# Mallini Complete Financial Planning LLC

> Institutional holdings reported to the SEC as of Q3 2026 on Form 13F. CIK 2049540. Source: https://holderbook.com/funds/2049540-mallini-complete-financial-planning-llc/

- Reported value: $142.7M
- Positions: 72
- Weight of the ten largest: 82.6%
- Filed: 2026-10-06

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $46.8M | 125,151 | 32.8% | 8 |
| VANGUARD MALVERN FDS | [VCRB](https://holderbook.com/stocks/VCRB/) | $28.3M | 384,501 | 19.8% | 2 |
| VANGUARD STAR FDS | [VXUS](https://holderbook.com/stocks/VXUS/) | $17.0M | 199,512 | 11.9% | 8 |
| VANGUARD MUN BD FDS | [VCRM](https://holderbook.com/stocks/VCRM/) | $12.2M | 170,666 | 8.6% | 2 |
| VANGUARD WORLD FD | [ESGV](https://holderbook.com/stocks/ESGV/) | $3.9M | 29,024 | 2.8% | 8 |
| ISHARES TR | [EAGG](https://holderbook.com/stocks/EAGG/) | $3.0M | 66,590 | 2.1% | 8 |
| USA COMPRESSION PARTNERS LP | [USAC](https://holderbook.com/stocks/USAC/) | $2.3M | 92,060 | 1.6% | 8 |
| CRAWFORD & CO | [CRDA](https://holderbook.com/stocks/CRDA/) | $1.6M | 130,687 | 1.1% | 1 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $1.5M | 2,086 | 1.0% | 8 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.3M | 3,812 | 0.9% | 8 |
| VANGUARD WORLD FD | [VSGX](https://holderbook.com/stocks/VSGX/) | $1.3M | 15,448 | 0.9% | 8 |
| SPDR SERIES TRUST | [SPYM](https://holderbook.com/stocks/SPYM/) | $1.0M | 11,368 | 0.7% | 1 |
| VANGUARD WHITEHALL FDS | [VYM](https://holderbook.com/stocks/VYM/) | $984.0K | 6,340 | 0.7% | 8 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $911.9K | 3,908 | 0.6% | 8 |
| EXXONMOBIL HOLDINGS CORP COM SHS | [XOM](https://holderbook.com/stocks/XOM/) | $857.1K | 5,266 | 0.6% | 2 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $787.1K | 3,159 | 0.6% | 8 |
| J P MORGAN EXCHANGE TRADED F | [JMST](https://holderbook.com/stocks/JMST/) | $767.9K | 15,187 | 0.5% | 8 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $736.6K | 37,256 | 0.5% | 8 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $702.1K | 2,212 | 0.5% | 8 |
| PIMCO ETF TR | [MUNI](https://holderbook.com/stocks/MUNI/) | $700.6K | 14,100 | 0.5% | 8 |
| ISHARES TR | [ITOT](https://holderbook.com/stocks/ITOT/) | $691.2K | 4,157 | 0.5% | 2 |
| ARES CAPITAL CORP | [ARCC](https://holderbook.com/stocks/ARCC/) | $690.4K | 36,144 | 0.5% | 8 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $612.7K | 800 | 0.4% | 8 |
| CORNERSTONE TOTAL RETURN FD | [CRF](https://holderbook.com/stocks/CRF/) | $540.2K | 87,687 | 0.4% | 8 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $532.9K | 1,039 | 0.4% | 1 |
| ISHARES TR | [SUSA](https://holderbook.com/stocks/SUSA/) | $531.2K | 3,412 | 0.4% | 8 |
| J P MORGAN EXCHANGE TRADED F | [JMUB](https://holderbook.com/stocks/JMUB/) | $504.3K | 10,600 | 0.4% | 8 |
| GUGGENHEIM STRATEGIC OPPORTU | [GOF](https://holderbook.com/stocks/GOF/) | $469.5K | 55,172 | 0.3% | 8 |
| ROYAL BK CDA | [RY](https://holderbook.com/stocks/RY/) | $436.4K | 2,220 | 0.3% | 8 |
| VANGUARD CHARLOTTE FDS | [BNDX](https://holderbook.com/stocks/BNDX/) | $423.0K | 9,025 | 0.3% | 8 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $401.5K | 1,858 | 0.3% | 1 |
| SPDR SERIES TRUST | [LGLV](https://holderbook.com/stocks/LGLV/) | $399.6K | 2,292 | 0.3% | 8 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $391.2K | 1,713 | 0.3% | 6 |
| ALLIANCEBERNSTEIN HLDG L P | [AB](https://holderbook.com/stocks/AB/) | $383.0K | 10,979 | 0.3% | 8 |
| FRANKLIN TEMPLETON ETF TR | [FLMI](https://holderbook.com/stocks/FLMI/) | $367.5K | 15,757 | 0.3% | 8 |
| AMERICAN CENTY ETF TR | [AVDE](https://holderbook.com/stocks/AVDE/) | $363.4K | 4,033 | 0.3% | 2 |
| PIMCO INCOME STRATEGY FD II | [PFN](https://holderbook.com/stocks/PFN/) | $350.6K | 56,183 | 0.2% | 8 |
| INVESCO EXCHANGE TRADED FD T | [PRF](https://holderbook.com/stocks/PRF/) | $330.9K | 6,078 | 0.2% | 8 |
| VANGUARD INDEX FDS | [VV](https://holderbook.com/stocks/VV/) | $325.5K | 925 | 0.2% | 2 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $307.9K | 2,164 | 0.2% | 8 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $306.9K | 865 | 0.2% | 8 |
| SCHWAB STRATEGIC TR | [SCHD](https://holderbook.com/stocks/SCHD/) | $298.8K | 9,186 | 0.2% | 1 |
| ISHARES U S ETF TR | [MEAR](https://holderbook.com/stocks/MEAR/) | $297.8K | 6,000 | 0.2% | 8 |
| VANGUARD INTL EQUITY INDEX F | [VT](https://holderbook.com/stocks/VT/) | $291.7K | 1,848 | 0.2% | 2 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $291.2K | 8,177 | 0.2% | 8 |
| EATON VANCE LIMITED DURATION | [EVV](https://holderbook.com/stocks/EVV/) | $285.4K | 33,769 | 0.2% | 8 |
| FLAHERTY & CRUMRINE TOTAL RE | [FLC](https://holderbook.com/stocks/FLC/) | $264.4K | 16,786 | 0.2% | 8 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $257.9K | 974 | 0.2% | 3 |
| PIMCO ETF TR | [MINO](https://holderbook.com/stocks/MINO/) | $255.5K | 6,000 | 0.2% | 8 |
| VANGUARD INDEX FDS | [VXF](https://holderbook.com/stocks/VXF/) | $247.8K | 1,070 | 0.2% | 6 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $245.4K | 331 | 0.2% | 6 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $238.8K | 912 | 0.2% | 2 |
| GABELLI CONV & INC SECS FD I | [GCV](https://holderbook.com/stocks/GCV/) | $227.3K | 54,893 | 0.2% | 8 |
| INVESCO HIGH INCOME TR II | [VLT](https://holderbook.com/stocks/VLT/) | $226.2K | 24,888 | 0.2% | 8 |
| PIMCO DYNAMIC INCOME FD | [PDI](https://holderbook.com/stocks/PDI/) | $221.6K | 15,792 | 0.2% | 8 |
| SIXTH STREET SPECIALTY LENDI | [TSLX](https://holderbook.com/stocks/TSLX/) | $221.4K | 12,286 | 0.2% | 8 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $217.1K | 1,109 | 0.2% | 1 |
| WISDOMTREE TR | [DON](https://holderbook.com/stocks/DON/) | $211.2K | 3,915 | 0.1% | 5 |
| SOUTHERN CO | [SO](https://holderbook.com/stocks/SO/) | $210.7K | 2,542 | 0.1% | 8 |
| HANCOCK JOHN PFD INCOME FD | [HPI](https://holderbook.com/stocks/HPI/) | $210.6K | 15,045 | 0.1% | 8 |
| ENBRIDGE INC | [ENB](https://holderbook.com/stocks/ENB/) | $208.2K | 4,479 | 0.1% | 8 |
| PGIM HIGH YIELD BOND FUND IN | [ISD](https://holderbook.com/stocks/ISD/) | $205.3K | 17,486 | 0.1% | 8 |
| BROOKFIELD REAL ASSETS INCOM | [RA](https://holderbook.com/stocks/RA/) | $201.8K | 17,475 | 0.1% | 8 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $201.8K | 2,804 | 0.1% | 2 |
| ISHARES TR | [ESGD](https://holderbook.com/stocks/ESGD/) | $201.0K | 1,950 | 0.1% | 2 |
| DOUBLELINE OPPORTUNISTIC CR | [DBL](https://holderbook.com/stocks/DBL/) | $181.0K | 13,361 | 0.1% | 8 |
| SHATTUCK LABS INC | [STTK](https://holderbook.com/stocks/STTK/) | $157.8K | 23,132 | 0.1% | 4 |
| PENNYMAC MTG INVT TR | [PMT](https://holderbook.com/stocks/PMT/) | $145.3K | 18,434 | 0.1% | 8 |
| ELLINGTON FINANCIAL INC | [EFC](https://holderbook.com/stocks/EFC/) | $137.1K | 11,589 | 0.1% | 4 |
| RITHM CAPITAL CORP | [RITM](https://holderbook.com/stocks/RITM/) | $117.8K | 13,188 | 0.1% | 8 |
| GOLDMAN SACHS BDC INC | [GSBD](https://holderbook.com/stocks/GSBD/) | $104.2K | 11,462 | 0.1% | 3 |
| BLACKROCK TCP CAPITAL CORP | [TCPC](https://holderbook.com/stocks/TCPC/) | $104.0K | 26,003 | 0.1% | 8 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +8.1% | +14.8% | -6.7% | 100% |
| Q1 2026 | -1.7% | -4.6% | +2.9% | 100% |
| Q4 2025 | +1.0% | +2.4% | -1.4% | 100% |
| Q3 2025 | +3.1% | +7.8% | -4.7% | 100% |
| Q2 2025 | +5.3% | +10.5% | -5.2% | 100% |
| Q1 2025 | -1.1% | -4.6% | +3.5% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2026 | $142.7M | 72 |
| Q2 2026 | $140.2M | 70 |
| Q1 2026 | $126.3M | 61 |
| Q4 2025 | $124.4M | 62 |
| Q3 2025 | $123.0M | 60 |
| Q2 2025 | $79.1M | 60 |
| Q1 2025 | $104.7M | 59 |
| Q4 2024 | $105.4M | 60 |