# Castle Rock Wealth Management, LLC

> Institutional holdings reported to the SEC as of Q3 2026 on Form 13F. CIK 1727605. Source: https://holderbook.com/funds/1727605-castle-rock-wealth-management-llc/

- Reported value: $531.2M
- Positions: 269
- Weight of the ten largest: 33.1%
- Filed: 2026-10-09

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $26.0M | 108,566 | 4.9% | 30 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $22.4M | 222,619 | 4.2% | 15 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $20.9M | 242,821 | 3.9% | 19 |
| GOLDMAN SACHS ETF TR | [GBIL](https://holderbook.com/stocks/GBIL/) | $20.5M | 205,469 | 3.9% | 17 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $20.0M | 96,199 | 3.8% | 31 |
| ISHARES TR | [TFLO](https://holderbook.com/stocks/TFLO/) | $18.4M | 363,427 | 3.5% | 14 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $15.7M | 47,042 | 3.0% | 31 |
| WISDOMTREE TR | [USFR](https://holderbook.com/stocks/USFR/) | $12.2M | 242,868 | 2.3% | 15 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $10.7M | 20,277 | 2.0% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $9.2M | 26,786 | 1.7% | 30 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $9.0M | 21,353 | 1.7% | 30 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $8.5M | 32,991 | 1.6% | 30 |
| SCHWAB STRATEGIC TR | [SCHO](https://holderbook.com/stocks/SCHO/) | $7.6M | 319,545 | 1.4% | 1 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $6.5M | 8,299 | 1.2% | 30 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $6.4M | 10,144 | 1.2% | 16 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $6.3M | 8,587 | 1.2% | 30 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $6.2M | 8,112 | 1.2% | 29 |
| ISHARES TR | [FLOT](https://holderbook.com/stocks/FLOT/) | $5.7M | 111,857 | 1.1% | 13 |
| ISHARES TR | [SHV](https://holderbook.com/stocks/SHV/) | $5.6M | 51,122 | 1.1% | 27 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $5.4M | 14,357 | 1.0% | 26 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $5.2M | 15,781 | 1.0% | 25 |
| ISHARES TR | [IYW](https://holderbook.com/stocks/IYW/) | $4.8M | 17,645 | 0.9% | 18 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $4.6M | 4,373 | 0.9% | 4 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $4.4M | 15,783 | 0.8% | 16 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $4.1M | 9,145 | 0.8% | 15 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $4.0M | 6,131 | 0.7% | 26 |
| THE ALGER ETF TRUST | [CNEQ](https://holderbook.com/stocks/CNEQ/) | $4.0M | 94,905 | 0.7% | 9 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $4.0M | 10,686 | 0.7% | 30 |
| INNOVATOR ETFS TRUST | [PFEB](https://holderbook.com/stocks/PFEB/) | $4.0M | 89,044 | 0.7% | 23 |
| INNOVATOR ETFS TRUST | [PDEC](https://holderbook.com/stocks/PDEC/) | $3.9M | 82,114 | 0.7% | 20 |
| GOLDMAN SACHS ETF TR | [GPIX](https://holderbook.com/stocks/GPIX/) | $3.9M | 68,310 | 0.7% | 9 |
| SPACE EXPLORATION TECHN CORP | [SPCX](https://holderbook.com/stocks/SPCX/) | $3.8M | 22,357 | 0.7% | 2 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $3.6M | 33,628 | 0.7% | 26 |
| BLACKROCK ETF TRUST II | [BINC](https://holderbook.com/stocks/BINC/) | $3.6M | 71,026 | 0.7% | 12 |
| ALPS ETF TR | [ENFR](https://holderbook.com/stocks/ENFR/) | $3.6M | 94,200 | 0.7% | 10 |
| INNOVATOR ETFS TRUST | [PMAY](https://holderbook.com/stocks/PMAY/) | $3.6M | 83,850 | 0.7% | 24 |
| GOLDMAN SACHS ETF TR | [GPIQ](https://holderbook.com/stocks/GPIQ/) | $3.6M | 60,553 | 0.7% | 9 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $3.4M | 9,875 | 0.6% | 12 |
| JANUS DETROIT STR TR | [JSI](https://holderbook.com/stocks/JSI/) | $3.3M | 66,344 | 0.6% | 6 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $3.2M | 3,453 | 0.6% | 30 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $3.2M | 50,195 | 0.6% | 20 |
| FIRST TR EXCHANGE-TRADED FD | [FTSM](https://holderbook.com/stocks/FTSM/) | $3.2M | 53,572 | 0.6% | 24 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $3.1M | 27,988 | 0.6% | 31 |
| FIRST TR EXCHANGE TRADED FD | [FAI](https://holderbook.com/stocks/FAI/) | $3.0M | 50,690 | 0.6% | 1 |
| THE ALGER ETF TRUST | [FRTY](https://holderbook.com/stocks/FRTY/) | $3.0M | 123,991 | 0.6% | 14 |
| J P MORGAN EXCHANGE TRADED F | [JPIE](https://holderbook.com/stocks/JPIE/) | $2.9M | 63,730 | 0.5% | 4 |
| ROUNDHILL ETF TRUST | - | $2.8M | 46,513 | 0.5% | 2 |
| AIM ETF PRODUCTS TRUST | [NVBW](https://holderbook.com/stocks/NVBW/) | $2.7M | 73,972 | 0.5% | 8 |
| THE ALGER ETF TRUST | [ATFV](https://holderbook.com/stocks/ATFV/) | $2.6M | 61,931 | 0.5% | 14 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $2.5M | 6,194 | 0.5% | 24 |
| GOLDMAN SACHS ETF TR | [GCOR](https://holderbook.com/stocks/GCOR/) | $2.4M | 62,223 | 0.5% | 12 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $2.4M | 12,666 | 0.5% | 11 |
| ISHARES TR | [IYH](https://holderbook.com/stocks/IYH/) | $2.4M | 34,277 | 0.5% | 1 |
| GLOBAL X FDS | [CLIP](https://holderbook.com/stocks/CLIP/) | $2.4M | 23,703 | 0.4% | 9 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $2.3M | 16,389 | 0.4% | 6 |
| VERTIV HOLDINGS CO | [VRT](https://holderbook.com/stocks/VRT/) | $2.3M | 9,128 | 0.4% | 6 |
| SOUTHERN CO | [SO](https://holderbook.com/stocks/SO/) | $2.2M | 25,809 | 0.4% | 1 |
| ISHARES U S ETF TR | [NEAR](https://holderbook.com/stocks/NEAR/) | $2.2M | 43,424 | 0.4% | 23 |
| CREDO TECHNOLOGY GROUP HOLDI | [CRDO](https://holderbook.com/stocks/CRDO/) | $2.2M | 9,785 | 0.4% | 2 |
| ISHARES TR | [IWV](https://holderbook.com/stocks/IWV/) | $2.2M | 4,892 | 0.4% | 23 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $2.2M | 1,863 | 0.4% | 16 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $2.1M | 38,867 | 0.4% | 24 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $2.1M | 5,461 | 0.4% | 26 |
| JANUS DETROIT STR TR | [JIII](https://holderbook.com/stocks/JIII/) | $2.0M | 41,778 | 0.4% | 4 |
| EVERSOURCE ENERGY | [ES](https://holderbook.com/stocks/ES/) | $2.0M | 30,858 | 0.4% | 1 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $2.0M | 1,942 | 0.4% | 4 |
| HEWLETT PACKARD ENTERPRISE C | [HPE](https://holderbook.com/stocks/HPE/) | $2.0M | 28,037 | 0.4% | 2 |
| CIENA CORP | [CIEN](https://holderbook.com/stocks/CIEN/) | $1.9M | 4,366 | 0.4% | 4 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $1.9M | 32,204 | 0.4% | 30 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $1.9M | 10,549 | 0.4% | 27 |
| WEDBUSH SER TR | [IVES](https://holderbook.com/stocks/IVES/) | $1.9M | 44,621 | 0.4% | 5 |
| INNOVATOR ETFS TRUST | [PJUN](https://holderbook.com/stocks/PJUN/) | $1.9M | 42,483 | 0.4% | 18 |
| ARM HOLDINGS PLC | [ARM](https://holderbook.com/stocks/ARM/) | $1.9M | 6,236 | 0.4% | 2 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $1.9M | 8,511 | 0.4% | 18 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $1.9M | 8,994 | 0.4% | 30 |
| INNOVATOR ETFS TRUST | [UMAY](https://holderbook.com/stocks/UMAY/) | $1.8M | 47,094 | 0.3% | 22 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $1.8M | 3,513 | 0.3% | 13 |
| VANGUARD WORLD FD | [VPU](https://holderbook.com/stocks/VPU/) | $1.8M | 9,913 | 0.3% | 29 |
| REALTY INCOME CORP | [O](https://holderbook.com/stocks/O/) | $1.7M | 31,848 | 0.3% | 25 |
| ISHARES TR | [ITA](https://holderbook.com/stocks/ITA/) | $1.7M | 8,200 | 0.3% | 4 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $1.7M | 1,866 | 0.3% | 6 |
| COHERENT CORP | [COHR](https://holderbook.com/stocks/COHR/) | $1.7M | 4,939 | 0.3% | 4 |
| ISHARES TR | [IYF](https://holderbook.com/stocks/IYF/) | $1.6M | 12,657 | 0.3% | 6 |
| INNOVATOR ETFS TRUST | [PJAN](https://holderbook.com/stocks/PJAN/) | $1.6M | 31,261 | 0.3% | 16 |
| INNOVATOR ETFS TRUST | [UDEC](https://holderbook.com/stocks/UDEC/) | $1.6M | 36,268 | 0.3% | 28 |
| INNOVATOR ETFS TRUST | [UJUN](https://holderbook.com/stocks/UJUN/) | $1.6M | 39,368 | 0.3% | 26 |
| ISHARES TR | [IYJ](https://holderbook.com/stocks/IYJ/) | $1.6M | 9,829 | 0.3% | 24 |
| AIR PRODUCTS AND CHEMICALS I | [APD](https://holderbook.com/stocks/APD/) | $1.5M | 5,502 | 0.3% | 4 |
| ACCENTURE PLC IRELAND | [ACN](https://holderbook.com/stocks/ACN/) | $1.5M | 7,962 | 0.3% | 1 |
| AIM ETF PRODUCTS TRUST | [AUGW](https://holderbook.com/stocks/AUGW/) | $1.5M | 43,797 | 0.3% | 9 |
| COREWEAVE INC | [CRWV](https://holderbook.com/stocks/CRWV/) | $1.5M | 16,539 | 0.3% | 6 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $1.5M | 1,757 | 0.3% | 14 |
| INNOVATOR ETFS TRUST | [PAPR](https://holderbook.com/stocks/PAPR/) | $1.5M | 33,833 | 0.3% | 19 |
| JANUS DETROIT STR TR | [JAAA](https://holderbook.com/stocks/JAAA/) | $1.5M | 28,982 | 0.3% | 3 |
| INNOVATOR ETFS TRUST | [PMAR](https://holderbook.com/stocks/PMAR/) | $1.5M | 29,497 | 0.3% | 11 |
| HERSHEY CO | [HSY](https://holderbook.com/stocks/HSY/) | $1.4M | 8,860 | 0.3% | 18 |
| AMCOR PLC | [AMCR](https://holderbook.com/stocks/AMCR/) | $1.4M | 33,964 | 0.3% | 1 |
| INTERCONTINENTAL EXCHANGE IN | [ICE](https://holderbook.com/stocks/ICE/) | $1.4M | 9,232 | 0.3% | 26 |
| WESTERN DIGITAL CORP | [WDC](https://holderbook.com/stocks/WDC/) | $1.4M | 3,421 | 0.3% | 4 |
| BLACKROCK ETF TRUST II | [CLOA](https://holderbook.com/stocks/CLOA/) | $1.4M | 27,148 | 0.3% | 3 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.4% | +14.8% | -4.4% | 99% |
| Q1 2026 | -1.0% | -4.6% | +3.6% | 99% |
| Q4 2025 | +0.2% | +2.4% | -2.1% | 100% |
| Q3 2025 | +5.1% | +7.8% | -2.8% | 98% |
| Q2 2025 | +8.4% | +10.5% | -2.0% | 100% |
| Q1 2025 | -2.7% | -4.6% | +1.9% | 96% |
| Q4 2024 | +2.2% | +2.1% | +0.1% | 100% |
| Q3 2024 | +3.6% | +5.4% | -1.9% | 99% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2026 | $531.2M | 269 |
| Q2 2026 | $509.4M | 268 |
| Q1 2026 | $461.9M | 262 |
| Q4 2025 | $462.5M | 261 |
| Q3 2025 | $452.4M | 254 |
| Q2 2025 | $427.9M | 246 |
| Q1 2025 | $370.4M | 225 |
| Q4 2024 | $419.9M | 233 |
| Q3 2024 | $419.1M | 242 |
| Q2 2024 | $400.5M | 236 |
| Q1 2024 | $366.2M | 232 |
| Q4 2023 | $329.9M | 226 |