# JIM SAULNIER & ASSOCIATES, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2044420. Source: https://holderbook.com/funds/2044420-jim-saulnier-associates-llc/

- Reported value: $248.6M
- Positions: 152
- Weight of the ten largest: 49.2%
- Filed: 2026-07-28

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [AOR](https://holderbook.com/stocks/AOR/) | $31.5M | 453,418 | 12.7% | 8 |
| ISHARES TR | [AOA](https://holderbook.com/stocks/AOA/) | $23.8M | 244,296 | 9.6% | 8 |
| VANGUARD INSTL INDEX FD | [VBIL](https://holderbook.com/stocks/VBIL/) | $22.4M | 295,874 | 9.0% | 6 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $11.6M | 162,238 | 4.7% | 8 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $8.3M | 113,001 | 3.3% | 4 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $6.9M | 18,734 | 2.8% | 8 |
| PGIM ROCK ETF TR | [PBMY](https://holderbook.com/stocks/PBMY/) | $4.8M | 154,475 | 1.9% | 8 |
| PGIM ROCK ETF TR | [PBJN](https://holderbook.com/stocks/PBJN/) | $4.5M | 147,369 | 1.8% | 8 |
| VANGUARD INDEX FDS | [VV](https://holderbook.com/stocks/VV/) | $4.3M | 12,394 | 1.7% | 2 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $4.1M | 18,893 | 1.7% | 4 |
| PGIM ROCK ETF TR | [PBJL](https://holderbook.com/stocks/PBJL/) | $4.0M | 127,411 | 1.6% | 8 |
| PGIM ROCK ETF TR | [PBNV](https://holderbook.com/stocks/PBNV/) | $3.5M | 112,057 | 1.4% | 7 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $3.2M | 37,625 | 1.3% | 3 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $3.2M | 40,045 | 1.3% | 4 |
| ISHARES TR | [AOM](https://holderbook.com/stocks/AOM/) | $3.1M | 62,051 | 1.2% | 8 |
| PGIM ROCK ETF TR | [PBAU](https://holderbook.com/stocks/PBAU/) | $3.0M | 96,541 | 1.2% | 8 |
| PGIM ROCK ETF TR | [PBFB](https://holderbook.com/stocks/PBFB/) | $3.0M | 93,746 | 1.2% | 6 |
| PGIM ROCK ETF TR | [PBMR](https://holderbook.com/stocks/PBMR/) | $2.9M | 91,628 | 1.2% | 8 |
| ISHARES TR | [IBTI](https://holderbook.com/stocks/IBTI/) | $2.8M | 125,153 | 1.1% | 8 |
| PGIM ROCK ETF TR | [PBJA](https://holderbook.com/stocks/PBJA/) | $2.7M | 84,492 | 1.1% | 6 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $2.5M | 42,433 | 1.0% | 4 |
| PGIM ROCK ETF TR | [PBAP](https://holderbook.com/stocks/PBAP/) | $2.5M | 81,028 | 1.0% | 8 |
| SPDR SERIES TRUST | [BIL](https://holderbook.com/stocks/BIL/) | $2.5M | 27,345 | 1.0% | 8 |
| ISHARES TR | [MMAX](https://holderbook.com/stocks/MMAX/) | $2.2M | 82,922 | 0.9% | 5 |
| ISHARES TR | [IBTH](https://holderbook.com/stocks/IBTH/) | $2.2M | 98,664 | 0.9% | 8 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $2.1M | 3,096 | 0.9% | 8 |
| ISHARES TR | [ILCG](https://holderbook.com/stocks/ILCG/) | $1.9M | 16,371 | 0.8% | 8 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $1.9M | 6,136 | 0.7% | 8 |
| PGIM ROCK ETF TR | [PBSE](https://holderbook.com/stocks/PBSE/) | $1.7M | 55,826 | 0.7% | 4 |
| ISHARES TR | [ILCB](https://holderbook.com/stocks/ILCB/) | $1.7M | 16,217 | 0.7% | 8 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.7M | 5,767 | 0.7% | 8 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $1.6M | 2,166 | 0.7% | 8 |
| CALAMOS ETF TR | [CPNM](https://holderbook.com/stocks/CPNM/) | $1.6M | 60,133 | 0.6% | 6 |
| ISHARES TR | [ILCV](https://holderbook.com/stocks/ILCV/) | $1.6M | 15,639 | 0.6% | 8 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $1.6M | 15,718 | 0.6% | 7 |
| VANGUARD WHITEHALL FDS | [VWOB](https://holderbook.com/stocks/VWOB/) | $1.4M | 20,922 | 0.6% | 8 |
| PGIM ROCK ETF TR | [PBOC](https://holderbook.com/stocks/PBOC/) | $1.4M | 45,254 | 0.6% | 7 |
| VANGUARD INDEX FDS | [VNQ](https://holderbook.com/stocks/VNQ/) | $1.4M | 14,374 | 0.6% | 8 |
| CALAMOS ETF TR | [CPNJ](https://holderbook.com/stocks/CPNJ/) | $1.4M | 49,128 | 0.5% | 5 |
| ISHARES TR | [IBTJ](https://holderbook.com/stocks/IBTJ/) | $1.3M | 60,840 | 0.5% | 8 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $1.3M | 17,095 | 0.5% | 8 |
| AIM ETF PRODUCTS TRUST | [JULT](https://holderbook.com/stocks/JULT/) | $1.3M | 26,872 | 0.5% | 8 |
| AIM ETF PRODUCTS TRUST | [FEBW](https://holderbook.com/stocks/FEBW/) | $1.2M | 34,981 | 0.5% | 6 |
| ISHARES TR | [IBIJ](https://holderbook.com/stocks/IBIJ/) | $1.2M | 47,604 | 0.5% | 8 |
| PGIM ROCK ETF TR | [PBDE](https://holderbook.com/stocks/PBDE/) | $1.2M | 39,721 | 0.5% | 7 |
| SPDR INDEX SHS FDS | [SPEM](https://holderbook.com/stocks/SPEM/) | $1.1M | 22,079 | 0.5% | 8 |
| CALAMOS ETF TR | [CPNS](https://holderbook.com/stocks/CPNS/) | $1.1M | 39,141 | 0.4% | 8 |
| ISHARES TR | [IMCV](https://holderbook.com/stocks/IMCV/) | $1.1M | 11,959 | 0.4% | 8 |
| ISHARES TR | [IBIE](https://holderbook.com/stocks/IBIE/) | $1.0M | 39,506 | 0.4% | 8 |
| VANGUARD STAR FDS | [VXUS](https://holderbook.com/stocks/VXUS/) | $1.0M | 12,088 | 0.4% | 5 |
| CALAMOS ETF TR | [CPRJ](https://holderbook.com/stocks/CPRJ/) | $1.0M | 37,159 | 0.4% | 4 |
| ISHARES TR | [GVI](https://holderbook.com/stocks/GVI/) | $1.0M | 9,586 | 0.4% | 8 |
| AIM ETF PRODUCTS TRUST | [APRW](https://holderbook.com/stocks/APRW/) | $1.0M | 27,197 | 0.4% | 8 |
| ISHARES TR | [SMAX](https://holderbook.com/stocks/SMAX/) | $1.0M | 36,141 | 0.4% | 7 |
| PGIM ROCK ETF TR | [PMMY](https://holderbook.com/stocks/PMMY/) | $1.0M | 37,411 | 0.4% | 5 |
| PGIM ROCK ETF TR | [PMDE](https://holderbook.com/stocks/PMDE/) | $991.2K | 38,433 | 0.4% | 3 |
| ISHARES TR | [IBIF](https://holderbook.com/stocks/IBIF/) | $862.0K | 32,786 | 0.3% | 8 |
| PGIM ROCK ETF TR | [PMNV](https://holderbook.com/stocks/PMNV/) | $846.9K | 32,672 | 0.3% | 3 |
| ISHARES TR | [IBTK](https://holderbook.com/stocks/IBTK/) | $831.1K | 42,531 | 0.3% | 4 |
| AIM ETF PRODUCTS TRUST | [MAYW](https://holderbook.com/stocks/MAYW/) | $828.2K | 23,820 | 0.3% | 8 |
| ISHARES TR | [IMCG](https://holderbook.com/stocks/IMCG/) | $825.5K | 8,398 | 0.3% | 8 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $779.1K | 3,269 | 0.3% | 8 |
| ISHARES TR | [IBIG](https://holderbook.com/stocks/IBIG/) | $760.8K | 28,974 | 0.3% | 8 |
| ISHARES TR | [IMCB](https://holderbook.com/stocks/IMCB/) | $760.5K | 7,876 | 0.3% | 8 |
| ISHARES TR | [IBTG](https://holderbook.com/stocks/IBTG/) | $744.0K | 32,503 | 0.3% | 8 |
| AIM ETF PRODUCTS TRUST | [MARW](https://holderbook.com/stocks/MARW/) | $707.6K | 19,597 | 0.3% | 8 |
| CALAMOS ETF TR | [CPNQ](https://holderbook.com/stocks/CPNQ/) | $698.4K | 25,481 | 0.3% | 7 |
| ISHARES TR | [IBTL](https://holderbook.com/stocks/IBTL/) | $676.5K | 33,505 | 0.3% | 6 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $675.6K | 1,811 | 0.3% | 8 |
| CALAMOS ETF TR | [CPSY](https://holderbook.com/stocks/CPSY/) | $663.0K | 25,796 | 0.3% | 6 |
| AIM ETF PRODUCTS TRUST | [NVBW](https://holderbook.com/stocks/NVBW/) | $653.3K | 18,344 | 0.3% | 7 |
| FIRST TR EXCHNG TRADED FD VI | [DMAY](https://holderbook.com/stocks/DMAY/) | $618.7K | 13,131 | 0.2% | 8 |
| AMERICAN CENTY ETF TR | [AVUV](https://holderbook.com/stocks/AVUV/) | $607.4K | 4,869 | 0.2% | 5 |
| PGIM ROCK ETF TR | [PMSE](https://holderbook.com/stocks/PMSE/) | $600.1K | 22,812 | 0.2% | 4 |
| ISHARES TR | [IWF](https://holderbook.com/stocks/IWF/) | $595.9K | 4,799 | 0.2% | 8 |
| AIM ETF PRODUCTS TRUST | [JUNW](https://holderbook.com/stocks/JUNW/) | $571.0K | 16,605 | 0.2% | 8 |
| PGIM ROCK ETF TR | [PMAP](https://holderbook.com/stocks/PMAP/) | $568.8K | 20,871 | 0.2% | 1 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $564.0K | 4,101 | 0.2% | 8 |
| VANGUARD INDEX FDS | [VXF](https://holderbook.com/stocks/VXF/) | $559.7K | 2,273 | 0.2% | 1 |
| PGIM ROCK ETF TR | [PMFB](https://holderbook.com/stocks/PMFB/) | $550.7K | 20,207 | 0.2% | 2 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $545.8K | 731 | 0.2% | 4 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $530.5K | 19,152 | 0.2% | 8 |
| PGIM ROCK ETF TR | [PMAU](https://holderbook.com/stocks/PMAU/) | $510.9K | 19,202 | 0.2% | 4 |
| FIRST TR EXCHNG TRADED FD VI | [DFEB](https://holderbook.com/stocks/DFEB/) | $505.6K | 10,014 | 0.2% | 8 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $494.9K | 2,473 | 0.2% | 5 |
| VANGUARD CHARLOTTE FDS | [BNDX](https://holderbook.com/stocks/BNDX/) | $488.0K | 10,076 | 0.2% | 4 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $473.3K | 991 | 0.2% | 2 |
| CALAMOS ETF TR | [CPSF](https://holderbook.com/stocks/CPSF/) | $457.8K | 17,469 | 0.2% | 6 |
| FIRST TR EXCHNG TRADED FD VI | [DMAR](https://holderbook.com/stocks/DMAR/) | $448.1K | 10,018 | 0.2% | 8 |
| ISHARES TR | [IBMQ](https://holderbook.com/stocks/IBMQ/) | $443.1K | 17,321 | 0.2% | 6 |
| VANGUARD MALVERN FDS | [VTP](https://holderbook.com/stocks/VTP/) | $434.8K | 5,672 | 0.2% | 1 |
| INNOVATOR ETFS TRUST | [ZJUL](https://holderbook.com/stocks/ZJUL/) | $434.4K | 14,495 | 0.2% | 8 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $434.0K | 376 | 0.2% | 1 |
| ISHARES TR | [IBMP](https://holderbook.com/stocks/IBMP/) | $416.8K | 16,398 | 0.2% | 6 |
| TERADYNE INC | [TER](https://holderbook.com/stocks/TER/) | $414.2K | 856 | 0.2% | 1 |
| ISHARES TR | [IBIH](https://holderbook.com/stocks/IBIH/) | $406.0K | 15,443 | 0.2% | 3 |
| ISHARES TR | [ISCV](https://holderbook.com/stocks/ISCV/) | $397.0K | 5,069 | 0.2% | 8 |
| ISHARES TR | [IBID](https://holderbook.com/stocks/IBID/) | $396.9K | 15,126 | 0.2% | 6 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $390.1K | 1,192 | 0.2% | 8 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $390.1K | 3,264 | 0.2% | 5 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +7.0% | +14.8% | -7.8% | 98% |
| Q1 2026 | -1.0% | -4.6% | +3.7% | 98% |
| Q4 2025 | +1.1% | +2.4% | -1.2% | 99% |
| Q3 2025 | +3.9% | +7.8% | -3.9% | 100% |
| Q2 2025 | +5.6% | +10.5% | -4.8% | 100% |
| Q1 2025 | -0.6% | -4.6% | +3.9% | 100% |
| Q4 2024 | -1.3% | +2.1% | -3.5% | 99% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $248.6M | 152 |
| Q1 2026 | $205.5M | 139 |
| Q4 2025 | $192.9M | 139 |
| Q3 2025 | $179.4M | 135 |
| Q2 2025 | $146.6M | 113 |
| Q1 2025 | $128.5M | 101 |
| Q4 2024 | $115.8M | 93 |
| Q3 2024 | $102.3M | 83 |