# Hennion & Walsh Asset Management, Inc.

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1861642. Source: https://holderbook.com/funds/1861642-hennion-walsh-asset-management-inc/

- Reported value: $3.5B
- Positions: 955
- Weight of the ten largest: 16.7%
- Filed: 2026-07-08

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $143.4M | 191,514 | 4.1% | 22 |
| WISDOMTREE TR | [DDWM](https://holderbook.com/stocks/DDWM/) | $66.2M | 1,433,747 | 1.9% | 6 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $53.8M | 246,833 | 1.5% | 7 |
| COLUMBIA ETF TR II | [XCEM](https://holderbook.com/stocks/XCEM/) | $53.3M | 1,008,740 | 1.5% | 9 |
| BLACKROCK MUNIYILD QULT FD I | [MQY](https://holderbook.com/stocks/MQY/) | $51.3M | 4,507,211 | 1.5% | 22 |
| PROSHARES TR | [ISPY](https://holderbook.com/stocks/ISPY/) | $50.5M | 1,047,800 | 1.4% | 9 |
| BLACKROCK ETF TRUST | [DYNF](https://holderbook.com/stocks/DYNF/) | $45.2M | 664,010 | 1.3% | 1 |
| JANUS DETROIT STR TR | [JSML](https://holderbook.com/stocks/JSML/) | $44.9M | 482,601 | 1.3% | 2 |
| ISHARES TR | [IGEB](https://holderbook.com/stocks/IGEB/) | $38.9M | 861,241 | 1.1% | 19 |
| GOLDMAN SACHS ETF TR | [GSLC](https://holderbook.com/stocks/GSLC/) | $38.6M | 271,998 | 1.1% | 22 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $36.7M | 50,817 | 1.0% | 18 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $33.4M | 93,515 | 1.0% | 22 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $32.2M | 74,391 | 0.9% | 7 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $30.3M | 26,264 | 0.9% | 10 |
| NUVEEN AMT FREE MUN CR INC F | [NVG](https://holderbook.com/stocks/NVG/) | $28.3M | 2,210,546 | 0.8% | 22 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $27.5M | 137,461 | 0.8% | 22 |
| BLACKROCK MUNIHOLDINGS FD IN | [MHD](https://holderbook.com/stocks/MHD/) | $27.5M | 2,310,272 | 0.8% | 22 |
| ISHARES TR | [PFF](https://holderbook.com/stocks/PFF/) | $27.3M | 895,614 | 0.8% | 5 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $26.7M | 88,483 | 0.8% | 13 |
| NUVEEN MUN VALUE FD INC | [NUV](https://holderbook.com/stocks/NUV/) | $26.4M | 2,862,303 | 0.8% | 18 |
| AMPLIFY ETF TR | [AIVC](https://holderbook.com/stocks/AIVC/) | $24.2M | 209,541 | 0.7% | 1 |
| NUVEEN MUN HIGH INCOME OPPOR | [NMZ](https://holderbook.com/stocks/NMZ/) | $23.4M | 2,217,036 | 0.7% | 12 |
| ISHARES TR | [HYGW](https://holderbook.com/stocks/HYGW/) | $22.3M | 767,189 | 0.6% | 8 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $22.1M | 58,483 | 0.6% | 22 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $21.9M | 91,947 | 0.6% | 22 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $21.5M | 54,099 | 0.6% | 22 |
| NUVEEN MUN CR INCOME FD | [NZF](https://holderbook.com/stocks/NZF/) | $20.4M | 1,605,436 | 0.6% | 22 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $19.7M | 68,053 | 0.6% | 22 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $18.9M | 55,556 | 0.5% | 16 |
| NUVEEN AMT FREE QLTY MUN INC | [NEA](https://holderbook.com/stocks/NEA/) | $18.9M | 1,607,896 | 0.5% | 22 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $18.3M | 48,974 | 0.5% | 9 |
| AMERICAN CENTY ETF TR | [AVDE](https://holderbook.com/stocks/AVDE/) | $18.2M | 203,767 | 0.5% | 1 |
| BLACKROCK MUN TARGET TERM TR | [BTT](https://holderbook.com/stocks/BTT/) | $17.8M | 783,682 | 0.5% | 18 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $17.2M | 14,360 | 0.5% | 22 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $16.8M | 48,843 | 0.5% | 22 |
| NUVEEN QUALITY MUNCP INCOME | [NAD](https://holderbook.com/stocks/NAD/) | $16.6M | 1,373,096 | 0.5% | 20 |
| J P MORGAN EXCHANGE TRADED F | [JEPQ](https://holderbook.com/stocks/JEPQ/) | $15.7M | 254,749 | 0.4% | 16 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $15.4M | 47,171 | 0.4% | 22 |
| INVESCO VALUE MUN INCOME TR | [IIM](https://holderbook.com/stocks/IIM/) | $14.8M | 1,162,995 | 0.4% | 22 |
| INDIVIOR PHARMACEUTICALS INC | [INDV](https://holderbook.com/stocks/INDV/) | $14.8M | 360,245 | 0.4% | 2 |
| J P MORGAN EXCHANGE TRADED F | [JSCP](https://holderbook.com/stocks/JSCP/) | $14.7M | 312,314 | 0.4% | 5 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $14.5M | 38,852 | 0.4% | 22 |
| DELL TECHNOLOGIES INC | [DELL](https://holderbook.com/stocks/DELL/) | $14.5M | 33,496 | 0.4% | 22 |
| QUANTA SVCS INC | [PWR](https://holderbook.com/stocks/PWR/) | $14.2M | 19,670 | 0.4% | 20 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $13.6M | 23,358 | 0.4% | 10 |
| BLACKROCK MUNIASSETS FD INC | [MUA](https://holderbook.com/stocks/MUA/) | $13.3M | 1,211,956 | 0.4% | 6 |
| INVESCO TR INVT GRADE MUNS | [VGM](https://holderbook.com/stocks/VGM/) | $13.2M | 1,247,281 | 0.4% | 12 |
| GOLDMAN SACHS ETF TR | [GSIE](https://holderbook.com/stocks/GSIE/) | $13.1M | 286,713 | 0.4% | 22 |
| PIMCO MUN INCOME FD II | [PML](https://holderbook.com/stocks/PML/) | $12.7M | 1,673,808 | 0.4% | 9 |
| ASML HLDG NV | [ASML](https://holderbook.com/stocks/ASML/) | $12.7M | 6,371 | 0.4% | 10 |
| INVESCO MUN OPPORTUNIT TR | [VMO](https://holderbook.com/stocks/VMO/) | $12.6M | 1,277,578 | 0.4% | 18 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $11.8M | 103,754 | 0.3% | 22 |
| JAZZ PHARMACEUTICALS PLC | [JAZZ](https://holderbook.com/stocks/JAZZ/) | $11.6M | 48,019 | 0.3% | 22 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $11.5M | 20,425 | 0.3% | 22 |
| HOWMET AEROSPACE INC | [HWM](https://holderbook.com/stocks/HWM/) | $11.4M | 42,505 | 0.3% | 12 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $11.4M | 66,834 | 0.3% | 7 |
| ISHARES TR | [IDV](https://holderbook.com/stocks/IDV/) | $11.3M | 272,907 | 0.3% | 22 |
| NYLI MACKAY DEFINEDTERM MUNI | [MMD](https://holderbook.com/stocks/MMD/) | $11.3M | 728,962 | 0.3% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $11.1M | 43,755 | 0.3% | 22 |
| TEVA PHARMACEUTICAL INDS LTD | [TEVA](https://holderbook.com/stocks/TEVA/) | $11.1M | 327,801 | 0.3% | 13 |
| EATON VANCE MUN BD FD | [EIM](https://holderbook.com/stocks/EIM/) | $10.9M | 1,092,926 | 0.3% | 22 |
| BNY MELLON STRATEGIC MUNS IN | [LEO](https://holderbook.com/stocks/LEO/) | $10.9M | 1,683,135 | 0.3% | 12 |
| JANUS DETROIT STR TR | [JAAA](https://holderbook.com/stocks/JAAA/) | $10.8M | 213,931 | 0.3% | 13 |
| EATON VANCE MUN INCOME TR | [EVN](https://holderbook.com/stocks/EVN/) | $10.5M | 935,778 | 0.3% | 6 |
| CELCUITY INC | [CELC](https://holderbook.com/stocks/CELC/) | $10.5M | 100,368 | 0.3% | 9 |
| VANECK ETF TRUST | [MLN](https://holderbook.com/stocks/MLN/) | $10.4M | 586,281 | 0.3% | 13 |
| MORGAN STANLEY ETF TRUST | [EVMO](https://holderbook.com/stocks/EVMO/) | $10.4M | 208,147 | 0.3% | 4 |
| PROSHARES TR | [ITWO](https://holderbook.com/stocks/ITWO/) | $10.4M | 220,650 | 0.3% | 2 |
| UROGEN PHARMA LTD | [URGN](https://holderbook.com/stocks/URGN/) | $10.2M | 276,696 | 0.3% | 5 |
| COMFORT SYS USA INC | [FIX](https://holderbook.com/stocks/FIX/) | $10.1M | 5,094 | 0.3% | 7 |
| STERLING INFRASTRUCTURE INC | [STRL](https://holderbook.com/stocks/STRL/) | $10.0M | 11,939 | 0.3% | 6 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $10.0M | 20,865 | 0.3% | 10 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $9.8M | 10,525 | 0.3% | 22 |
| TRAVERE THERAPEUTICS INC | [TVTX](https://holderbook.com/stocks/TVTX/) | $9.7M | 171,470 | 0.3% | 5 |
| NUVEEN SELECT TAX-FREE INCOM | [NXP](https://holderbook.com/stocks/NXP/) | $9.6M | 668,196 | 0.3% | 19 |
| LATTICE SEMICONDUCTOR CORP | [LSCC](https://holderbook.com/stocks/LSCC/) | $9.6M | 62,475 | 0.3% | 10 |
| ROCKET LAB CORP | [RKLB](https://holderbook.com/stocks/RKLB/) | $9.5M | 93,586 | 0.3% | 5 |
| INVESCO MUNICIPAL TRUST | [VKQ](https://holderbook.com/stocks/VKQ/) | $9.4M | 940,068 | 0.3% | 2 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $9.4M | 18,490 | 0.3% | 22 |
| BLACKROCK MUNIYIELD N Y QUAL | [MYN](https://holderbook.com/stocks/MYN/) | $9.4M | 926,877 | 0.3% | 22 |
| INVESCO ADVANTAGE MUN INCOME | [VKI](https://holderbook.com/stocks/VKI/) | $9.4M | 989,489 | 0.3% | 22 |
| JANUS DETROIT STR TR | [JEMB](https://holderbook.com/stocks/JEMB/) | $9.4M | 174,007 | 0.3% | 5 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $9.3M | 72,515 | 0.3% | 22 |
| BNY MELLON STRATEGIC MUN BD | [DSM](https://holderbook.com/stocks/DSM/) | $9.1M | 1,476,212 | 0.3% | 22 |
| DUCOMMUN INC DEL | [DCO](https://holderbook.com/stocks/DCO/) | $9.1M | 48,885 | 0.3% | 10 |
| NUVEEN NY AMT FREE | [NRK](https://holderbook.com/stocks/NRK/) | $8.9M | 830,423 | 0.3% | 22 |
| GENERAL DYNAMICS CORP | [GD](https://holderbook.com/stocks/GD/) | $8.8M | 24,755 | 0.3% | 22 |
| VERTIV HOLDINGS CO | [VRT](https://holderbook.com/stocks/VRT/) | $8.6M | 25,665 | 0.2% | 9 |
| CONSTELLATION ENERGY CORP | [CEG](https://holderbook.com/stocks/CEG/) | $8.6M | 34,490 | 0.2% | 6 |
| SSGA ACTIVE ETF TR | [SRLN](https://holderbook.com/stocks/SRLN/) | $8.5M | 209,986 | 0.2% | 22 |
| MCKESSON CORP | [MCK](https://holderbook.com/stocks/MCK/) | $8.4M | 11,124 | 0.2% | 17 |
| INVESCO EXCH TRADED FD TR II | [PZT](https://holderbook.com/stocks/PZT/) | $8.0M | 353,654 | 0.2% | 11 |
| ISHARES TR | [IGLB](https://holderbook.com/stocks/IGLB/) | $8.0M | 160,189 | 0.2% | 22 |
| VANGUARD SCOTTSDALE FDS | [VGLT](https://holderbook.com/stocks/VGLT/) | $7.9M | 143,347 | 0.2% | 22 |
| MODINE MFG CO | [MOD](https://holderbook.com/stocks/MOD/) | $7.9M | 29,545 | 0.2% | 8 |
| INVESCO MUNI INCOME OPP TRST | [OIA](https://holderbook.com/stocks/OIA/) | $7.8M | 1,259,187 | 0.2% | 6 |
| TJX COS INC NEW | [TJX](https://holderbook.com/stocks/TJX/) | $7.8M | 51,589 | 0.2% | 22 |
| BLACKROCK MUNIHLDNGS CALI | [MUC](https://holderbook.com/stocks/MUC/) | $7.8M | 709,302 | 0.2% | 22 |
| PUTNAM MANAGED MUN INCOME TR | [PMM](https://holderbook.com/stocks/PMM/) | $7.8M | 1,191,663 | 0.2% | 6 |
| NORTHROP GRUMMAN CORP | [NOC](https://holderbook.com/stocks/NOC/) | $7.8M | 15,257 | 0.2% | 22 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +13.4% | +14.8% | -1.4% | 99% |
| Q1 2026 | -0.9% | -4.6% | +3.7% | 98% |
| Q4 2025 | +1.7% | +2.4% | -0.7% | 99% |
| Q3 2025 | +6.5% | +7.8% | -1.4% | 99% |
| Q2 2025 | +5.5% | +10.5% | -5.0% | 100% |
| Q1 2025 | -2.4% | -4.6% | +2.2% | 100% |
| Q4 2024 | -2.3% | +2.1% | -4.4% | 100% |
| Q3 2024 | +5.6% | +5.4% | +0.2% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $3.5B | 955 |
| Q1 2026 | $3.0B | 928 |
| Q4 2025 | $2.9B | 926 |
| Q3 2025 | $2.8B | 937 |
| Q2 2025 | $2.5B | 916 |
| Q1 2025 | $2.2B | 867 |
| Q4 2024 | $2.2B | 851 |
| Q3 2024 | $2.1B | 866 |
| Q2 2024 | $1.9B | 838 |
| Q1 2024 | $1.9B | 840 |
| Q4 2023 | $1.8B | 816 |
| Q3 2023 | $1.6B | 799 |