# Rockefeller Capital Management L.P.

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1739439. Source: https://holderbook.com/funds/1739439-rockefeller-capital-management-l-p/

- Reported value: $65.2B
- Positions: 4,732
- Weight of the ten largest: 22.0%
- Filed: 2026-08-13

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $2.1B | 2,829,298 | 3.2% | 31 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $2.0B | 7,078,849 | 3.1% | 31 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $1.9B | 9,264,434 | 2.8% | 31 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $1.5B | 4,252,828 | 2.3% | 31 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $1.5B | 3,931,897 | 2.2% | 31 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $1.5B | 6,086,443 | 2.2% | 31 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $1.1B | 3,017,771 | 1.7% | 31 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $997.4M | 1,452,227 | 1.5% | 31 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $901.2M | 1,203,391 | 1.4% | 31 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $847.3M | 1,150,570 | 1.3% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $805.1M | 2,459,728 | 1.2% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $774.7M | 2,192,491 | 1.2% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $670.9M | 559,339 | 1.0% | 31 |
| TIDAL TRUST III | [RGEF](https://holderbook.com/stocks/RGEF/) | $666.2M | 19,040,950 | 1.0% | 7 |
| TIDAL TRUST III | [RSMC](https://holderbook.com/stocks/RSMC/) | $617.6M | 21,355,875 | 0.9% | 7 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $601.4M | 1,067,698 | 0.9% | 31 |
| ISHARES TR | [IWF](https://holderbook.com/stocks/IWF/) | $572.8M | 4,613,036 | 0.9% | 31 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $494.2M | 420,587 | 0.8% | 9 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $478.3M | 1,393,950 | 0.7% | 31 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $467.4M | 804,661 | 0.7% | 30 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $458.9M | 960,273 | 0.7% | 31 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $425.7M | 1,150,345 | 0.7% | 31 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $416.5M | 360,839 | 0.6% | 31 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $404.7M | 432,646 | 0.6% | 31 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $395.0M | 517,577 | 0.6% | 27 |
| ISHARES TR | [IWD](https://holderbook.com/stocks/IWD/) | $372.0M | 1,534,580 | 0.6% | 31 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $364.1M | 1,911,305 | 0.6% | 30 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $364.1M | 1,032,263 | 0.6% | 31 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $352.3M | 1,655,841 | 0.5% | 31 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $350.7M | 952,134 | 0.5% | 31 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $347.1M | 4,871,595 | 0.5% | 31 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $335.2M | 983,075 | 0.5% | 31 |
| ISHARES TR | [EFA](https://holderbook.com/stocks/EFA/) | $334.4M | 3,218,966 | 0.5% | 31 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $323.2M | 1,483,132 | 0.5% | 31 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $318.0M | 298,639 | 0.5% | 31 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $317.7M | 439,457 | 0.5% | 31 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $316.7M | 3,676,126 | 0.5% | 30 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $303.4M | 3,141,044 | 0.5% | 31 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $302.3M | 604,069 | 0.5% | 31 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $288.9M | 1,137,643 | 0.4% | 31 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $285.4M | 3,700,591 | 0.4% | 31 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $284.0M | 2,376,374 | 0.4% | 31 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $280.8M | 1,893,254 | 0.4% | 31 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $279.8M | 2,046,703 | 0.4% | 31 |
| TIDAL TRUST III | [RMOP](https://holderbook.com/stocks/RMOP/) | $279.6M | 10,951,077 | 0.4% | 8 |
| ISHARES TR | [SOXX](https://holderbook.com/stocks/SOXX/) | $277.9M | 433,699 | 0.4% | 26 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $269.9M | 2,297,632 | 0.4% | 31 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $269.0M | 3,338,684 | 0.4% | 31 |
| UBER TECHNOLOGIES INC | [UBER](https://holderbook.com/stocks/UBER/) | $267.2M | 3,702,855 | 0.4% | 28 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $260.6M | 1,572,041 | 0.4% | 31 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $251.7M | 3,096,646 | 0.4% | 31 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $246.8M | 980,805 | 0.4% | 31 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $243.7M | 1,434,251 | 0.4% | 7 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $237.5M | 1,848,360 | 0.4% | 31 |
| ISHARES TR | [IWM](https://holderbook.com/stocks/IWM/) | $234.8M | 781,614 | 0.4% | 31 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $230.4M | 636,122 | 0.4% | 31 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $230.3M | 2,623,742 | 0.4% | 31 |
| BLACKROCK INC | [BLK](https://holderbook.com/stocks/BLK/) | $226.6M | 235,607 | 0.3% | 7 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $224.4M | 432,486 | 0.3% | 14 |
| SHELL PLC | [SHEL](https://holderbook.com/stocks/SHEL/) | $214.8M | 2,769,712 | 0.3% | 18 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $214.5M | 793,438 | 0.3% | 31 |
| THERMO FISHER SCIENTIFIC INC | [TMO](https://holderbook.com/stocks/TMO/) | $213.6M | 426,025 | 0.3% | 31 |
| ASML HLDG NV | [ASML](https://holderbook.com/stocks/ASML/) | $212.2M | 106,645 | 0.3% | 31 |
| TJX COS INC NEW | [TJX](https://holderbook.com/stocks/TJX/) | $211.7M | 1,397,478 | 0.3% | 31 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $208.5M | 206,151 | 0.3% | 31 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $208.5M | 495,615 | 0.3% | 31 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $199.0M | 840,863 | 0.3% | 31 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $197.7M | 1,745,338 | 0.3% | 31 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $197.5M | 2,384,168 | 0.3% | 31 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $196.7M | 526,444 | 0.3% | 20 |
| PARKER-HANNIFIN CORP | [PH](https://holderbook.com/stocks/PH/) | $190.6M | 194,814 | 0.3% | 31 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $187.8M | 1,280,937 | 0.3% | 31 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $186.3M | 3,121,015 | 0.3% | 31 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $185.9M | 283,483 | 0.3% | 26 |
| VANGUARD INTL EQUITY INDEX F | [VEU](https://holderbook.com/stocks/VEU/) | $178.0M | 2,125,680 | 0.3% | 31 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $176.9M | 629,141 | 0.3% | 31 |
| VANGUARD INTL EQUITY INDEX F | [VT](https://holderbook.com/stocks/VT/) | $176.7M | 1,126,075 | 0.3% | 31 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $174.9M | 440,239 | 0.3% | 31 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $168.3M | 618,727 | 0.3% | 31 |
| EMERSON ELEC CO | [EMR](https://holderbook.com/stocks/EMR/) | $167.1M | 1,167,295 | 0.3% | 31 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $162.1M | 1,389,598 | 0.2% | 24 |
| CADENCE DESIGN SYSTEM INC | [CDNS](https://holderbook.com/stocks/CDNS/) | $155.6M | 414,546 | 0.2% | 31 |
| L3HARRIS TECHNOLOGIES INC | [LHX](https://holderbook.com/stocks/LHX/) | $154.9M | 533,099 | 0.2% | 28 |
| TE CONNECTIVITY PLC | [TEL](https://holderbook.com/stocks/TEL/) | $154.7M | 767,554 | 0.2% | 8 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $145.0M | 478,322 | 0.2% | 31 |
| ISHARES GOLD TR | [IAU](https://holderbook.com/stocks/IAU/) | $144.7M | 1,915,838 | 0.2% | 21 |
| SPDR SERIES TRUST | [BIL](https://holderbook.com/stocks/BIL/) | $143.6M | 1,567,069 | 0.2% | 29 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $132.3M | 1,124,085 | 0.2% | 28 |
| VANGUARD STAR FDS | [VXUS](https://holderbook.com/stocks/VXUS/) | $130.9M | 1,531,351 | 0.2% | 26 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $130.4M | 306,094 | 0.2% | 30 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $127.9M | 3,020,136 | 0.2% | 31 |
| PROLOGIS INC. | [PLD](https://holderbook.com/stocks/PLD/) | $127.5M | 940,936 | 0.2% | 31 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $127.0M | 6,137,526 | 0.2% | 31 |
| EQUINIX INC | [EQIX](https://holderbook.com/stocks/EQIX/) | $125.6M | 120,455 | 0.2% | 31 |
| AMPHENOL CORP | [APH](https://holderbook.com/stocks/APH/) | $123.9M | 702,819 | 0.2% | 31 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $123.8M | 900,491 | 0.2% | 31 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $123.8M | 652,270 | 0.2% | 25 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $121.9M | 1,707,432 | 0.2% | 30 |
| CHENIERE ENERGY INC | [LNG](https://holderbook.com/stocks/LNG/) | $120.8M | 505,428 | 0.2% | 31 |
| AERCAP HOLDINGS NV | [AER](https://holderbook.com/stocks/AER/) | $118.7M | 813,937 | 0.2% | 30 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +12.7% | +14.8% | -2.1% | 100% |
| Q1 2026 | -2.7% | -4.6% | +2.0% | 100% |
| Q4 2025 | +2.2% | +2.4% | -0.2% | 100% |
| Q3 2025 | +7.5% | +7.8% | -0.3% | 99% |
| Q2 2025 | +9.6% | +10.5% | -0.8% | 100% |
| Q1 2025 | -4.0% | -4.6% | +0.6% | 100% |
| Q4 2024 | +0.9% | +2.1% | -1.2% | 100% |
| Q3 2024 | +5.7% | +5.4% | +0.3% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $65.2B | 4,732 |
| Q1 2026 | $56.4B | 4,683 |
| Q4 2025 | $55.5B | 4,669 |
| Q3 2025 | $51.1B | 4,427 |
| Q2 2025 | $85.4B | 1,714 |
| Q1 2025 | $40.5B | 1,654 |
| Q4 2024 | $38.6B | 1,652 |
| Q3 2024 | $37.2B | 1,608 |
| Q2 2024 | $35.2B | 1,622 |
| Q1 2024 | $34.3B | 1,659 |
| Q4 2023 | $29.9B | 1,532 |
| Q3 2023 | $25.9B | 1,484 |