# Sound Income Strategies, LLC

> Institutional holdings reported to the SEC as of Q3 2026 on Form 13F. CIK 1730960. Source: https://holderbook.com/funds/1730960-sound-income-strategies-llc/

- Reported value: $2.2B
- Positions: 478
- Weight of the ten largest: 19.2%
- Filed: 2026-10-09

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| HERCULES CAPITAL INC | [HTGC](https://holderbook.com/stocks/HTGC/) | $62.5M | 3,777,695 | 2.8% | 32 |
| ARES CAPITAL CORP | [ARCC](https://holderbook.com/stocks/ARCC/) | $59.9M | 3,195,050 | 2.7% | 32 |
| BLUE OWL CAPITAL CORPORATION | [OBDC](https://holderbook.com/stocks/OBDC/) | $56.4M | 5,549,823 | 2.5% | 29 |
| SIXTH STREET SPECIALTY LENDI | [TSLX](https://holderbook.com/stocks/TSLX/) | $43.9M | 2,500,571 | 2.0% | 26 |
| FIDUS INVT CORP | [FDUS](https://holderbook.com/stocks/FDUS/) | $41.9M | 2,193,829 | 1.9% | 18 |
| GOLUB CAP BDC INC | [GBDC](https://holderbook.com/stocks/GBDC/) | $41.8M | 3,422,189 | 1.9% | 32 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $32.9M | 96,557 | 1.5% | 32 |
| ISHARES TR | [SHYG](https://holderbook.com/stocks/SHYG/) | $31.3M | 760,280 | 1.4% | 32 |
| VANECK ETF TRUST | [HYEM](https://holderbook.com/stocks/HYEM/) | $29.7M | 1,534,436 | 1.3% | 32 |
| TIDAL TRUST I | [FXED](https://holderbook.com/stocks/FXED/) | $29.2M | 1,760,737 | 1.3% | 23 |
| VICI PPTYS INC | [VICI](https://holderbook.com/stocks/VICI/) | $29.2M | 1,280,017 | 1.3% | 15 |
| OMNICOM GROUP INC | [OMC](https://holderbook.com/stocks/OMC/) | $27.9M | 365,161 | 1.2% | 27 |
| VIRTUS ETF TR II | [SEIX](https://holderbook.com/stocks/SEIX/) | $27.6M | 1,191,584 | 1.2% | 1 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $27.0M | 98,943 | 1.2% | 32 |
| ISHARES INC | [EMHY](https://holderbook.com/stocks/EMHY/) | $26.6M | 689,423 | 1.2% | 32 |
| GREIF INC | [GEFB](https://holderbook.com/stocks/GEFB/) | $26.5M | 245,887 | 1.2% | 26 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $26.0M | 226,031 | 1.2% | 32 |
| TOTALENERGIES SE | [TTE](https://holderbook.com/stocks/TTE/) | $25.4M | 295,717 | 1.1% | 4 |
| PRINCIPAL FINANCIAL GROUP IN | [PFG](https://holderbook.com/stocks/PFG/) | $24.2M | 220,590 | 1.1% | 32 |
| ACCENTURE PLC IRELAND | [ACN](https://holderbook.com/stocks/ACN/) | $23.6M | 113,209 | 1.1% | 27 |
| PERRIGO CO PLC | [PRGO](https://holderbook.com/stocks/PRGO/) | $23.4M | 1,615,467 | 1.0% | 9 |
| BLACKSTONE SECD LENDING FD | [BXSL](https://holderbook.com/stocks/BXSL/) | $22.9M | 949,195 | 1.0% | 15 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $22.8M | 819,569 | 1.0% | 32 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $22.1M | 95,787 | 1.0% | 32 |
| TIDAL TRUST I | [DIVY](https://holderbook.com/stocks/DIVY/) | $21.8M | 738,831 | 1.0% | 23 |
| ALPINE INCOME PPTY TR INC | [PINE](https://holderbook.com/stocks/PINE/) | $21.2M | 1,184,498 | 0.9% | 15 |
| CAPITAL SOUTHWEST CORP | [CSWC](https://holderbook.com/stocks/CSWC/) | $20.8M | 876,046 | 0.9% | 28 |
| AMCOR PLC | [AMCR](https://holderbook.com/stocks/AMCR/) | $20.5M | 489,527 | 0.9% | 3 |
| NNN REIT INC | [NNN](https://holderbook.com/stocks/NNN/) | $20.0M | 496,322 | 0.9% | 27 |
| REALTY INCOME CORP | [O](https://holderbook.com/stocks/O/) | $20.0M | 368,301 | 0.9% | 32 |
| SABRA HEALTH CARE REIT INC | [SBRA](https://holderbook.com/stocks/SBRA/) | $19.8M | 1,051,751 | 0.9% | 32 |
| AMERICAN TOWER CORP | [AMT](https://holderbook.com/stocks/AMT/) | $19.8M | 118,811 | 0.9% | 32 |
| INVESCO EXCH TRADED FD TR II | [PGHY](https://holderbook.com/stocks/PGHY/) | $19.7M | 1,039,260 | 0.9% | 7 |
| PENNANTPARK FLOATING RATE CA | [PFLT](https://holderbook.com/stocks/PFLT/) | $19.6M | 2,930,953 | 0.9% | 32 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $19.6M | 37,456 | 0.9% | 32 |
| TRINITY CAP INC | [TRIN](https://holderbook.com/stocks/TRIN/) | $19.4M | 1,131,116 | 0.9% | 5 |
| CITIZENS FINL GROUP INC | [CFG](https://holderbook.com/stocks/CFG/) | $19.3M | 301,284 | 0.9% | 12 |
| M & T BK CORP | [MTB](https://holderbook.com/stocks/MTB/) | $19.2M | 88,303 | 0.9% | 20 |
| J P MORGAN EXCHANGE TRADED F | [JPMB](https://holderbook.com/stocks/JPMB/) | $19.1M | 503,522 | 0.9% | 1 |
| COREBRIDGE FINL INC | [CRBG](https://holderbook.com/stocks/CRBG/) | $19.1M | 553,544 | 0.9% | 11 |
| ENBRIDGE INC | [ENB](https://holderbook.com/stocks/ENB/) | $19.0M | 408,721 | 0.8% | 32 |
| GAMING & LEISURE P | [GLPI](https://holderbook.com/stocks/GLPI/) | $18.8M | 492,285 | 0.8% | 22 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $18.8M | 754,818 | 0.8% | 32 |
| GLOBAL X FDS | [QYLD](https://holderbook.com/stocks/QYLD/) | $18.7M | 1,004,667 | 0.8% | 13 |
| SLR INVESTMENT CORP | [SLRC](https://holderbook.com/stocks/SLRC/) | $18.7M | 1,629,154 | 0.8% | 2 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $18.5M | 23,760 | 0.8% | 32 |
| GETTY RLTY CORP NEW | [GTY](https://holderbook.com/stocks/GTY/) | $18.3M | 656,844 | 0.8% | 1 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $18.0M | 140,683 | 0.8% | 32 |
| WISDOMTREE TR | [QGRW](https://holderbook.com/stocks/QGRW/) | $17.4M | 250,072 | 0.8% | 5 |
| EVERSOURCE ENERGY | [ES](https://holderbook.com/stocks/ES/) | $17.1M | 259,791 | 0.8% | 26 |
| ISHARES TR | [GARP](https://holderbook.com/stocks/GARP/) | $16.8M | 195,613 | 0.8% | 1 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $16.7M | 47,986 | 0.7% | 32 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $16.6M | 65,524 | 0.7% | 32 |
| VALERO ENERGY CORP | [VLO](https://holderbook.com/stocks/VLO/) | $16.3M | 36,781 | 0.7% | 32 |
| GSK PLC | [GSK](https://holderbook.com/stocks/GSK/) | $16.2M | 348,273 | 0.7% | 13 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $15.8M | 69,881 | 0.7% | 32 |
| FRANKLIN RESOURCES INC | [BEN](https://holderbook.com/stocks/BEN/) | $15.6M | 482,990 | 0.7% | 27 |
| INVESCO EXCHANGE TRADED FD T | [XSMO](https://holderbook.com/stocks/XSMO/) | $15.6M | 191,886 | 0.7% | 7 |
| ISHARES TR | [SMLF](https://holderbook.com/stocks/SMLF/) | $15.6M | 183,849 | 0.7% | 1 |
| SONOCO PRODS CO | [SON](https://holderbook.com/stocks/SON/) | $15.3M | 316,637 | 0.7% | 9 |
| INVESCO EXCHANGE TRADED FD T | [XMMO](https://holderbook.com/stocks/XMMO/) | $15.3M | 103,673 | 0.7% | 7 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $15.0M | 159,295 | 0.7% | 32 |
| INVESCO EXCH TRADED FD TR II | [RWK](https://holderbook.com/stocks/RWK/) | $15.0M | 105,679 | 0.7% | 1 |
| SMUCKER J M CO | [SJM](https://holderbook.com/stocks/SJM/) | $14.7M | 123,073 | 0.7% | 4 |
|  | - | $14.6M | 161,245 | 0.6% | 1 |
| HF SINCLAIR CORP | [DINO](https://holderbook.com/stocks/DINO/) | $14.5M | 119,942 | 0.6% | 5 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $13.7M | 18,948 | 0.6% | 5 |
| HASBRO INC | [HAS](https://holderbook.com/stocks/HAS/) | $13.1M | 141,804 | 0.6% | 15 |
| PROVIDENT FINL SVCS INC | [PFS](https://holderbook.com/stocks/PFS/) | $13.0M | 582,875 | 0.6% | 6 |
| KRAFT HEINZ CO | [KHC](https://holderbook.com/stocks/KHC/) | $12.0M | 531,815 | 0.5% | 26 |
| BLOCK H & R INC | [HRB](https://holderbook.com/stocks/HRB/) | $11.7M | 261,954 | 0.5% | 32 |
| SCOTTS MIRACLE-GRO CO | [SMG](https://holderbook.com/stocks/SMG/) | $11.6M | 229,810 | 0.5% | 32 |
| VIATRIS INC | [VTRS](https://holderbook.com/stocks/VTRS/) | $11.5M | 659,514 | 0.5% | 24 |
| STANLEY BLACK & DECKER INC | [SWK](https://holderbook.com/stocks/SWK/) | $11.2M | 125,298 | 0.5% | 14 |
| AVISTA CORP | [AVA](https://holderbook.com/stocks/AVA/) | $11.0M | 310,749 | 0.5% | 4 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $10.9M | 29,109 | 0.5% | 32 |
| LTC PPTYS INC | [LTC](https://holderbook.com/stocks/LTC/) | $10.6M | 251,170 | 0.5% | 1 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $10.4M | 80,931 | 0.5% | 32 |
| OMEGA HEALTHCARE INVS INC | [OHI](https://holderbook.com/stocks/OHI/) | $10.3M | 234,027 | 0.5% | 32 |
| NATIONAL HEALTH INVS INC | [NHI](https://holderbook.com/stocks/NHI/) | $10.3M | 159,225 | 0.5% | 24 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $10.0M | 13,324 | 0.4% | 32 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $9.6M | 13,502 | 0.4% | 31 |
| SERIES PORTFOLIOS TR | [CLOZ](https://holderbook.com/stocks/CLOZ/) | $8.5M | 325,205 | 0.4% | 7 |
| SPDR SERIES TRUST | [SPHY](https://holderbook.com/stocks/SPHY/) | $8.4M | 371,570 | 0.4% | 7 |
| CLOROX CO DEL | [CLX](https://holderbook.com/stocks/CLX/) | $8.3M | 99,740 | 0.4% | 17 |
| DBX ETF TR | [HYUP](https://holderbook.com/stocks/HYUP/) | $8.3M | 209,154 | 0.4% | 7 |
| GENPACT LIMITED | [G](https://holderbook.com/stocks/G/) | $8.2M | 235,482 | 0.4% | 2 |
| NOMAD FOODS LTD | [NOMD](https://holderbook.com/stocks/NOMD/) | $7.6M | 688,961 | 0.3% | 8 |
| ADT INC DEL | [ADT](https://holderbook.com/stocks/ADT/) | $7.3M | 1,117,275 | 0.3% | 9 |
| CONAGRA BRANDS INC | [CAG](https://holderbook.com/stocks/CAG/) | $7.1M | 524,288 | 0.3% | 23 |
| NEOS ETF TRUST | [IYRI](https://holderbook.com/stocks/IYRI/) | $7.1M | 158,215 | 0.3% | 1 |
| BRINKS CO | [BCO](https://holderbook.com/stocks/BCO/) | $7.1M | 69,202 | 0.3% | 24 |
| COGNIZANT TECHNOLOGY SOLUTIO | [CTSH](https://holderbook.com/stocks/CTSH/) | $7.1M | 117,489 | 0.3% | 1 |
| TYSON FOODS INC | [TSN](https://holderbook.com/stocks/TSN/) | $6.5M | 124,421 | 0.3% | 17 |
| FIDELITY NATL FINL INC | [FNF](https://holderbook.com/stocks/FNF/) | $6.4M | 161,390 | 0.3% | 16 |
| VANGUARD WORLD FD | [MGK](https://holderbook.com/stocks/MGK/) | $6.4M | 68,074 | 0.3% | 32 |
| GLOBAL PMTS INC | [GPN](https://holderbook.com/stocks/GPN/) | $6.0M | 72,744 | 0.3% | 29 |
| MATCH GROUP INC NEW | [MTCH](https://holderbook.com/stocks/MTCH/) | $5.7M | 137,124 | 0.3% | 6 |
| ISHARES U S ETF TR | [IGBH](https://holderbook.com/stocks/IGBH/) | $5.7M | 230,316 | 0.3% | 16 |
| ISHARES U S ETF TR | [HYGH](https://holderbook.com/stocks/HYGH/) | $5.6M | 65,983 | 0.3% | 16 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +6.3% | +14.8% | -8.5% | 100% |
| Q1 2026 | -1.9% | -4.6% | +2.7% | 97% |
| Q4 2025 | +0.4% | +2.4% | -1.9% | 102% |
| Q3 2025 | +1.8% | +7.8% | -6.0% | 100% |
| Q2 2025 | +0.0% | +10.5% | -10.4% | 99% |
| Q1 2025 | -0.6% | -4.6% | +3.9% | 100% |
| Q4 2024 | -2.4% | +2.1% | -4.5% | 100% |
| Q3 2024 | +4.9% | +5.4% | -0.5% | 98% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2026 | $2.2B | 478 |
| Q2 2026 | $2.2B | 483 |
| Q1 2026 | $2.1B | 2,593 |
| Q4 2025 | $2.1B | 2,513 |
| Q3 2025 | $1.8B | 1,700 |
| Q2 2025 | $1.7B | 1,608 |
| Q1 2025 | $1.7B | 1,557 |
| Q4 2024 | $1.6B | 1,478 |
| Q3 2024 | $1.6B | 1,409 |
| Q2 2024 | $1.6B | 1,376 |
| Q1 2024 | $1.3B | 1,349 |
| Q4 2023 | $1.2B | 1,319 |