# Whalen Wealth Management Inc.

> Institutional holdings reported to the SEC as of Q3 2026 on Form 13F. CIK 1894447. Source: https://holderbook.com/funds/1894447-whalen-wealth-management-inc/

- Reported value: $234.3M
- Positions: 202
- Weight of the ten largest: 27.3%
- Filed: 2026-10-08

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $10.7M | 46,638 | 4.5% | 12 |
| ISHARES TR | [SHV](https://holderbook.com/stocks/SHV/) | $8.3M | 75,067 | 3.5% | 12 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $7.3M | 29,165 | 3.1% | 12 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $7.2M | 21,628 | 3.1% | 12 |
| ISHARES TR | [IEI](https://holderbook.com/stocks/IEI/) | $6.3M | 55,584 | 2.7% | 12 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $5.6M | 7,737 | 2.4% | 12 |
| GOLDMAN SACHS ETF TR | [GPIX](https://holderbook.com/stocks/GPIX/) | $5.2M | 93,503 | 2.2% | 6 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $4.7M | 9,095 | 2.0% | 12 |
| ISHARES TR | [IEF](https://holderbook.com/stocks/IEF/) | $4.6M | 51,374 | 2.0% | 2 |
| ISHARES TR | [IBTL](https://holderbook.com/stocks/IBTL/) | $4.2M | 214,831 | 1.8% | 4 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $3.8M | 36,948 | 1.6% | 4 |
| ISHARES TR | [IBDU](https://holderbook.com/stocks/IBDU/) | $3.7M | 161,891 | 1.6% | 5 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $3.4M | 2,975 | 1.5% | 12 |
| VANECK ETF TRUST | [EMLC](https://holderbook.com/stocks/EMLC/) | $3.3M | 132,311 | 1.4% | 4 |
| JANUS DETROIT STR TR | [JAAA](https://holderbook.com/stocks/JAAA/) | $3.2M | 62,709 | 1.4% | 12 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $3.1M | 15,225 | 1.3% | 4 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $3.1M | 3,070 | 1.3% | 12 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $3.1M | 8,917 | 1.3% | 12 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $3.0M | 8,671 | 1.3% | 12 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $2.9M | 2,724 | 1.2% | 5 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $2.8M | 8,107 | 1.2% | 9 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $2.7M | 4,367 | 1.1% | 4 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $2.7M | 3,788 | 1.1% | 9 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $2.6M | 4,793 | 1.1% | 6 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $2.6M | 7,856 | 1.1% | 4 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $2.6M | 7,206 | 1.1% | 9 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $2.4M | 13,086 | 1.0% | 4 |
| J P MORGAN EXCHANGE TRADED F | [JEPI](https://holderbook.com/stocks/JEPI/) | $2.2M | 39,414 | 0.9% | 4 |
| ISHARES TR | [TIP](https://holderbook.com/stocks/TIP/) | $2.2M | 21,119 | 0.9% | 10 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $2.2M | 4,366 | 0.9% | 4 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $2.0M | 2,134 | 0.9% | 3 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $2.0M | 10,752 | 0.9% | 6 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $1.9M | 13,162 | 0.8% | 4 |
| EXXONMOBIL HOLDINGS CORP COM SHS | [XOM](https://holderbook.com/stocks/XOM/) | $1.8M | 10,823 | 0.8% | 1 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $1.7M | 4,755 | 0.7% | 12 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $1.7M | 1,897 | 0.7% | 12 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $1.7M | 6,503 | 0.7% | 4 |
| LITMAN GREGORY FDS TR | [DBMF](https://holderbook.com/stocks/DBMF/) | $1.7M | 52,537 | 0.7% | 1 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $1.7M | 4,292 | 0.7% | 2 |
| ISHARES TR | [IBHI](https://holderbook.com/stocks/IBHI/) | $1.7M | 72,525 | 0.7% | 1 |
| BLACKROCK ETF TRUST II | [BINC](https://holderbook.com/stocks/BINC/) | $1.6M | 31,718 | 0.7% | 1 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $1.6M | 22,933 | 0.7% | 12 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $1.6M | 8,224 | 0.7% | 5 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $1.6M | 28,828 | 0.7% | 4 |
| DELL TECHNOLOGIES INC | [DELL](https://holderbook.com/stocks/DELL/) | $1.5M | 2,834 | 0.7% | 2 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $1.5M | 1,816 | 0.6% | 6 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $1.4M | 6,498 | 0.6% | 4 |
| ISHARES TR | [DVY](https://holderbook.com/stocks/DVY/) | $1.4M | 9,398 | 0.6% | 1 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $1.4M | 4,195 | 0.6% | 4 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $1.3M | 12,931 | 0.6% | 12 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $1.2M | 4,723 | 0.5% | 2 |
| ISHARES TR | [IXJ](https://holderbook.com/stocks/IXJ/) | $1.2M | 12,127 | 0.5% | 1 |
| VANGUARD WHITEHALL FDS | [VWOB](https://holderbook.com/stocks/VWOB/) | $1.2M | 19,272 | 0.5% | 12 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $1.2M | 9,715 | 0.5% | 3 |
| SCHWAB STRATEGIC TR | [FNDE](https://holderbook.com/stocks/FNDE/) | $1.2M | 27,843 | 0.5% | 1 |
| WELLS FARGO & CO | [WFC](https://holderbook.com/stocks/WFC/) | $1.2M | 14,525 | 0.5% | 5 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $1.1M | 3,680 | 0.5% | 4 |
| SIMPLIFY EXCHANGE TRADED FUN | [CTA](https://holderbook.com/stocks/CTA/) | $1.1M | 39,743 | 0.5% | 1 |
| ISHARES INC | [EWG](https://holderbook.com/stocks/EWG/) | $1.1M | 26,687 | 0.5% | 1 |
| SIMPLIFY EXCHANGE TRADED FUN | [HARD](https://holderbook.com/stocks/HARD/) | $1.1M | 32,366 | 0.5% | 1 |
| INVESCO EXCHANGE TRADED FD T | [SPGP](https://holderbook.com/stocks/SPGP/) | $1.1M | 9,136 | 0.5% | 3 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $1.1M | 3,848 | 0.5% | 2 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $1.1M | 2,797 | 0.5% | 3 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $1.1M | 4,049 | 0.5% | 4 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $1.0M | 4,580 | 0.4% | 1 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $1.0M | 2,823 | 0.4% | 12 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $981.9K | 9,360 | 0.4% | 4 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $959.7K | 8,917 | 0.4% | 4 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $950.2K | 2,002 | 0.4% | 6 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $948.6K | 11,020 | 0.4% | 4 |
| SANDISK CORP | [SNDK](https://holderbook.com/stocks/SNDK/) | $923.9K | 531 | 0.4% | 2 |
| RALPH LAUREN CORP | [RL](https://holderbook.com/stocks/RL/) | $918.3K | 2,586 | 0.4% | 5 |
| ISHARES INC | [PICK](https://holderbook.com/stocks/PICK/) | $902.6K | 15,054 | 0.4% | 1 |
| FLEX LTD | [FLEX](https://holderbook.com/stocks/FLEX/) | $898.9K | 8,172 | 0.4% | 8 |
| ISHARES BITCOIN TRUST ETF | [IBIT](https://holderbook.com/stocks/IBIT/) | $898.6K | 18,982 | 0.4% | 8 |
| WILLIAMS COS INC | [WMB](https://holderbook.com/stocks/WMB/) | $894.1K | 13,154 | 0.4% | 5 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $893.8K | 6,510 | 0.4% | 4 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $887.8K | 6,111 | 0.4% | 4 |
| EXCHANGE TRADED CONCEPTS TRU | [NUKZ](https://holderbook.com/stocks/NUKZ/) | $887.3K | 14,732 | 0.4% | 1 |
| MONOLITHIC PWR SYS INC | [MPWR](https://holderbook.com/stocks/MPWR/) | $875.6K | 650 | 0.4% | 8 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $854.5K | 1,671 | 0.4% | 3 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $816.8K | 2,059 | 0.3% | 6 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $813.3K | 2,859 | 0.3% | 4 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $744.8K | 3,821 | 0.3% | 2 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $744.6K | 3,959 | 0.3% | 4 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $735.6K | 817 | 0.3% | 4 |
| ISHARES TR | [ILF](https://holderbook.com/stocks/ILF/) | $717.5K | 20,797 | 0.3% | 1 |
| FORTINET INC | [FTNT](https://holderbook.com/stocks/FTNT/) | $643.7K | 3,601 | 0.3% | 1 |
| SERVICENOW INC | [NOW](https://holderbook.com/stocks/NOW/) | $619.3K | 4,621 | 0.3% | 1 |
| UNITED THERAPEUTICS CORP DEL | [UTHR](https://holderbook.com/stocks/UTHR/) | $606.0K | 1,118 | 0.3% | 4 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $600.7K | 2,950 | 0.3% | 1 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $599.3K | 30,314 | 0.3% | 2 |
| EXELIXIS INC | [EXEL](https://holderbook.com/stocks/EXEL/) | $593.4K | 10,158 | 0.3% | 5 |
| NATERA INC | [NTRA](https://holderbook.com/stocks/NTRA/) | $590.6K | 1,429 | 0.3% | 2 |
| HALOZYME THERAPEUTICS INC | [HALO](https://holderbook.com/stocks/HALO/) | $582.3K | 5,275 | 0.2% | 3 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $582.3K | 8,247 | 0.2% | 9 |
| UNIVERSAL HLTH SVCS INC | [UHS](https://holderbook.com/stocks/UHS/) | $579.2K | 3,324 | 0.2% | 2 |
| MCKESSON CORP | [MCK](https://holderbook.com/stocks/MCK/) | $576.1K | 675 | 0.2% | 1 |
| SPDR SERIES TRUST | [XBI](https://holderbook.com/stocks/XBI/) | $569.2K | 3,610 | 0.2% | 3 |
| AMPHENOL CORP | [APH](https://holderbook.com/stocks/APH/) | $565.5K | 6,708 | 0.2% | 1 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +13.4% | +14.8% | -1.4% | 100% |
| Q1 2026 | -2.7% | -4.6% | +1.9% | 100% |
| Q4 2025 | +0.1% | +2.4% | -2.3% | 100% |
| Q3 2025 | +3.2% | +7.8% | -4.6% | 100% |
| Q2 2025 | +6.9% | +10.5% | -3.5% | 100% |
| Q1 2025 | -3.3% | -4.6% | +1.3% | 98% |
| Q4 2024 | +1.2% | +2.1% | -0.9% | 100% |
| Q3 2024 | +3.5% | +5.4% | -1.9% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2026 | $234.3M | 202 |
| Q2 2026 | $222.2M | 195 |
| Q1 2026 | $186.7M | 174 |
| Q4 2025 | $186.3M | 188 |
| Q3 2025 | $171.2M | 176 |
| Q2 2025 | $159.3M | 198 |
| Q1 2025 | $149.9M | 117 |
| Q4 2024 | $144.4M | 138 |
| Q3 2024 | $141.4M | 112 |
| Q2 2024 | $126.2M | 101 |
| Q1 2024 | $135.0M | 112 |
| Q4 2023 | $111.0M | 103 |