# Global Wealth Strategies & Associates

> Institutional holdings reported to the SEC as of Q3 2026 on Form 13F. CIK 1912297. Source: https://holderbook.com/funds/1912297-global-wealth-strategies-associates/

- Reported value: $545.6M
- Positions: 114
- Weight of the ten largest: 71.1%
- Filed: 2026-10-02

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $150.6M | 214,836 | 27.6% | 16 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $49.8M | 514,121 | 9.1% | 16 |
| INVESCO EXCH TRADED FD TR II | [QQQM](https://holderbook.com/stocks/QQQM/) | $36.4M | 119,428 | 6.7% | 13 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $32.0M | 456,472 | 5.9% | 16 |
| BLACKROCK ETF TRUST | [DYNF](https://holderbook.com/stocks/DYNF/) | $27.2M | 393,342 | 5.0% | 3 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $25.5M | 109,418 | 4.7% | 16 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $21.9M | 29,616 | 4.0% | 16 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $17.6M | 90,045 | 3.2% | 16 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $14.3M | 105,350 | 2.6% | 16 |
| BLACKROCK ETF TRUST II | [BINC](https://holderbook.com/stocks/BINC/) | $12.7M | 249,469 | 2.3% | 11 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $11.6M | 115,195 | 2.1% | 16 |
| SCHWAB STRATEGIC TR | [SCHA](https://holderbook.com/stocks/SCHA/) | $11.0M | 337,202 | 2.0% | 16 |
| ISHARES GOLD TR | [IAU](https://holderbook.com/stocks/IAU/) | $10.3M | 131,360 | 1.9% | 16 |
| FIDELITY MERRIMACK STR TR | [FSEC](https://holderbook.com/stocks/FSEC/) | $9.2M | 219,134 | 1.7% | 3 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $8.6M | 34,435 | 1.6% | 16 |
| VANGUARD INTL EQUITY INDEX F | [VPL](https://holderbook.com/stocks/VPL/) | $8.2M | 71,148 | 1.5% | 3 |
| ISHARES TR | [SOXX](https://holderbook.com/stocks/SOXX/) | $7.9M | 13,861 | 1.4% | 12 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $7.7M | 129,873 | 1.4% | 16 |
| BARINGS CORPORATE INVS | [MCI](https://holderbook.com/stocks/MCI/) | $4.6M | 260,773 | 0.8% | 7 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $4.4M | 13,166 | 0.8% | 16 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $4.4M | 12,151 | 0.8% | 16 |
| SCHWAB STRATEGIC TR | [STCE](https://holderbook.com/stocks/STCE/) | $4.1M | 62,116 | 0.8% | 7 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $3.5M | 15,796 | 0.6% | 16 |
| COLUMBIA ETF TR I | [MUST](https://holderbook.com/stocks/MUST/) | $3.3M | 171,658 | 0.6% | 16 |
| ISHARES TR | [OEF](https://holderbook.com/stocks/OEF/) | $3.0M | 7,871 | 0.6% | 16 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $2.8M | 8,549 | 0.5% | 16 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $2.5M | 11,143 | 0.5% | 16 |
| SHERWIN WILLIAMS CO | [SHW](https://holderbook.com/stocks/SHW/) | $2.5M | 7,708 | 0.5% | 14 |
| INVESCO EXCHANGE TRADED FD T | [RSPT](https://holderbook.com/stocks/RSPT/) | $2.5M | 37,508 | 0.5% | 2 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $2.3M | 4,483 | 0.4% | 16 |
| VANECK ETF TRUST | [NLR](https://holderbook.com/stocks/NLR/) | $2.2M | 21,266 | 0.4% | 4 |
| FIRST TR EXCHANGE-TRADED FD | [FCG](https://holderbook.com/stocks/FCG/) | $1.8M | 63,175 | 0.3% | 3 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $1.7M | 4,585 | 0.3% | 16 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $1.7M | 5,342 | 0.3% | 11 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $1.6M | 2,152 | 0.3% | 16 |
| STATE STR SPDR S&P MIDCAP 40 | [MDY](https://holderbook.com/stocks/MDY/) | $1.4M | 2,065 | 0.2% | 5 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $1.1M | 3,092 | 0.2% | 16 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $1.0M | 2,976 | 0.2% | 16 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $1.0M | 2,872 | 0.2% | 16 |
| FIRST TR EXCH TRADED FD III | [FTLS](https://holderbook.com/stocks/FTLS/) | $1.0M | 13,111 | 0.2% | 8 |
| BLACKROCK ETF TRUST | [BAI](https://holderbook.com/stocks/BAI/) | $963.1K | 20,408 | 0.2% | 6 |
| SIMPLIFY EXCHANGE TRADED FUN | [CTA](https://holderbook.com/stocks/CTA/) | $960.3K | 33,298 | 0.2% | 8 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $856.3K | 23,832 | 0.2% | 16 |
| ISHARES TR | [IWP](https://holderbook.com/stocks/IWP/) | $706.3K | 5,130 | 0.1% | 16 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $706.3K | 922 | 0.1% | 16 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $683.9K | 1,118 | 0.1% | 8 |
| J P MORGAN EXCHANGE TRADED F | [JEPQ](https://holderbook.com/stocks/JEPQ/) | $654.2K | 10,679 | 0.1% | 12 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $638.5K | 3,469 | 0.1% | 7 |
| SPDR SERIES TRUST | [XNTK](https://holderbook.com/stocks/XNTK/) | $630.6K | 1,650 | 0.1% | 8 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $625.3K | 1,835 | 0.1% | 16 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $625.2K | 862 | 0.1% | 16 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $624.9K | 2,361 | 0.1% | 16 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $617.0K | 2,856 | 0.1% | 16 |
| VANGUARD MUN BD FDS | [VTEB](https://holderbook.com/stocks/VTEB/) | $601.5K | 12,701 | 0.1% | 1 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $600.2K | 8,500 | 0.1% | 16 |
| ISHARES TR | [IWB](https://holderbook.com/stocks/IWB/) | $588.3K | 1,414 | 0.1% | 16 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $585.6K | 1,176 | 0.1% | 16 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $497.7K | 430 | 0.1% | 16 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $489.3K | 6,800 | 0.1% | 16 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $462.1K | 508 | 0.1% | 16 |
| SCHWAB STRATEGIC TR | [SCHX](https://holderbook.com/stocks/SCHX/) | $456.4K | 15,214 | 0.1% | 16 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $447.8K | 2,036 | 0.1% | 16 |
| J P MORGAN EXCHANGE TRADED F | [JAVA](https://holderbook.com/stocks/JAVA/) | $440.3K | 5,523 | 0.1% | 5 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $438.4K | 1,541 | 0.1% | 16 |
| VANGUARD INDEX FDS | [VV](https://holderbook.com/stocks/VV/) | $425.4K | 1,209 | 0.1% | 1 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $418.7K | 516 | 0.1% | 16 |
| INVESCO EXCH TRD SLF IDX FD | [BSCW](https://holderbook.com/stocks/BSCW/) | $418.5K | 21,367 | 0.1% | 5 |
| SCHWAB STRATEGIC TR | [SCHV](https://holderbook.com/stocks/SCHV/) | $394.0K | 11,829 | 0.1% | 5 |
| DIMENSIONAL ETF TRUST | [DFUS](https://holderbook.com/stocks/DFUS/) | $393.9K | 4,744 | 0.1% | 1 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $388.8K | 1,486 | 0.1% | 16 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $380.9K | 835 | 0.1% | 3 |
| EXXONMOBIL HOLDINGS CORP COM SHS | [XOM](https://holderbook.com/stocks/XOM/) | $379.8K | 2,333 | 0.1% | 1 |
| ISHARES TR | [TLT](https://holderbook.com/stocks/TLT/) | $378.8K | 4,870 | 0.1% | 11 |
| INVESCO EXCH TRD SLF IDX FD | [BSCT](https://holderbook.com/stocks/BSCT/) | $364.9K | 20,052 | 0.1% | 5 |
| HONEYWELL INTL INC | [HON](https://holderbook.com/stocks/HON/) | $362.8K | 1,720 | 0.1% | 1 |
| ISHARES TR | [IWF](https://holderbook.com/stocks/IWF/) | $360.8K | 2,881 | 0.1% | 16 |
| ISHARES TR | [EFG](https://holderbook.com/stocks/EFG/) | $337.4K | 2,816 | 0.1% | 16 |
| TRANE TECHNOLOGIES PLC | [TT](https://holderbook.com/stocks/TT/) | $314.1K | 695 | 0.1% | 8 |
| FORTINET INC | [FTNT](https://holderbook.com/stocks/FTNT/) | $312.7K | 1,749 | 0.1% | 16 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $309.4K | 11,264 | 0.1% | 16 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $305.2K | 3,386 | 0.1% | 16 |
| ASML HLDG NV | [ASML](https://holderbook.com/stocks/ASML/) | $295.3K | 163 | 0.1% | 9 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $295.0K | 579 | 0.1% | 16 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $289.6K | 3,364 | 0.1% | 16 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $283.5K | 1,527 | 0.1% | 16 |
| 3M CO | [MMM](https://holderbook.com/stocks/MMM/) | $278.9K | 1,699 | 0.1% | 9 |
| IMMUNITYBIO INC | [IBRX](https://holderbook.com/stocks/IBRX/) | $274.1K | 29,034 | 0.1% | 3 |
| THERMO FISHER SCIENTIFIC INC | [TMO](https://holderbook.com/stocks/TMO/) | $270.7K | 401 | 0.0% | 1 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $264.7K | 1,296 | 0.0% | 1 |
| ISHARES TR | [IWO](https://holderbook.com/stocks/IWO/) | $260.5K | 730 | 0.0% | 16 |
| ALIBABA GROUP HLDG LTD | [BABA](https://holderbook.com/stocks/BABA/) | $259.1K | 2,409 | 0.0% | 1 |
| ISHARES TR | [TLTW](https://holderbook.com/stocks/TLTW/) | $255.8K | 12,619 | 0.0% | 8 |
| FREEPORT-MCMORAN INC | [FCX](https://holderbook.com/stocks/FCX/) | $253.4K | 3,620 | 0.0% | 1 |
| BLACKROCK ETF TRUST II | [HIMU](https://holderbook.com/stocks/HIMU/) | $253.0K | 5,538 | 0.0% | 4 |
| INVESCO EXCH TRD SLF IDX FD | [BSCY](https://holderbook.com/stocks/BSCY/) | $250.7K | 12,847 | 0.0% | 5 |
| VANECK ETF TRUST | [HYD](https://holderbook.com/stocks/HYD/) | $243.8K | 5,077 | 0.0% | 8 |
| HONEYWELL AEROSPACE INC | [HONA](https://holderbook.com/stocks/HONA/) | $241.4K | 1,558 | 0.0% | 1 |
| SPACE EXPLORATION TECHN CORP | [SPCX](https://holderbook.com/stocks/SPCX/) | $234.5K | 1,554 | 0.0% | 1 |
| BLACKROCK INC | [BLK](https://holderbook.com/stocks/BLK/) | $231.8K | 219 | 0.0% | 1 |
| NEOS ETF TRUST | [SPYI](https://holderbook.com/stocks/SPYI/) | $230.0K | 4,325 | 0.0% | 4 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +12.2% | +14.8% | -2.6% | 100% |
| Q1 2026 | -2.9% | -4.6% | +1.7% | 100% |
| Q4 2025 | +1.4% | +2.4% | -0.9% | 100% |
| Q3 2025 | +6.8% | +7.8% | -1.0% | 100% |
| Q2 2025 | +8.8% | +10.5% | -1.7% | 100% |
| Q1 2025 | -2.1% | -4.6% | +2.4% | 100% |
| Q4 2024 | -0.4% | +2.1% | -2.6% | 100% |
| Q3 2024 | +5.4% | +5.4% | -0.1% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2026 | $545.6M | 114 |
| Q2 2026 | $527.6M | 97 |
| Q1 2026 | $407.0M | 543 |
| Q4 2025 | $401.1M | 549 |
| Q3 2025 | $388.9M | 485 |
| Q2 2025 | $349.4M | 378 |
| Q1 2025 | $330.0M | 472 |
| Q4 2024 | $319.6M | 401 |
| Q3 2024 | $304.4M | 369 |
| Q2 2024 | $278.7M | 342 |
| Q1 2024 | $265.9M | 354 |
| Q4 2023 | $240.1M | 338 |