH](https://holderbook.com/stocks/JANH/) | $784.7K | 31,743 | 0.5% | 6 |
| INNOVATOR ETFS TRUST | [APRH](https://holderbook.com/stocks/APRH/) | $782.3K | 31,381 | 0.5% | 6 |
| INNOVATOR ETFS TRUST | [JULH](https://holderbook.com/stocks/JULH/) | $781.4K | 31,382 | 0.5% | 6 |
| INNOVATOR ETFS TRUST | [OCTH](https://holderbook.com/stocks/OCTH/) | $780.8K | 32,539 | 0.5% | 6 |
| GUGGENHEIM TAXABLE MUNICP BO | [GBAB](https://holderbook.com/stocks/GBAB/) | $757.2K | 52,364 | 0.5% | 7 |
| INVESCO EXCH TRADED FD TR II | [BAB](https://holderbook.com/stocks/BAB/) | $754.1K | 28,096 | 0.5% | 7 |
| TCW STRATEGIC INCOME FD INC | [TSI](https://holderbook.com/stocks/TSI/) | $752.6K | 166,871 | 0.5% | 5 |
| INVESCO TR INVT GRADE MUNS | [VGM](https://holderbook.com/stocks/VGM/) | $736.5K | 69,481 | 0.5% | 7 |
| WESTERN ASSET INTER MUNI | [SBI](https://holderbook.com/stocks/SBI/) | $719.5K | 91,425 | 0.5% | 7 |
| SIXTH STREET SPECIALTY LENDI | [TSLX](https://holderbook.com/stocks/TSLX/) | $696.4K | 40,558 | 0.5% | 3 |
| INNOVATOR ETFS TRUST | [EPRF](https://holderbook.com/stocks/EPRF/) | $684.4K | 41,532 | 0.5% | 7 |
| GOLDMAN SACHS ETF TR | [GPIX](https://holderbook.com/stocks/GPIX/) | $627.6K | 11,294 | 0.4% | 7 |
| FIRST TR EXCHANGE-TRADED FD | [RDVI](https://holderbook.com/stocks/RDVI/) | $624.9K | 21,256 | 0.4% | 7 |
| PIMCO MUN INCOME FD II | [PML](https://holderbook.com/stocks/PML/) | $583.9K | 76,724 | 0.4% | 4 |
| NUVEEN MUN CR INCOME FD | [NZF](https://holderbook.com/stocks/NZF/) | $572.6K | 45,158 | 0.4% | 7 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $553.0K | 28,923 | 0.4% | 7 |
| CARLYLE SECURED LENDING INC | [CGBD](https://holderbook.com/stocks/CGBD/) | $545.7K | 51,820 | 0.4% | 5 |
| GLOBAL X FDS | [XYLG](https://holderbook.com/stocks/XYLG/) | $541.1K | 18,768 | 0.4% | 6 |
| INVESCO EXCHANGE TRADED FD T | [SPGP](https://holderbook.com/stocks/SPGP/) | $539.5K | 4,412 | 0.4% | 7 |
| INVESCO EXCHANGE TRADED FD T | [XMMO](https://holderbook.com/stocks/XMMO/) | $526.1K | 3,092 | 0.4% | 7 |
| MORGAN STANLEY EMKT DBT FD I | [MSD](https://holderbook.com/stocks/MSD/) | $506.5K | 69,383 | 0.3% | 7 |
| FIDELITY COVINGTON TRUST | [FDEM](https://holderbook.com/stocks/FDEM/) | $496.8K | 13,674 | 0.3% | 3 |
| J P MORGAN EXCHANGE TRADED F | [JPRE](https://holderbook.com/stocks/JPRE/) | $462.8K | 8,870 | 0.3% | 7 |
| ARK ETF TR | [ARKK](https://holderbook.com/stocks/ARKK/) | $462.8K | 5,726 | 0.3% | 7 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $419.4K | 1,542 | 0.3% | 7 |
| MAIN STR CAP CORP | [MAIN](https://holderbook.com/stocks/MAIN/) | $417.8K | 8,054 | 0.3% | 2 |
| AMERICAN BEACON SELECT FUNDS | [MGNR](https://holderbook.com/stocks/MGNR/) | $401.1K | 8,262 | 0.3% | 5 |
| WELLTOWER INC | [WELL](https://holderbook.com/stocks/WELL/) | $385.2K | 1,697 | 0.3% | 7 |
| PIMCO ETF TR | [SMMU](https://holderbook.com/stocks/SMMU/) | $385.2K | 7,627 | 0.3% | 7 |
| BLACKROCK MUNIYILD QULT FD I | [MQY](https://holderbook.com/stocks/MQY/) | $382.0K | 32,930 | 0.3% | 2 |
| VANGUARD SCOTTSDALE FDS | [VTWO](https://holderbook.com/stocks/VTWO/) | $345.7K | 2,847 | 0.2% | 7 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $326.3K | 437 | 0.2% | 7 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $321.4K | 468 | 0.2% | 7 |
| BLACKSTONE MORTGAGE TRUST IN | [BXMT](https://holderbook.com/stocks/BXMT/) | $314.9K | 18,577 | 0.2% | 7 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $302.9K | 419 | 0.2% | 3 |
| PGIM ETF TR | [PAAA](https://holderbook.com/stocks/PAAA/) | $288.6K | 5,629 | 0.2% | 1 |
| THE ALGER ETF TRUST | [ALAI](https://holderbook.com/stocks/ALAI/) | $281.0K | 6,157 | 0.2% | 7 |
| ABRDN NATL MUN INCOME FD | [VFL](https://holderbook.com/stocks/VFL/) | $269.2K | 25,961 | 0.2% | 7 |
| J P MORGAN EXCHANGE TRADED F | [JIRE](https://holderbook.com/stocks/JIRE/) | $267.6K | 3,244 | 0.2% | 7 |
| GLOBAL X FDS | [SPFF](https://holderbook.com/stocks/SPFF/) | $247.7K | 26,418 | 0.2% | 7 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $207.1K | 869 | 0.1% | 7 |
| EATON VANCE CALIF MUN INCOM | [CEV](https://holderbook.com/stocks/CEV/) | $197.0K | 18,727 | 0.1% | 7 |
| FIRST TR EXCHNG TRADED FD VI | [BUFR](https://holderbook.com/stocks/BUFR/) | $195.9K | 5,364 | 0.1% | 7 |
| PIMCO CALIF MUN INCOME FD | [PCQ](https://holderbook.com/stocks/PCQ/) | $192.3K | 21,442 | 0.1% | 4 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $185.8K | 1,268 | 0.1% | 7 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $181.2K | 312 | 0.1% | 7 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +8.7% | +14.8% | -6.1% | 94% |
| Q1 2026 | -3.2% | -4.6% | +1.4% | 100% |
| Q4 2025 | +0.2% | +2.4% | -2.1% | 100% |
| Q3 2025 | +6.6% | +7.8% | -1.2% | 100% |
| Q2 2025 | +8.8% | +10.5% | -1.7% | 107% |
| Q1 2025 | -2.9% | -4.6% | +1.6% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $148.6M | 636 |
| Q1 2026 | $192.7M | 1,065 |
| Q4 2025 | $155.6M | 503 |
| Q3 2025 | $152.0M | 293 |
| Q2 2025 | $182.0M | 1,202 |
| Q1 2025 | $169.4M | 1,209 |
| Q4 2024 | $175.9M | 1,183 |