# Bay Harbor Wealth Management, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1767989. Source: https://holderbook.com/funds/1767989-bay-harbor-wealth-management-llc/

- Reported value: $433.6M
- Positions: 1,293
- Weight of the ten largest: 52.5%
- Filed: 2026-07-28

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $39.3M | 52,477 | 9.1% | 31 |
| DIMENSIONAL ETF TRUST | [DFAU](https://holderbook.com/stocks/DFAU/) | $36.7M | 710,366 | 8.5% | 16 |
| ISHARES TR | [IUSB](https://holderbook.com/stocks/IUSB/) | $27.1M | 588,169 | 6.3% | 22 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $24.2M | 281,336 | 5.6% | 31 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $22.4M | 314,757 | 5.2% | 31 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $17.0M | 78,117 | 3.9% | 31 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $16.4M | 118,930 | 3.8% | 12 |
| BLACKROCK ETF TRUST | [DYNF](https://holderbook.com/stocks/DYNF/) | $15.5M | 227,439 | 3.6% | 10 |
| VANGUARD CHARLOTTE FDS | [BNDX](https://holderbook.com/stocks/BNDX/) | $15.0M | 308,934 | 3.5% | 31 |
| VANGUARD BD INDEX FDS | [BSV](https://holderbook.com/stocks/BSV/) | $14.1M | 180,697 | 3.2% | 31 |
| ISHARES TR | [IVE](https://holderbook.com/stocks/IVE/) | $13.8M | 60,974 | 3.2% | 10 |
| DIMENSIONAL ETF TRUST | [DFSD](https://holderbook.com/stocks/DFSD/) | $12.0M | 250,724 | 2.8% | 16 |
| DIMENSIONAL ETF TRUST | [DFAI](https://holderbook.com/stocks/DFAI/) | $11.2M | 271,071 | 2.6% | 16 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $8.9M | 107,695 | 2.1% | 15 |
| BLACKROCK ETF TRUST | [BAI](https://holderbook.com/stocks/BAI/) | $8.9M | 167,937 | 2.0% | 5 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $8.2M | 137,466 | 1.9% | 31 |
| DIMENSIONAL ETF TRUST | [DFCF](https://holderbook.com/stocks/DFCF/) | $8.1M | 192,203 | 1.9% | 16 |
| ISHARES TR | [EFG](https://holderbook.com/stocks/EFG/) | $7.8M | 62,474 | 1.8% | 2 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $7.4M | 21,497 | 1.7% | 7 |
| ISHARES TR | [GOVT](https://holderbook.com/stocks/GOVT/) | $7.2M | 317,486 | 1.7% | 31 |
| VANGUARD SCOTTSDALE FDS | [VMBS](https://holderbook.com/stocks/VMBS/) | $7.0M | 149,175 | 1.6% | 31 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $6.8M | 89,217 | 1.6% | 31 |
| ISHARES TR | [MBB](https://holderbook.com/stocks/MBB/) | $6.8M | 71,657 | 1.6% | 23 |
| VANGUARD BD INDEX FDS | [BLV](https://holderbook.com/stocks/BLV/) | $6.7M | 97,321 | 1.5% | 31 |
| ISHARES TR | [TLH](https://holderbook.com/stocks/TLH/) | $6.1M | 61,156 | 1.4% | 6 |
| BLACKROCK ETF TRUST | [BLCR](https://holderbook.com/stocks/BLCR/) | $5.7M | 113,372 | 1.3% | 2 |
| BLACKROCK ETF TRUST | [CORO](https://holderbook.com/stocks/CORO/) | $5.4M | 147,944 | 1.2% | 1 |
| DIMENSIONAL ETF TRUST | [DFAE](https://holderbook.com/stocks/DFAE/) | $5.4M | 133,552 | 1.2% | 16 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $5.2M | 17,196 | 1.2% | 31 |
| BLACKROCK ETF TRUST | [IALT](https://holderbook.com/stocks/IALT/) | $4.9M | 175,324 | 1.1% | 1 |
| BLACKROCK ETF TRUST | [IDEF](https://holderbook.com/stocks/IDEF/) | $4.8M | 150,962 | 1.1% | 2 |
| BLACKROCK ETF TRUST | [THRO](https://holderbook.com/stocks/THRO/) | $4.6M | 106,391 | 1.1% | 5 |
| ISHARES TR | [EFV](https://holderbook.com/stocks/EFV/) | $4.3M | 56,351 | 1.0% | 22 |
| BLACKROCK ETF TRUST II | [GGOV](https://holderbook.com/stocks/GGOV/) | $3.9M | 78,327 | 0.9% | 1 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $2.4M | 19,984 | 0.6% | 27 |
| ISHARES TR | [SOXX](https://holderbook.com/stocks/SOXX/) | $2.2M | 3,380 | 0.5% | 23 |
| BLACKROCK ETF TRUST II | [BINC](https://holderbook.com/stocks/BINC/) | $1.4M | 26,567 | 0.3% | 10 |
| ISHARES GOLD TR | [IAU](https://holderbook.com/stocks/IAU/) | $1.3M | 17,341 | 0.3% | 7 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $1.3M | 6,346 | 0.3% | 18 |
| DIMENSIONAL ETF TRUST | [DFGR](https://holderbook.com/stocks/DFGR/) | $1.2M | 41,878 | 0.3% | 11 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.1M | 3,893 | 0.3% | 14 |
| ISHARES TR | [SYSB](https://holderbook.com/stocks/SYSB/) | $914.5K | 10,308 | 0.2% | 3 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $726.5K | 2,033 | 0.2% | 31 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $668.8K | 1,793 | 0.2% | 31 |
| ISHARES U S ETF TR | [IETC](https://holderbook.com/stocks/IETC/) | $628.6K | 5,855 | 0.1% | 23 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $603.8K | 567 | 0.1% | 12 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $579.4K | 2,431 | 0.1% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $533.4K | 1,629 | 0.1% | 31 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $491.7K | 1,169 | 0.1% | 19 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $462.5K | 4,527 | 0.1% | 1 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $432.5K | 998 | 0.1% | 6 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $411.4K | 1,089 | 0.1% | 16 |
| ISHARES TR | [AOM](https://holderbook.com/stocks/AOM/) | $406.7K | 8,152 | 0.1% | 31 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $324.6K | 576 | 0.1% | 31 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $311.3K | 1,237 | 0.1% | 31 |
| ISHARES TR | [AOA](https://holderbook.com/stocks/AOA/) | $286.7K | 2,938 | 0.1% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $273.5K | 228 | 0.1% | 11 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $272.3K | 1,151 | 0.1% | 23 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $269.1K | 2,291 | 0.1% | 7 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $266.9K | 357 | 0.1% | 31 |
| AMERIPRISE FINL INC | [AMP](https://holderbook.com/stocks/AMP/) | $262.0K | 571 | 0.1% | 6 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $241.3K | 1,724 | 0.1% | 6 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $229.1K | 195 | 0.1% | 7 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $222.0K | 594 | 0.1% | 7 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $208.6K | 608 | 0.0% | 31 |
| AMPHENOL CORP | [APH](https://holderbook.com/stocks/APH/) | $205.9K | 1,168 | 0.0% | 6 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $198.6K | 562 | 0.0% | 6 |
| VERTIV HOLDINGS CO | [VRT](https://holderbook.com/stocks/VRT/) | $186.8K | 558 | 0.0% | 6 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $185.8K | 161 | 0.0% | 6 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $170.7K | 607 | 0.0% | 6 |
| PRUDENTIAL FINL INC | [PRU](https://holderbook.com/stocks/PRU/) | $168.7K | 1,563 | 0.0% | 16 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $167.6K | 422 | 0.0% | 6 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $161.5K | 436 | 0.0% | 31 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $156.6K | 463 | 0.0% | 31 |
| BANK OF NY MELLON CORP | [BNY](https://holderbook.com/stocks/BNY/) | $153.9K | 1,064 | 0.0% | 25 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $150.4K | 1,563 | 0.0% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $150.1K | 591 | 0.0% | 7 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $150.0K | 289 | 0.0% | 11 |
| VALERO ENERGY CORP | [VLO](https://holderbook.com/stocks/VLO/) | $145.8K | 560 | 0.0% | 6 |
| WELLS FARGO & CO | [WFC](https://holderbook.com/stocks/WFC/) | $145.0K | 1,754 | 0.0% | 16 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $144.5K | 1,035 | 0.0% | 5 |
| MARATHON PETE CORP | [MPC](https://holderbook.com/stocks/MPC/) | $143.9K | 563 | 0.0% | 14 |
| IQVIA HLDGS INC | [IQV](https://holderbook.com/stocks/IQV/) | $140.3K | 726 | 0.0% | 6 |
| DUKE ENERGY CORP NEW | [DUK](https://holderbook.com/stocks/DUK/) | $137.7K | 1,088 | 0.0% | 6 |
| ISHARES TR | [AOK](https://holderbook.com/stocks/AOK/) | $137.5K | 3,314 | 0.0% | 31 |
| ALLSTATE CORP | [ALL](https://holderbook.com/stocks/ALL/) | $134.1K | 561 | 0.0% | 6 |
| RESTAURANT BRANDS INTL INC | [QSR](https://holderbook.com/stocks/QSR/) | $133.9K | 1,847 | 0.0% | 11 |
| PARKER-HANNIFIN CORP | [PH](https://holderbook.com/stocks/PH/) | $133.0K | 136 | 0.0% | 25 |
| ISHARES TR | [ICVT](https://holderbook.com/stocks/ICVT/) | $131.0K | 1,076 | 0.0% | 12 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $129.1K | 258 | 0.0% | 14 |
| JOHNSON CONTROLS INTERNATION | [JCI](https://holderbook.com/stocks/JCI/) | $128.0K | 876 | 0.0% | 10 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $125.3K | 579 | 0.0% | 6 |
| CARNIVAL CORP LTD | [CCL](https://holderbook.com/stocks/CCL/) | $124.6K | 4,361 | 0.0% | 1 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $122.4K | 835 | 0.0% | 14 |
| INTERACTIVE BROKERS GROUP IN | [IBKR](https://holderbook.com/stocks/IBKR/) | $121.3K | 1,394 | 0.0% | 15 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $120.7K | 1,475 | 0.0% | 7 |
| ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I | - | $118.6K | 2,806 | 0.0% | 8 |
| PULTE GROUP INC | [PHM](https://holderbook.com/stocks/PHM/) | $118.2K | 860 | 0.0% | 12 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $114.1K | 778 | 0.0% | 31 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $113.8K | 629 | 0.0% | 6 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.7% | +14.8% | -4.2% | 100% |
| Q1 2026 | -1.7% | -4.6% | +2.9% | 100% |
| Q4 2025 | +1.5% | +2.4% | -0.8% | 100% |
| Q3 2025 | +5.5% | +7.8% | -2.3% | 100% |
| Q2 2025 | +7.6% | +10.5% | -2.9% | 100% |
| Q1 2025 | -1.0% | -4.6% | +3.5% | 100% |
| Q4 2024 | -2.0% | +2.1% | -4.2% | 100% |
| Q3 2024 | +5.1% | +5.4% | -0.3% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $433.6M | 1,293 |
| Q1 2026 | $385.7M | 1,297 |
| Q4 2025 | $382.8M | 1,315 |
| Q3 2025 | $370.1M | 1,287 |
| Q2 2025 | $344.8M | 1,272 |
| Q1 2025 | $316.2M | 1,148 |
| Q4 2024 | $308.1M | 180 |
| Q3 2024 | $306.1M | 161 |
| Q2 2024 | $286.9M | 167 |
| Q1 2024 | $278.5M | 171 |
| Q4 2023 | $261.7M | 167 |
| Q3 2023 | $237.8M | 163 |