# HOWARD BAILEY SECURITIES, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2043986. Source: https://holderbook.com/funds/2043986-howard-bailey-securities-llc/

- Reported value: $266.6M
- Positions: 121
- Weight of the ten largest: 57.4%
- Filed: 2026-08-10

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [IWY](https://holderbook.com/stocks/IWY/) | $33.4M | 114,885 | 12.5% | 8 |
| CAPITOL SER TR | [SCEC](https://holderbook.com/stocks/SCEC/) | $32.4M | 1,295,101 | 12.2% | 5 |
| ISHARES TR | [IWX](https://holderbook.com/stocks/IWX/) | $21.2M | 201,456 | 7.9% | 8 |
| AMERICAN CENTY ETF TR | [AVNM](https://holderbook.com/stocks/AVNM/) | $12.7M | 154,349 | 4.8% | 3 |
| ISHARES TR | [EFV](https://holderbook.com/stocks/EFV/) | $10.7M | 140,003 | 4.0% | 8 |
| ISHARES TR | [IWS](https://holderbook.com/stocks/IWS/) | $10.1M | 61,554 | 3.8% | 8 |
| ISHARES TR | [EFG](https://holderbook.com/stocks/EFG/) | $9.5M | 76,750 | 3.6% | 8 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $8.3M | 100,749 | 3.1% | 8 |
| SPDR SERIES TRUST | [SPYM](https://holderbook.com/stocks/SPYM/) | $7.7M | 87,972 | 2.9% | 8 |
| AIM ETF PRODUCTS TRUST | [MAYW](https://holderbook.com/stocks/MAYW/) | $6.7M | 192,678 | 2.5% | 1 |
| VANGUARD SCOTTSDALE FDS | [VTWO](https://holderbook.com/stocks/VTWO/) | $6.0M | 49,308 | 2.2% | 8 |
| AIM ETF PRODUCTS TRUST | [JUNW](https://holderbook.com/stocks/JUNW/) | $6.0M | 173,393 | 2.2% | 1 |
| AIM ETF PRODUCTS TRUST | [SIXD](https://holderbook.com/stocks/SIXD/) | $5.9M | 192,711 | 2.2% | 1 |
| ELEVATION SERIES TRUST | [ONEZ](https://holderbook.com/stocks/ONEZ/) | $5.4M | 196,388 | 2.0% | 5 |
| SIMPLIFY EXCHANGE TRADED FUN | [BUCK](https://holderbook.com/stocks/BUCK/) | $4.1M | 174,639 | 1.5% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [CTA](https://holderbook.com/stocks/CTA/) | $3.6M | 139,542 | 1.4% | 8 |
| INNOVATOR ETFS TRUST | [ZJUN](https://holderbook.com/stocks/ZJUN/) | $3.5M | 128,131 | 1.3% | 1 |
| PIMCO ETF TR | [BILZ](https://holderbook.com/stocks/BILZ/) | $3.4M | 33,625 | 1.3% | 8 |
| ISHARES TR | [IWP](https://holderbook.com/stocks/IWP/) | $3.4M | 23,081 | 1.3% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [TUA](https://holderbook.com/stocks/TUA/) | $3.2M | 156,987 | 1.2% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [FOXY](https://holderbook.com/stocks/FOXY/) | $3.1M | 104,465 | 1.2% | 3 |
| SIMPLIFY EXCHANGE TRADED FUN | [SBAR](https://holderbook.com/stocks/SBAR/) | $3.0M | 118,177 | 1.1% | 4 |
| AIM ETF PRODUCTS TRUST | [MAYT](https://holderbook.com/stocks/MAYT/) | $2.9M | 74,876 | 1.1% | 1 |
| SIMPLIFY EXCHANGE TRADED FUN | [AGGH](https://holderbook.com/stocks/AGGH/) | $2.9M | 141,976 | 1.1% | 4 |
| STERLING CAP FDS | [SCNM](https://holderbook.com/stocks/SCNM/) | $2.7M | 105,358 | 1.0% | 2 |
| INNOVATOR ETFS TRUST | [ZMAY](https://holderbook.com/stocks/ZMAY/) | $2.6M | 99,384 | 1.0% | 1 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $2.3M | 7,833 | 0.9% | 8 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $2.3M | 6,034 | 0.8% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [SVOL](https://holderbook.com/stocks/SVOL/) | $2.0M | 123,270 | 0.7% | 6 |
| ELEVATION SERIES TRUST | [SEPZ](https://holderbook.com/stocks/SEPZ/) | $1.9M | 42,384 | 0.7% | 4 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $1.7M | 8,438 | 0.6% | 8 |
| AIM ETF PRODUCTS TRUST | [AIOO](https://holderbook.com/stocks/AIOO/) | $1.4M | 53,952 | 0.5% | 4 |
| ELEVATION SERIES TRUST | [PAYM](https://holderbook.com/stocks/PAYM/) | $1.4M | 55,228 | 0.5% | 2 |
| ISHARES TR | [IDEV](https://holderbook.com/stocks/IDEV/) | $1.3M | 14,663 | 0.5% | 8 |
| WISDOMTREE TR | [NTSX](https://holderbook.com/stocks/NTSX/) | $1.2M | 19,882 | 0.4% | 8 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $1.1M | 4,664 | 0.4% | 8 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $1.1M | 32,138 | 0.4% | 8 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $1.0M | 2,979 | 0.4% | 8 |
| STEEL DYNAMICS INC | [STLD](https://holderbook.com/stocks/STLD/) | $1.0M | 4,416 | 0.4% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [GAEM](https://holderbook.com/stocks/GAEM/) | $1.0M | 37,237 | 0.4% | 4 |
| ELEVATION SERIES TRUST | [QBER](https://holderbook.com/stocks/QBER/) | $969.1K | 40,718 | 0.4% | 8 |
| WISDOMTREE TR | [DGRW](https://holderbook.com/stocks/DGRW/) | $885.4K | 9,259 | 0.3% | 8 |
| WISDOMTREE TR | [AGGY](https://holderbook.com/stocks/AGGY/) | $851.6K | 19,587 | 0.3% | 8 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $810.4K | 2,294 | 0.3% | 8 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $774.8K | 2,051 | 0.3% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [SPD](https://holderbook.com/stocks/SPD/) | $707.7K | 17,062 | 0.3% | 5 |
| WELLS FARGO & CO | [WFC](https://holderbook.com/stocks/WFC/) | $688.6K | 8,332 | 0.3% | 8 |
| CSX CORP | [CSX](https://holderbook.com/stocks/CSX/) | $672.2K | 14,143 | 0.3% | 8 |
| WISDOMTREE TR | [XSOE](https://holderbook.com/stocks/XSOE/) | $671.1K | 13,646 | 0.3% | 8 |
| WISDOMTREE TR | [DDWM](https://holderbook.com/stocks/DDWM/) | $641.2K | 13,885 | 0.2% | 4 |
| PIMCO ETF TR | [LTPZ](https://holderbook.com/stocks/LTPZ/) | $636.8K | 12,573 | 0.2% | 1 |
| SPDR SERIES TRUST | [SPTI](https://holderbook.com/stocks/SPTI/) | $590.9K | 20,814 | 0.2% | 8 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $583.2K | 1,632 | 0.2% | 8 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $578.7K | 1,376 | 0.2% | 8 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $563.3K | 488 | 0.2% | 1 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $558.2K | 465 | 0.2% | 3 |
| WISDOMTREE TR | [DLN](https://holderbook.com/stocks/DLN/) | $547.6K | 5,685 | 0.2% | 8 |
| PIMCO ETF TR | [ZROZ](https://holderbook.com/stocks/ZROZ/) | $530.0K | 8,268 | 0.2% | 1 |
| SCHWAB STRATEGIC TR | [SCHP](https://holderbook.com/stocks/SCHP/) | $516.7K | 19,498 | 0.2% | 2 |
| DOUBLELINE ETF TRUST | [DMBS](https://holderbook.com/stocks/DMBS/) | $509.4K | 10,376 | 0.2% | 8 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $500.6K | 889 | 0.2% | 8 |
| SIMPLIFY EXCHANGE TRADED FUN | [SPYC](https://holderbook.com/stocks/SPYC/) | $477.9K | 10,461 | 0.2% | 5 |
| PIMCO ETF TR | [SPLS](https://holderbook.com/stocks/SPLS/) | $469.9K | 8,658 | 0.2% | 2 |
| WISDOMTREE TR | [DON](https://holderbook.com/stocks/DON/) | $462.1K | 8,176 | 0.2% | 8 |
| ELEVATION SERIES TRUST | [PAYH](https://holderbook.com/stocks/PAYH/) | $448.7K | 18,105 | 0.2% | 2 |
| WISDOMTREE TR | [IQDG](https://holderbook.com/stocks/IQDG/) | $446.0K | 10,352 | 0.2% | 8 |
| ELEVATION SERIES TRUST | [ONEH](https://holderbook.com/stocks/ONEH/) | $425.7K | 17,248 | 0.2% | 2 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $417.5K | 1,276 | 0.2% | 7 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $416.1K | 1,909 | 0.2% | 8 |
| NORTHERN LTS FD TR IV | [PTL](https://holderbook.com/stocks/PTL/) | $401.1K | 1,402 | 0.2% | 4 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $371.7K | 1,747 | 0.1% | 1 |
| WISDOMTREE TR | [GDE](https://holderbook.com/stocks/GDE/) | $369.1K | 6,042 | 0.1% | 4 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $354.1K | 1,407 | 0.1% | 8 |
| SERVICENOW INC | [NOW](https://holderbook.com/stocks/NOW/) | $342.7K | 3,452 | 0.1% | 1 |
| SYNOPSYS INC | [SNPS](https://holderbook.com/stocks/SNPS/) | $341.2K | 765 | 0.1% | 4 |
| NORTHERN LTS FD TR IV | [IBD](https://holderbook.com/stocks/IBD/) | $331.8K | 13,960 | 0.1% | 4 |
| FIRST TR EXCHNG TRADED FD VI | [GMAY](https://holderbook.com/stocks/GMAY/) | $331.1K | 7,692 | 0.1% | 1 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $328.3K | 1,102 | 0.1% | 8 |
| SPDR SERIES TRUST | [SPMB](https://holderbook.com/stocks/SPMB/) | $327.3K | 14,669 | 0.1% | 8 |
| SPDR SERIES TRUST | [SPTM](https://holderbook.com/stocks/SPTM/) | $317.4K | 3,496 | 0.1% | 8 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $316.9K | 798 | 0.1% | 1 |
| WISDOMTREE TR | [EES](https://holderbook.com/stocks/EES/) | $316.7K | 4,671 | 0.1% | 8 |
| S&P GLOBAL INC | [SPGI](https://holderbook.com/stocks/SPGI/) | $314.8K | 773 | 0.1% | 8 |
| SCHWAB CHARLES CORP | [SCHW](https://holderbook.com/stocks/SCHW/) | $313.0K | 3,392 | 0.1% | 8 |
| WISDOMTREE TR | [WTMF](https://holderbook.com/stocks/WTMF/) | $310.6K | 7,604 | 0.1% | 8 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $299.4K | 809 | 0.1% | 8 |
| NATERA INC | [NTRA](https://holderbook.com/stocks/NTRA/) | $295.3K | 1,088 | 0.1% | 2 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $291.6K | 583 | 0.1% | 8 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $277.0K | 650 | 0.1% | 2 |
| WISDOMTREE TR | [DLS](https://holderbook.com/stocks/DLS/) | $271.7K | 3,243 | 0.1% | 8 |
| ISHARES TR | [TLT](https://holderbook.com/stocks/TLT/) | $271.3K | 3,139 | 0.1% | 8 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $270.7K | 466 | 0.1% | 1 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $267.9K | 1,055 | 0.1% | 3 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $266.5K | 388 | 0.1% | 8 |
| VICTORY PORTFOLIOS II | [VFLO](https://holderbook.com/stocks/VFLO/) | $265.2K | 5,797 | 0.1% | 8 |
| PIMCO ETF TR | [LDUR](https://holderbook.com/stocks/LDUR/) | $258.4K | 2,703 | 0.1% | 5 |
| ISHARES TR | [SHV](https://holderbook.com/stocks/SHV/) | $246.7K | 2,236 | 0.1% | 2 |
| VERISK ANALYTICS INC | [VRSK](https://holderbook.com/stocks/VRSK/) | $240.0K | 1,337 | 0.1% | 1 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $238.8K | 1,763 | 0.1% | 8 |
| SPDR SERIES TRUST | [SPIB](https://holderbook.com/stocks/SPIB/) | $238.7K | 7,133 | 0.1% | 8 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +8.7% | +14.8% | -6.1% | 100% |
| Q1 2026 | -2.4% | -4.6% | +2.2% | 100% |
| Q4 2025 | +1.4% | +2.4% | -0.9% | 100% |
| Q3 2025 | +5.8% | +7.8% | -2.0% | 99% |
| Q2 2025 | +6.6% | +10.5% | -3.8% | 100% |
| Q1 2025 | -1.8% | -4.6% | +2.8% | 100% |
| Q4 2024 | -1.4% | +2.1% | -3.5% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $266.6M | 121 |
| Q1 2026 | $243.2M | 122 |
| Q4 2025 | $253.8M | 141 |
| Q3 2025 | $351.3M | 144 |
| Q2 2025 | $324.4M | 150 |
| Q1 2025 | $300.1M | 154 |
| Q4 2024 | $269.3M | 165 |
| Q3 2024 | $263.9M | 164 |