# Smallwood Wealth Investment Management, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1921304. Source: https://holderbook.com/funds/1921304-smallwood-wealth-investment-management-llc/

- Reported value: $228.9M
- Positions: 529
- Weight of the ten largest: 59.4%
- Filed: 2026-07-23

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [ITOT](https://holderbook.com/stocks/ITOT/) | $57.1M | 347,654 | 25.0% | 19 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $13.2M | 45,493 | 5.8% | 19 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $11.2M | 30,179 | 4.9% | 19 |
| DBX ETF TR | [DBEF](https://holderbook.com/stocks/DBEF/) | $11.1M | 202,503 | 4.8% | 1 |
| VANGUARD INDEX FDS | [VOE](https://holderbook.com/stocks/VOE/) | $8.9M | 45,164 | 3.9% | 19 |
| EA SERIES TRUST | [FRDM](https://holderbook.com/stocks/FRDM/) | $8.5M | 116,318 | 3.7% | 16 |
| J P MORGAN EXCHANGE TRADED F | [HELO](https://holderbook.com/stocks/HELO/) | $7.2M | 106,768 | 3.2% | 8 |
| CAPITAL GROUP DIVIDEND VALUE | [CGDV](https://holderbook.com/stocks/CGDV/) | $7.0M | 141,238 | 3.0% | 16 |
| PGIM ETF TR | [PULS](https://holderbook.com/stocks/PULS/) | $6.9M | 140,180 | 3.0% | 16 |
| CAPITAL GROUP GBL GROWTH EQT | [CGGO](https://holderbook.com/stocks/CGGO/) | $5.0M | 117,463 | 2.2% | 16 |
| NEW YORK LIFE INVTS ACTIVE E | [MMIT](https://holderbook.com/stocks/MMIT/) | $4.4M | 182,366 | 1.9% | 8 |
| WISDOMTREE TR | [DWM](https://holderbook.com/stocks/DWM/) | $4.3M | 59,018 | 1.9% | 19 |
| INTERCONTINENTAL EXCHANGE IN | [ICE](https://holderbook.com/stocks/ICE/) | $4.2M | 33,758 | 1.8% | 19 |
| VANGUARD WORLD FD | [VDE](https://holderbook.com/stocks/VDE/) | $3.5M | 23,274 | 1.5% | 7 |
| JPMORGAN CHASE FINL CO LLC | [AMJB](https://holderbook.com/stocks/AMJB/) | $3.2M | 93,326 | 1.4% | 9 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $2.9M | 15,815 | 1.3% | 19 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $2.8M | 13,744 | 1.2% | 19 |
| FLEXSHARES TR | [GUNR](https://holderbook.com/stocks/GUNR/) | $2.6M | 52,035 | 1.1% | 19 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $2.6M | 7,242 | 1.1% | 19 |
| INVESCO EXCHANGE TRADED FD T | [RZV](https://holderbook.com/stocks/RZV/) | $2.5M | 16,764 | 1.1% | 9 |
| J P MORGAN EXCHANGE TRADED F | [JEPQ](https://holderbook.com/stocks/JEPQ/) | $2.5M | 40,644 | 1.1% | 7 |
| J P MORGAN EXCHANGE TRADED F | [JCPB](https://holderbook.com/stocks/JCPB/) | $2.4M | 50,655 | 1.0% | 7 |
| SPDR SERIES TRUST | [RWR](https://holderbook.com/stocks/RWR/) | $2.0M | 17,627 | 0.9% | 19 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $1.9M | 17,531 | 0.8% | 16 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $1.8M | 4,913 | 0.8% | 19 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $1.7M | 12,577 | 0.8% | 19 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $1.6M | 5,831 | 0.7% | 19 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $1.5M | 54,865 | 0.7% | 16 |
| J P MORGAN EXCHANGE TRADED F | [JEPI](https://holderbook.com/stocks/JEPI/) | $1.4M | 25,631 | 0.6% | 17 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $1.2M | 8,346 | 0.5% | 19 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $1.1M | 1,640 | 0.5% | 19 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $1.1M | 1,028 | 0.5% | 13 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $998.2K | 4,188 | 0.4% | 19 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $905.1K | 3,000 | 0.4% | 1 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $836.0K | 697 | 0.4% | 6 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $705.5K | 4,255 | 0.3% | 19 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $664.2K | 2,029 | 0.3% | 12 |
| VANGUARD INTL EQUITY INDEX F | [VEU](https://holderbook.com/stocks/VEU/) | $645.0K | 7,702 | 0.3% | 16 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $627.3K | 2,493 | 0.3% | 18 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $625.3K | 1,655 | 0.3% | 10 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $621.8K | 1,763 | 0.3% | 18 |
| MONDELEZ INTL INC | [MDLZ](https://holderbook.com/stocks/MDLZ/) | $615.5K | 10,641 | 0.3% | 19 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $610.5K | 2,403 | 0.3% | 19 |
| NEW JERSEY RES CORP | [NJR](https://holderbook.com/stocks/NJR/) | $596.6K | 10,646 | 0.3% | 19 |
| FIRST TR EXCHNG TRADED FD VI | [BUFR](https://holderbook.com/stocks/BUFR/) | $545.9K | 14,943 | 0.2% | 1 |
| PROGYNY INC | [PGNY](https://holderbook.com/stocks/PGNY/) | $533.4K | 18,500 | 0.2% | 4 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $531.2K | 7,440 | 0.2% | 16 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $511.1K | 5,309 | 0.2% | 19 |
| ISHARES TR | [IWM](https://holderbook.com/stocks/IWM/) | $509.6K | 1,696 | 0.2% | 19 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $503.4K | 1,690 | 0.2% | 6 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $499.5K | 432 | 0.2% | 6 |
| J P MORGAN EXCHANGE TRADED F | [JPIB](https://holderbook.com/stocks/JPIB/) | $468.8K | 9,696 | 0.2% | 6 |
| INNOVATOR ETFS TRUST | [IJAN](https://holderbook.com/stocks/IJAN/) | $452.7K | 11,889 | 0.2% | 1 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $449.4K | 2,149 | 0.2% | 8 |
| BROADRIDGE FINL SOLUTIONS IN | [BR](https://holderbook.com/stocks/BR/) | $445.7K | 3,254 | 0.2% | 10 |
| PUBLIC SVC ENTERPRISE GROUP | [PEG](https://holderbook.com/stocks/PEG/) | $442.8K | 5,456 | 0.2% | 19 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $441.1K | 3,432 | 0.2% | 19 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $428.9K | 1,184 | 0.2% | 11 |
| VALLEY NATL BANCORP | [VLY](https://holderbook.com/stocks/VLY/) | $409.0K | 27,915 | 0.2% | 19 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $389.3K | 5,410 | 0.2% | 19 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $378.8K | 6,574 | 0.2% | 18 |
| M & T BK CORP | [MTB](https://holderbook.com/stocks/MTB/) | $362.5K | 1,523 | 0.2% | 19 |
| SPDR SERIES TRUST | [SPYV](https://holderbook.com/stocks/SPYV/) | $355.1K | 5,842 | 0.2% | 16 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $354.8K | 17,138 | 0.2% | 19 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $352.8K | 2,407 | 0.2% | 19 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $344.2K | 3,156 | 0.2% | 16 |
| FS CREDIT OPPORTUNITIES CORP | [FSCO](https://holderbook.com/stocks/FSCO/) | $327.9K | 65,720 | 0.1% | 15 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $324.5K | 576 | 0.1% | 9 |
| FIRST TR EXCHANGE TRAD FD VI | [FTGC](https://holderbook.com/stocks/FTGC/) | $324.4K | 11,992 | 0.1% | 1 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $324.4K | 2,395 | 0.1% | 19 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $314.3K | 605 | 0.1% | 13 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $313.1K | 1,446 | 0.1% | 19 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $311.9K | 4,066 | 0.1% | 16 |
| WHEATON PRECIOUS METALS CORP | [WPM](https://holderbook.com/stocks/WPM/) | $303.3K | 2,700 | 0.1% | 6 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $297.1K | 1,163 | 0.1% | 6 |
| COLGATE PALMOLIVE CO | [CL](https://holderbook.com/stocks/CL/) | $282.5K | 3,081 | 0.1% | 19 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $266.6K | 746 | 0.1% | 7 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $265.2K | 360 | 0.1% | 6 |
| NORTHERN LIGHTS FD TR | [MRSK](https://holderbook.com/stocks/MRSK/) | $260.9K | 6,757 | 0.1% | 1 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $256.7K | 2,266 | 0.1% | 8 |
| DIMENSIONAL ETF TRUST | [DFAC](https://holderbook.com/stocks/DFAC/) | $254.1K | 5,727 | 0.1% | 1 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $253.3K | 2,171 | 0.1% | 6 |
| FIDELITY WISE ORIGIN BITCOIN | [FBTC](https://holderbook.com/stocks/FBTC/) | $252.5K | 4,946 | 0.1% | 7 |
| CATALYST PHARMACEUTICALS INC | [CPRX](https://holderbook.com/stocks/CPRX/) | $251.4K | 8,000 | 0.1% | 6 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $250.6K | 730 | 0.1% | 6 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $234.9K | 1,999 | 0.1% | 6 |
| TRUIST FINL CORP | [TFC](https://holderbook.com/stocks/TFC/) | $231.5K | 4,646 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $221.8K | 1,164 | 0.1% | 6 |
| SHOPIFY INC | [SHOP](https://holderbook.com/stocks/SHOP/) | $215.2K | 1,885 | 0.1% | 6 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $210.5K | 4,971 | 0.1% | 11 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $210.3K | 179 | 0.1% | 6 |
| MOTOROLA SOLUTIONS INC | [MSI](https://holderbook.com/stocks/MSI/) | $204.2K | 491 | 0.1% | 8 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $197.9K | 585 | 0.1% | 7 |
| JONES LANG LASALLE INC | [JLL](https://holderbook.com/stocks/JLL/) | $197.4K | 637 | 0.1% | 8 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $195.4K | 722 | 0.1% | 8 |
| INVENTRUST PPTYS CORP | [IVT](https://holderbook.com/stocks/IVT/) | $194.9K | 5,507 | 0.1% | 19 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $193.4K | 525 | 0.1% | 6 |
| INNOVATOR ETFS TRUST | [EJUL](https://holderbook.com/stocks/EJUL/) | $188.3K | 6,029 | 0.1% | 1 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $188.0K | 991 | 0.1% | 6 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $185.2K | 363 | 0.1% | 6 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.1% | +14.8% | -4.7% | 100% |
| Q1 2026 | -1.2% | -4.6% | +3.4% | 100% |
| Q4 2025 | +2.0% | +2.4% | -0.3% | 100% |
| Q3 2025 | +6.5% | +7.8% | -1.3% | 100% |
| Q2 2025 | +6.8% | +10.5% | -3.7% | 100% |
| Q1 2025 | -1.4% | -4.6% | +3.1% | 99% |
| Q4 2024 | +0.1% | +2.1% | -2.1% | 100% |
| Q3 2024 | +6.7% | +5.4% | +1.3% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $228.9M | 529 |
| Q1 2026 | $189.7M | 526 |
| Q4 2025 | $191.0M | 517 |
| Q3 2025 | $196.3M | 529 |
| Q2 2025 | $175.3M | 567 |
| Q1 2025 | $158.8M | 504 |
| Q4 2024 | $146.6M | 78 |
| Q3 2024 | $140.2M | 70 |
| Q2 2024 | $129.5M | 67 |
| Q1 2024 | $129.0M | 67 |
| Q4 2023 | $120.8M | 65 |
| Q3 2023 | $109.9M | 62 |