# Joseph P. Lucia & Associates, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1775391. Source: https://holderbook.com/funds/1775391-joseph-p-lucia-associates-llc/

- Reported value: $332.6M
- Positions: 188
- Weight of the ten largest: 32.8%
- Filed: 2026-08-07

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $23.3M | 35,559 | 7.0% | 30 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $13.3M | 45,874 | 4.0% | 30 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $11.0M | 55,049 | 3.3% | 23 |
| SCHWAB STRATEGIC TR | [SCHB](https://holderbook.com/stocks/SCHB/) | $10.2M | 352,641 | 3.1% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSPT](https://holderbook.com/stocks/RSPT/) | $9.2M | 143,025 | 2.8% | 30 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $8.9M | 11,909 | 2.7% | 30 |
| PROSHARES TR | [NOBL](https://holderbook.com/stocks/NOBL/) | $8.7M | 154,967 | 2.6% | 30 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $8.6M | 36,128 | 2.6% | 30 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $8.1M | 42,378 | 2.4% | 30 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $7.7M | 10,378 | 2.3% | 18 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $7.5M | 220,706 | 2.2% | 30 |
| BLACKROCK ETF TRUST II | [BINC](https://holderbook.com/stocks/BINC/) | $7.1M | 135,438 | 2.1% | 8 |
| SCHWAB STRATEGIC TR | [SCHD](https://holderbook.com/stocks/SCHD/) | $6.7M | 212,780 | 2.0% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $6.5M | 30,687 | 2.0% | 10 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $6.2M | 62,691 | 1.9% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSPF](https://holderbook.com/stocks/RSPF/) | $6.1M | 78,992 | 1.8% | 30 |
| ISHARES TR | [DVY](https://holderbook.com/stocks/DVY/) | $5.7M | 36,386 | 1.7% | 30 |
| J P MORGAN EXCHANGE TRADED F | [JEPI](https://holderbook.com/stocks/JEPI/) | $5.5M | 96,503 | 1.6% | 15 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $5.0M | 45,485 | 1.5% | 30 |
| SELECT SECTOR SPDR TR | [XLF](https://holderbook.com/stocks/XLF/) | $4.9M | 90,938 | 1.5% | 30 |
| AMPLIFY ETF TR | [HACK](https://holderbook.com/stocks/HACK/) | $4.8M | 45,467 | 1.4% | 10 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $4.4M | 6,440 | 1.3% | 11 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $4.0M | 76,024 | 1.2% | 18 |
| SELECT SECTOR SPDR TR | [XLI](https://holderbook.com/stocks/XLI/) | $3.8M | 20,408 | 1.1% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSPH](https://holderbook.com/stocks/RSPH/) | $3.7M | 112,545 | 1.1% | 30 |
| ISHARES TR | [SOXX](https://holderbook.com/stocks/SOXX/) | $3.6M | 5,668 | 1.1% | 25 |
| SELECT SECTOR SPDR TR | [XLV](https://holderbook.com/stocks/XLV/) | $3.2M | 20,408 | 1.0% | 30 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $3.0M | 12,868 | 0.9% | 30 |
| SCHWAB STRATEGIC TR | [SCHA](https://holderbook.com/stocks/SCHA/) | $3.0M | 83,638 | 0.9% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSPN](https://holderbook.com/stocks/RSPN/) | $3.0M | 47,088 | 0.9% | 30 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $2.9M | 9,643 | 0.9% | 30 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $2.9M | 38,098 | 0.9% | 30 |
| SELECT SECTOR SPDR TR | [XLU](https://holderbook.com/stocks/XLU/) | $2.9M | 63,877 | 0.9% | 8 |
| VANGUARD INDEX FDS | [VOT](https://holderbook.com/stocks/VOT/) | $2.9M | 9,434 | 0.9% | 30 |
| SELECT SECTOR SPDR TR | [XLB](https://holderbook.com/stocks/XLB/) | $2.9M | 56,629 | 0.9% | 23 |
| SCHWAB STRATEGIC TR | [SCHX](https://holderbook.com/stocks/SCHX/) | $2.8M | 94,370 | 0.8% | 30 |
| SCHWAB STRATEGIC TR | [SCHM](https://holderbook.com/stocks/SCHM/) | $2.5M | 68,648 | 0.8% | 30 |
| ALPS ETF TR | [SDOG](https://holderbook.com/stocks/SDOG/) | $2.5M | 37,026 | 0.8% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSPG](https://holderbook.com/stocks/RSPG/) | $2.5M | 25,677 | 0.8% | 30 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $2.5M | 4,433 | 0.8% | 30 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $2.5M | 6,938 | 0.7% | 30 |
| J P MORGAN EXCHANGE TRADED F | [JEPQ](https://holderbook.com/stocks/JEPQ/) | $2.5M | 40,202 | 0.7% | 14 |
| GLOBAL X FDS | [QYLD](https://holderbook.com/stocks/QYLD/) | $2.4M | 128,483 | 0.7% | 28 |
| AMERICAN CENTY ETF TR | [AVUV](https://holderbook.com/stocks/AVUV/) | $2.3M | 18,617 | 0.7% | 21 |
| AIM ETF PRODUCTS TRUST | [APRW](https://holderbook.com/stocks/APRW/) | $2.3M | 62,250 | 0.7% | 8 |
| FRANKLIN ETF TR | [FTSD](https://holderbook.com/stocks/FTSD/) | $2.3M | 25,425 | 0.7% | 8 |
| ISHARES TR | [EMB](https://holderbook.com/stocks/EMB/) | $2.3M | 23,412 | 0.7% | 3 |
| AIM ETF PRODUCTS TRUST | [JANW](https://holderbook.com/stocks/JANW/) | $1.7M | 44,755 | 0.5% | 7 |
| ISHARES TR | [ITA](https://holderbook.com/stocks/ITA/) | $1.7M | 6,855 | 0.5% | 30 |
| AMERICAN CENTY ETF TR | [SDSI](https://holderbook.com/stocks/SDSI/) | $1.6M | 31,412 | 0.5% | 7 |
| GOLDMAN SACHS ETF TR | [GPIX](https://holderbook.com/stocks/GPIX/) | $1.5M | 27,827 | 0.5% | 3 |
| INVESCO EXCHANGE TRADED FD T | [RSPS](https://holderbook.com/stocks/RSPS/) | $1.5M | 50,550 | 0.5% | 30 |
| VANECK ETF TRUST | [PFXF](https://holderbook.com/stocks/PFXF/) | $1.5M | 82,819 | 0.4% | 30 |
| SPDR SERIES TRUST | [XNTK](https://holderbook.com/stocks/XNTK/) | $1.4M | 3,646 | 0.4% | 11 |
| ISHARES TR | [PFF](https://holderbook.com/stocks/PFF/) | $1.3M | 43,129 | 0.4% | 30 |
| INVESCO EXCHANGE TRADED FD T | [RSPD](https://holderbook.com/stocks/RSPD/) | $1.3M | 23,199 | 0.4% | 30 |
| UBER TECHNOLOGIES INC | [UBER](https://holderbook.com/stocks/UBER/) | $1.2M | 17,174 | 0.4% | 14 |
| BARON ETF TR | [BCTK](https://holderbook.com/stocks/BCTK/) | $1.2M | 36,509 | 0.4% | 3 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $1.2M | 4,214 | 0.4% | 30 |
| FRANKLIN TEMPLETON ETF TR | [FLUD](https://holderbook.com/stocks/FLUD/) | $1.2M | 47,132 | 0.4% | 1 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $1.1M | 59,939 | 0.3% | 14 |
| ISHARES TR | [HYG](https://holderbook.com/stocks/HYG/) | $1.1M | 14,086 | 0.3% | 11 |
| KKR INCOME OPPORTUNITIES FD | [KIO](https://holderbook.com/stocks/KIO/) | $1.1M | 100,022 | 0.3% | 30 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $1.1M | 3,177 | 0.3% | 30 |
| AMERICAN CENTY ETF TR | [AVDV](https://holderbook.com/stocks/AVDV/) | $1.1M | 10,607 | 0.3% | 5 |
| GLOBAL X FDS | [BUG](https://holderbook.com/stocks/BUG/) | $1.1M | 28,065 | 0.3% | 10 |
| ISHARES TR | [TLT](https://holderbook.com/stocks/TLT/) | $1.0M | 11,651 | 0.3% | 11 |
| ISHARES TR | [FLOT](https://holderbook.com/stocks/FLOT/) | $1.0M | 19,714 | 0.3% | 22 |
| AIM ETF PRODUCTS TRUST | [JUNW](https://holderbook.com/stocks/JUNW/) | $990.3K | 28,795 | 0.3% | 5 |
| SCHWAB STRATEGIC TR | [SCYB](https://holderbook.com/stocks/SCYB/) | $982.1K | 37,512 | 0.3% | 5 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $951.4K | 2,551 | 0.3% | 30 |
| BLACKSTONE SECD LENDING FD | [BXSL](https://holderbook.com/stocks/BXSL/) | $951.2K | 38,985 | 0.3% | 11 |
| SPDR SERIES TRUST | [KRE](https://holderbook.com/stocks/KRE/) | $936.1K | 12,506 | 0.3% | 30 |
| MANAGED PORTFOLIO SER | [KHPI](https://holderbook.com/stocks/KHPI/) | $886.5K | 34,135 | 0.3% | 6 |
| AMERICAN CENTY ETF TR | [KORP](https://holderbook.com/stocks/KORP/) | $881.0K | 18,804 | 0.3% | 7 |
| CONSOLIDATED EDISON INC | [ED](https://holderbook.com/stocks/ED/) | $861.3K | 7,786 | 0.3% | 30 |
| GOLDMAN SACHS ETF TR | [GPIQ](https://holderbook.com/stocks/GPIQ/) | $833.6K | 14,054 | 0.3% | 3 |
| AIM ETF PRODUCTS TRUST | [FEBW](https://holderbook.com/stocks/FEBW/) | $830.9K | 23,380 | 0.2% | 6 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $822.0K | 19,414 | 0.2% | 30 |
| GRAYSCALE BITCOIN TRUST ETF | [GBTC](https://holderbook.com/stocks/GBTC/) | $816.9K | 17,945 | 0.2% | 10 |
| AIM ETF PRODUCTS TRUST | [JULW](https://holderbook.com/stocks/JULW/) | $812.1K | 19,895 | 0.2% | 5 |
| AMERICAN CENTY ETF TR | [AVDE](https://holderbook.com/stocks/AVDE/) | $808.1K | 9,059 | 0.2% | 5 |
| GLOBAL X FDS | [SOCL](https://holderbook.com/stocks/SOCL/) | $783.9K | 17,861 | 0.2% | 30 |
| SELECT SECTOR SPDR TR | [XLC](https://holderbook.com/stocks/XLC/) | $775.8K | 7,242 | 0.2% | 6 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $759.8K | 2,011 | 0.2% | 5 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $716.9K | 1,946 | 0.2% | 10 |
| INVESCO EXCHANGE TRADED FD T | [PNQI](https://holderbook.com/stocks/PNQI/) | $716.8K | 15,727 | 0.2% | 30 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $708.2K | 5,180 | 0.2% | 7 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $699.8K | 917 | 0.2% | 5 |
| SCHWAB STRATEGIC TR | [SCHP](https://holderbook.com/stocks/SCHP/) | $688.3K | 25,974 | 0.2% | 30 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $672.0K | 6,578 | 0.2% | 17 |
| GLOBAL X FDS | [XYLD](https://holderbook.com/stocks/XYLD/) | $653.3K | 16,016 | 0.2% | 14 |
| AIM ETF PRODUCTS TRUST | [SEPW](https://holderbook.com/stocks/SEPW/) | $648.2K | 19,412 | 0.2% | 8 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $637.4K | 599 | 0.2% | 4 |
| AMPLIFY ETF TR | [DIVO](https://holderbook.com/stocks/DIVO/) | $636.3K | 13,924 | 0.2% | 14 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $630.1K | 1,498 | 0.2% | 30 |
| GRAYSCALE BITCOIN MINI TR ET | [BTC](https://holderbook.com/stocks/BTC/) | $612.1K | 23,589 | 0.2% | 7 |
| RBB FUND TRUST | [FEOE](https://holderbook.com/stocks/FEOE/) | $610.6K | 11,435 | 0.2% | 2 |
| INVESCO DB MULTI-SECTOR COMM | [DBP](https://holderbook.com/stocks/DBP/) | $608.9K | 6,585 | 0.2% | 3 |
| WISDOMTREE TR | [WCLD](https://holderbook.com/stocks/WCLD/) | $603.5K | 18,828 | 0.2% | 24 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +13.7% | +14.8% | -1.1% | 100% |
| Q1 2026 | -2.2% | -4.6% | +2.4% | 100% |
| Q4 2025 | +0.9% | +2.4% | -1.4% | 100% |
| Q3 2025 | +6.2% | +7.8% | -1.7% | 100% |
| Q2 2025 | +8.1% | +10.5% | -2.3% | 100% |
| Q1 2025 | -4.0% | -4.6% | +0.5% | 100% |
| Q4 2024 | +2.0% | +2.1% | -0.1% | 100% |
| Q3 2024 | +4.9% | +5.4% | -0.6% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $332.6M | 188 |
| Q1 2026 | $279.7M | 169 |
| Q4 2025 | $277.3M | 166 |
| Q3 2025 | $265.1M | 161 |
| Q2 2025 | $244.4M | 151 |
| Q1 2025 | $218.8M | 140 |
| Q4 2024 | $225.0M | 146 |
| Q3 2024 | $217.1M | 136 |
| Q2 2024 | $195.2M | 123 |
| Q1 2024 | $186.7M | 122 |
| Q4 2023 | $160.7M | 117 |
| Q3 2023 | $143.0M | 109 |