# Seros Financial, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 2039918. Source: https://holderbook.com/funds/2039918-seros-financial-llc/

- Reported value: $192.0M
- Positions: 66
- Weight of the ten largest: 72.4%
- Filed: 2026-08-13

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | [SPMO](https://holderbook.com/stocks/SPMO/) | $28.7M | 177,943 | 15.0% | 7 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $18.3M | 24,888 | 9.5% | 7 |
| INVESCO EXCHANGE TRADED FD T | [XSMO](https://holderbook.com/stocks/XSMO/) | $16.4M | 174,671 | 8.5% | 5 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $13.1M | 473,896 | 6.8% | 4 |
| LEGG MASON ETF INVT | [LVHI](https://holderbook.com/stocks/LVHI/) | $11.2M | 275,127 | 5.8% | 2 |
| FIRST TR EXCHNG TRADED FD VI | [BUFQ](https://holderbook.com/stocks/BUFQ/) | $10.9M | 277,068 | 5.7% | 6 |
| INVESCO EXCHANGE TRADED FD T | [XLG](https://holderbook.com/stocks/XLG/) | $10.8M | 176,305 | 5.6% | 7 |
| AMERICAN CENTY ETF TR | [AVLV](https://holderbook.com/stocks/AVLV/) | $9.9M | 109,073 | 5.2% | 1 |
| FIRST TR EXCH TRADED FD III | [FPE](https://holderbook.com/stocks/FPE/) | $9.9M | 555,256 | 5.2% | 7 |
| FIRST TR EXCHNG TRADED FD VI | [BUFR](https://holderbook.com/stocks/BUFR/) | $9.7M | 265,438 | 5.1% | 7 |
| SCHWAB STRATEGIC TR | [SCHX](https://holderbook.com/stocks/SCHX/) | $5.5M | 186,668 | 2.9% | 7 |
| INNOVATOR ETFS TRUST | [BUFF](https://holderbook.com/stocks/BUFF/) | $5.0M | 95,381 | 2.6% | 7 |
| DBX ETF TR | [SHYL](https://holderbook.com/stocks/SHYL/) | $4.9M | 110,581 | 2.6% | 4 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $4.2M | 57,612 | 2.2% | 7 |
| ORION GROUP HLDGS INC | [ORN](https://holderbook.com/stocks/ORN/) | $2.8M | 168,704 | 1.5% | 7 |
| PGIM ETF TR | [PHYL](https://holderbook.com/stocks/PHYL/) | $2.3M | 66,993 | 1.2% | 2 |
| INVESCO EXCH TRADED FD TR II | [QQQM](https://holderbook.com/stocks/QQQM/) | $2.3M | 7,683 | 1.2% | 4 |
| INNOVATOR ETFS TRUST | [BUFB](https://holderbook.com/stocks/BUFB/) | $1.9M | 49,188 | 1.0% | 6 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $1.8M | 2,785 | 1.0% | 6 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $1.5M | 2,056 | 0.8% | 7 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.3M | 4,541 | 0.7% | 7 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $1.2M | 16,230 | 0.6% | 3 |
| ISHARES TR | [IWY](https://holderbook.com/stocks/IWY/) | $1.1M | 3,826 | 0.6% | 7 |
| JOHNSON CONTROLS INTERNATION | [JCI](https://holderbook.com/stocks/JCI/) | $1.0M | 7,100 | 0.5% | 7 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $990.1K | 4,154 | 0.5% | 7 |
| INVESCO EXCH TRADED FD TR II | [SPHB](https://holderbook.com/stocks/SPHB/) | $934.6K | 6,007 | 0.5% | 7 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $852.4K | 1,117 | 0.4% | 7 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $781.6K | 3,906 | 0.4% | 7 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $773.1K | 1,545 | 0.4% | 7 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $752.0K | 1,788 | 0.4% | 7 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $733.3K | 1,966 | 0.4% | 7 |
| NEOS ETF TRUST | [SPYI](https://holderbook.com/stocks/SPYI/) | $562.2K | 10,590 | 0.3% | 1 |
| INNOVATOR ETFS TRUST | [PFEB](https://holderbook.com/stocks/PFEB/) | $486.8K | 11,305 | 0.3% | 7 |
| VERISK ANALYTICS INC | [VRSK](https://holderbook.com/stocks/VRSK/) | $458.5K | 2,554 | 0.2% | 5 |
| ETFIS SER TR I | [PFFA](https://holderbook.com/stocks/PFFA/) | $436.0K | 21,196 | 0.2% | 6 |
| NEOS ETF TRUST | [HYBI](https://holderbook.com/stocks/HYBI/) | $400.3K | 8,129 | 0.2% | 1 |
| INNOVATOR ETFS TRUST | [NJUL](https://holderbook.com/stocks/NJUL/) | $395.6K | 5,109 | 0.2% | 7 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $392.2K | 1,097 | 0.2% | 5 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $384.1K | 6,741 | 0.2% | 1 |
| ISHARES TR | [IVE](https://holderbook.com/stocks/IVE/) | $377.6K | 1,663 | 0.2% | 7 |
| INNOVATOR ETFS TRUST | [BJUL](https://holderbook.com/stocks/BJUL/) | $343.5K | 6,325 | 0.2% | 7 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $328.6K | 870 | 0.2% | 5 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $323.0K | 556 | 0.2% | 1 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $312.0K | 720 | 0.2% | 1 |
| ISHARES TR | [EEM](https://holderbook.com/stocks/EEM/) | $309.4K | 4,523 | 0.2% | 1 |
| INNOVATOR ETFS TRUST | [PAPR](https://holderbook.com/stocks/PAPR/) | $299.6K | 7,100 | 0.2% | 7 |
| INNOVATOR ETFS TRUST | [POCT](https://holderbook.com/stocks/POCT/) | $291.6K | 6,283 | 0.2% | 7 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $287.7K | 2,092 | 0.1% | 7 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $286.1K | 1,137 | 0.1% | 7 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $274.5K | 293 | 0.1% | 7 |
| ISHARES TR | [IWM](https://holderbook.com/stocks/IWM/) | $271.3K | 903 | 0.1% | 3 |
| SHOPIFY INC | [SHOP](https://holderbook.com/stocks/SHOP/) | $269.6K | 2,361 | 0.1% | 6 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $236.6K | 569 | 0.1% | 4 |
| INNOVATOR ETFS TRUST | [PMAY](https://holderbook.com/stocks/PMAY/) | $230.5K | 5,582 | 0.1% | 7 |
| INNOVATOR ETFS TRUST | [KJUL](https://holderbook.com/stocks/KJUL/) | $227.5K | 6,698 | 0.1% | 4 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $219.0K | 1,569 | 0.1% | 1 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $217.2K | 855 | 0.1% | 1 |
| MOTOROLA SOLUTIONS INC | [MSI](https://holderbook.com/stocks/MSI/) | $216.4K | 521 | 0.1% | 2 |
| INNOVATOR ETFS TRUST | [BDEC](https://holderbook.com/stocks/BDEC/) | $216.4K | 4,067 | 0.1% | 5 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $214.0K | 201 | 0.1% | 1 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $212.7K | 284 | 0.1% | 7 |
| INNOVATOR ETFS TRUST | [PSEP](https://holderbook.com/stocks/PSEP/) | $211.6K | 4,596 | 0.1% | 7 |
| INVESCO EXCH TRADED FD TR II | [RWK](https://holderbook.com/stocks/RWK/) | $203.4K | 1,391 | 0.1% | 2 |
| ENERGY VAULT HOLDINGS INC | [NRGV](https://holderbook.com/stocks/NRGV/) | $74.2K | 15,752 | 0.0% | 1 |
| CREATIVE MEDIA & CMNTY TR | [CMCT](https://holderbook.com/stocks/CMCT/) | $52.9K | 16,280 | 0.0% | 1 |
| PURPLE INNOVATION INC | [PRPL](https://holderbook.com/stocks/PRPL/) | $3.6K | 10,000 | 0.0% | 7 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +16.3% | +14.8% | +1.5% | 100% |
| Q1 2026 | -4.0% | -4.6% | +0.6% | 100% |
| Q4 2025 | +0.9% | +2.4% | -1.5% | 100% |
| Q3 2025 | +6.3% | +7.8% | -1.5% | 100% |
| Q2 2025 | +9.7% | +10.5% | -0.8% | 100% |
| Q1 2025 | -4.1% | -4.6% | +0.5% | 105% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $192.0M | 66 |
| Q1 2026 | $157.1M | 58 |
| Q4 2025 | $170.5M | 61 |
| Q3 2025 | $165.3M | 63 |
| Q2 2025 | $157.8M | 61 |
| Q1 2025 | $133.8M | 55 |
| Q4 2024 | $111.1M | 52 |