# Kozak & Associates, Inc.

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1764970. Source: https://holderbook.com/funds/1764970-kozak-associates-inc/

- Reported value: $576.1M
- Positions: 451
- Weight of the ten largest: 62.9%
- Filed: 2026-07-02

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES U S ETF TR | [IETC](https://holderbook.com/stocks/IETC/) | $49.2M | 464,639 | 8.5% | 15 |
| SPDR SERIES TRUST | [SPYG](https://holderbook.com/stocks/SPYG/) | $48.5M | 409,311 | 8.4% | 15 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $47.0M | 63,062 | 8.2% | 21 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $46.1M | 63,600 | 8.0% | 21 |
| INVESCO EXCH TRADED FD TR II | [RWL](https://holderbook.com/stocks/RWL/) | $42.9M | 333,763 | 7.4% | 19 |
| ISHARES TR | [IYG](https://holderbook.com/stocks/IYG/) | $28.2M | 305,432 | 4.9% | 21 |
| ISHARES TR | [IJK](https://holderbook.com/stocks/IJK/) | $26.8M | 230,502 | 4.6% | 21 |
| PGIM ETF TR | [PJFV](https://holderbook.com/stocks/PJFV/) | $25.3M | 258,669 | 4.4% | 1 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $24.5M | 39,507 | 4.3% | 15 |
| ISHARES TR | [IYJ](https://holderbook.com/stocks/IYJ/) | $23.9M | 144,050 | 4.1% | 7 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $23.3M | 79,317 | 4.1% | 21 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $23.0M | 116,352 | 4.0% | 21 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $20.6M | 53,589 | 3.6% | 21 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $18.3M | 75,508 | 3.2% | 21 |
| PIMCO ETF TR | [PYLD](https://holderbook.com/stocks/PYLD/) | $17.9M | 681,232 | 3.1% | 7 |
| ISHARES INC | [EMXC](https://holderbook.com/stocks/EMXC/) | $13.8M | 139,690 | 2.4% | 1 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $12.1M | 13,058 | 2.1% | 21 |
| STATE STR SPDR DOW JONES IND | [DIA](https://holderbook.com/stocks/DIA/) | $11.2M | 21,352 | 1.9% | 21 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $9.1M | 25,357 | 1.6% | 21 |
| SCHWAB STRATEGIC TR | [FNDE](https://holderbook.com/stocks/FNDE/) | $8.2M | 209,032 | 1.4% | 2 |
| VANECK ETF TRUST | [NLR](https://holderbook.com/stocks/NLR/) | $7.7M | 67,229 | 1.3% | 1 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $2.6M | 7,102 | 0.5% | 20 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $2.5M | 7,459 | 0.4% | 21 |
| SCHWAB CHARLES CORP | [SCHW](https://holderbook.com/stocks/SCHW/) | $2.5M | 25,933 | 0.4% | 14 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $1.9M | 1,893 | 0.3% | 21 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $1.6M | 4,697 | 0.3% | 21 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $1.3M | 2,573 | 0.2% | 21 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $1.3M | 3,466 | 0.2% | 21 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $1.2M | 4,766 | 0.2% | 20 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $1.1M | 7,723 | 0.2% | 20 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $975.8K | 13,153 | 0.2% | 21 |
| INVESCO EXCHANGE TRADED FD T | [XSMO](https://holderbook.com/stocks/XSMO/) | $960.7K | 10,457 | 0.2% | 8 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $908.0K | 4,052 | 0.2% | 8 |
| DEERE & CO | [DE](https://holderbook.com/stocks/DE/) | $867.3K | 1,382 | 0.2% | 21 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $802.1K | 707 | 0.1% | 10 |
| CSX CORP | [CSX](https://holderbook.com/stocks/CSX/) | $782.1K | 16,182 | 0.1% | 21 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $777.5K | 2,234 | 0.1% | 21 |
| PROSHARES TR | [NOBL](https://holderbook.com/stocks/NOBL/) | $757.7K | 13,380 | 0.1% | 19 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $753.0K | 4,545 | 0.1% | 20 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $741.2K | 1,977 | 0.1% | 20 |
| MARRIOTT INTL INC NEW | [MAR](https://holderbook.com/stocks/MAR/) | $698.9K | 1,898 | 0.1% | 20 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $678.2K | 5,673 | 0.1% | 21 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $649.1K | 4,763 | 0.1% | 21 |
| FIRST SOLAR INC | [FSLR](https://holderbook.com/stocks/FSLR/) | $615.0K | 2,650 | 0.1% | 21 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $573.2K | 4,899 | 0.1% | 21 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $547.6K | 2,032 | 0.1% | 21 |
| DARDEN RESTAURANTS INC | [DRI](https://holderbook.com/stocks/DRI/) | $525.8K | 2,604 | 0.1% | 21 |
| SERVICENOW INC | [NOW](https://holderbook.com/stocks/NOW/) | $506.3K | 4,785 | 0.1% | 21 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $469.1K | 460 | 0.1% | 21 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $464.8K | 5,382 | 0.1% | 21 |
| VALERO ENERGY CORP | [VLO](https://holderbook.com/stocks/VLO/) | $454.3K | 1,686 | 0.1% | 20 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $451.1K | 736 | 0.1% | 21 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $438.5K | 585 | 0.1% | 11 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $426.8K | 1,216 | 0.1% | 21 |
| CAPITAL ONE FINL CORP | [COF](https://holderbook.com/stocks/COF/) | $386.8K | 1,888 | 0.1% | 17 |
| GILEAD SCIENCES INC | [GILD](https://holderbook.com/stocks/GILD/) | $377.9K | 3,000 | 0.1% | 7 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $373.2K | 2,052 | 0.1% | 20 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $363.9K | 930 | 0.1% | 8 |
| DUKE ENERGY CORP NEW | [DUK](https://holderbook.com/stocks/DUK/) | $331.3K | 2,634 | 0.1% | 20 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $321.7K | 1,124 | 0.1% | 20 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $316.6K | 3,895 | 0.1% | 21 |
| WORKDAY INC | [WDAY](https://holderbook.com/stocks/WDAY/) | $314.7K | 2,416 | 0.1% | 21 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $314.5K | 2,133 | 0.1% | 21 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $309.5K | 1,219 | 0.1% | 21 |
| WILLIAMS COS INC | [WMB](https://holderbook.com/stocks/WMB/) | $294.0K | 4,040 | 0.1% | 20 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $287.7K | 4,930 | 0.0% | 21 |
| BLACKROCK INC | [BLK](https://holderbook.com/stocks/BLK/) | $285.3K | 291 | 0.0% | 8 |
| XCEL ENERGY INC | [XEL](https://holderbook.com/stocks/XEL/) | $280.6K | 3,521 | 0.0% | 20 |
| SHELL PLC | [SHEL](https://holderbook.com/stocks/SHEL/) | $275.5K | 3,598 | 0.0% | 19 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $262.7K | 3,672 | 0.0% | 20 |
| DELTA AIR LINES INC | [DAL](https://holderbook.com/stocks/DAL/) | $243.1K | 2,613 | 0.0% | 21 |
| MADRIGAL PHARMACEUTICALS INC | [MDGL](https://holderbook.com/stocks/MDGL/) | $218.1K | 424 | 0.0% | 6 |
| ISHARES TR | [EFA](https://holderbook.com/stocks/EFA/) | $212.7K | 2,065 | 0.0% | 20 |
| ONTERRIS INC | [ONT](https://holderbook.com/stocks/ONT/) | $206.2K | 10,000 | 0.0% | 20 |
| SHOPIFY INC | [SHOP](https://holderbook.com/stocks/SHOP/) | $201.8K | 1,659 | 0.0% | 21 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $192.0K | 355 | 0.0% | 15 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $189.7K | 446 | 0.0% | 20 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $188.9K | 378 | 0.0% | 20 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $181.1K | 1,283 | 0.0% | 20 |
| ROPER TECHNOLOGIES INC | [ROP](https://holderbook.com/stocks/ROP/) | $180.6K | 509 | 0.0% | 4 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $174.9K | 826 | 0.0% | 20 |
| SALESFORCE INC | [CRM](https://holderbook.com/stocks/CRM/) | $158.1K | 969 | 0.0% | 20 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $155.9K | 813 | 0.0% | 20 |
| OKLO INC | [OKLO](https://holderbook.com/stocks/OKLO/) | $141.6K | 2,700 | 0.0% | 10 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $140.4K | 389 | 0.0% | 20 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $140.1K | 205 | 0.0% | 20 |
| ROYAL BK CDA | [RY](https://holderbook.com/stocks/RY/) | $139.8K | 671 | 0.0% | 20 |
| ELECTRONIC ARTS INC | [EA](https://holderbook.com/stocks/EA/) | $139.6K | 680 | 0.0% | 21 |
| INVESCO EXCHANGE TRADED FD T | [PEY](https://holderbook.com/stocks/PEY/) | $136.6K | 5,820 | 0.0% | 21 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $136.1K | 330 | 0.0% | 20 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $132.5K | 945 | 0.0% | 20 |
| GALLAGHER ARTHUR J & CO | [AJG](https://holderbook.com/stocks/AJG/) | $126.7K | 529 | 0.0% | 21 |
| AFLAC INC | [AFL](https://holderbook.com/stocks/AFL/) | $125.3K | 1,057 | 0.0% | 20 |
| AMERIPRISE FINL INC | [AMP](https://holderbook.com/stocks/AMP/) | $123.7K | 258 | 0.0% | 20 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $122.2K | 1,418 | 0.0% | 11 |
| IRON MTN INC DEL | [IRM](https://holderbook.com/stocks/IRM/) | $121.9K | 1,000 | 0.0% | 5 |
| NORTHROP GRUMMAN CORP | [NOC](https://holderbook.com/stocks/NOC/) | $121.9K | 234 | 0.0% | 20 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $119.3K | 951 | 0.0% | 21 |
| GENUINE PARTS CO | [GPC](https://holderbook.com/stocks/GPC/) | $117.5K | 1,001 | 0.0% | 20 |
| ISHARES TR | [IWB](https://holderbook.com/stocks/IWB/) | $116.5K | 285 | 0.0% | 4 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +17.1% | +14.8% | +2.2% | 94% |
| Q1 2026 | -5.5% | -4.6% | -0.9% | 98% |
| Q4 2025 | +1.9% | +2.4% | -0.5% | 100% |
| Q3 2025 | +7.7% | +7.8% | -0.1% | 99% |
| Q2 2025 | +14.1% | +10.5% | +3.7% | 103% |
| Q1 2025 | -6.3% | -4.6% | -1.7% | 99% |
| Q4 2024 | +4.4% | +2.1% | +2.2% | 98% |
| Q3 2024 | +3.4% | +5.4% | -2.1% | 98% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $576.1M | 451 |
| Q1 2026 | $512.8M | 449 |
| Q4 2025 | $517.6M | 429 |
| Q3 2025 | $507.8M | 452 |
| Q2 2025 | $490.7M | 470 |
| Q1 2025 | $400.8M | 461 |
| Q4 2024 | $437.5M | 439 |
| Q3 2024 | $423.1M | 399 |
| Q2 2024 | $405.1M | 388 |
| Q1 2024 | $371.9M | 400 |
| Q4 2023 | $315.4M | 369 |
| Q3 2023 | $273.2M | 382 |