# AUA CAPITAL MANAGEMENT, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1706915. Source: https://holderbook.com/funds/1706915-aua-capital-management-llc/

- Reported value: $215.8M
- Positions: 84
- Weight of the ten largest: 61.1%
- Filed: 2026-07-29

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $62.6M | 83,848 | 29.0% | 31 |
| ISHARES TR | [EFA](https://holderbook.com/stocks/EFA/) | $12.1M | 116,496 | 5.6% | 31 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $10.6M | 36,713 | 4.9% | 31 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $8.3M | 35,024 | 3.9% | 31 |
| ISHARES TR | [SUB](https://holderbook.com/stocks/SUB/) | $7.2M | 67,195 | 3.3% | 23 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $6.9M | 64,111 | 3.2% | 31 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $6.6M | 92,369 | 3.1% | 31 |
| ISHARES TR | [IWM](https://holderbook.com/stocks/IWM/) | $6.2M | 20,794 | 2.9% | 31 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $5.7M | 29,884 | 2.6% | 31 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $5.6M | 25,486 | 2.6% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $5.4M | 15,179 | 2.5% | 31 |
| SPDR SERIES TRUST | [SHM](https://holderbook.com/stocks/SHM/) | $4.8M | 100,483 | 2.2% | 17 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $4.2M | 54,876 | 2.0% | 31 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $4.2M | 51,415 | 2.0% | 31 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $4.0M | 40,230 | 1.8% | 31 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $3.5M | 6,248 | 1.6% | 31 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $3.0M | 7,959 | 1.4% | 31 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $2.9M | 7,816 | 1.3% | 31 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $2.9M | 19,397 | 1.3% | 31 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $2.6M | 36,069 | 1.2% | 31 |
| VANGUARD BD INDEX FDS | [BSV](https://holderbook.com/stocks/BSV/) | $2.5M | 32,079 | 1.2% | 31 |
| ISHARES TR | [IEI](https://holderbook.com/stocks/IEI/) | $2.3M | 19,364 | 1.1% | 31 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $2.3M | 2,229 | 1.0% | 31 |
| VANGUARD SCOTTSDALE FDS | [VCSH](https://holderbook.com/stocks/VCSH/) | $2.2M | 28,154 | 1.0% | 31 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $2.1M | 4,029 | 1.0% | 31 |
| ISHARES TR | [IYH](https://holderbook.com/stocks/IYH/) | $1.9M | 29,093 | 0.9% | 31 |
| VANGUARD INDEX FDS | [VXF](https://holderbook.com/stocks/VXF/) | $1.9M | 7,792 | 0.9% | 31 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $1.9M | 21,734 | 0.9% | 26 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $1.7M | 4,880 | 0.8% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $1.6M | 4,898 | 0.7% | 31 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $1.5M | 6,504 | 0.7% | 26 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $1.2M | 1,170 | 0.6% | 31 |
| UNILEVER PLC | [UL](https://holderbook.com/stocks/UL/) | $1.2M | 19,539 | 0.5% | 3 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $958.8K | 2,250 | 0.4% | 31 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $855.7K | 11,656 | 0.4% | 31 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $811.8K | 2,400 | 0.4% | 31 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $783.1K | 1,565 | 0.4% | 31 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $772.0K | 2,189 | 0.4% | 31 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $701.6K | 750 | 0.3% | 31 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $691.1K | 6,102 | 0.3% | 31 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $681.7K | 2,709 | 0.3% | 31 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $649.0K | 3,915 | 0.3% | 5 |
| VANGUARD SCOTTSDALE FDS | [VCIT](https://holderbook.com/stocks/VCIT/) | $639.6K | 7,739 | 0.3% | 31 |
| KRAFT HEINZ CO | [KHC](https://holderbook.com/stocks/KHC/) | $638.1K | 27,014 | 0.3% | 3 |
| ISHARES TR | [EEM](https://holderbook.com/stocks/EEM/) | $637.6K | 9,321 | 0.3% | 31 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $600.1K | 2,363 | 0.3% | 31 |
| STRYKER CORPORATION | [SYK](https://holderbook.com/stocks/SYK/) | $594.4K | 1,888 | 0.3% | 31 |
| NXP SEMICONDUCTORS N V | [NXPI](https://holderbook.com/stocks/NXPI/) | $590.2K | 2,100 | 0.3% | 31 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $564.5K | 4,806 | 0.3% | 11 |
| VALERO ENERGY CORP | [VLO](https://holderbook.com/stocks/VLO/) | $534.7K | 2,053 | 0.2% | 31 |
| VANGUARD INTL EQUITY INDEX F | [VT](https://holderbook.com/stocks/VT/) | $524.7K | 3,343 | 0.2% | 31 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $510.1K | 8,546 | 0.2% | 26 |
| WW GRAINGER INC | [GWW](https://holderbook.com/stocks/GWW/) | $480.2K | 353 | 0.2% | 31 |
| VANGUARD WHITEHALL FDS | [VYM](https://holderbook.com/stocks/VYM/) | $476.7K | 3,016 | 0.2% | 31 |
| ISHARES TR | [HYG](https://holderbook.com/stocks/HYG/) | $421.1K | 5,266 | 0.2% | 31 |
| ECOLAB INC | [ECL](https://holderbook.com/stocks/ECL/) | $417.9K | 1,500 | 0.2% | 31 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $370.1K | 775 | 0.2% | 1 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $341.5K | 1,800 | 0.2% | 8 |
| BOSTON SCIENTIFIC CORP | [BSX](https://holderbook.com/stocks/BSX/) | $323.3K | 7,575 | 0.1% | 31 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $309.1K | 735 | 0.1% | 3 |
| CHUBB LIMITED | [CB](https://holderbook.com/stocks/CB/) | $306.7K | 900 | 0.1% | 11 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $303.1K | 2,171 | 0.1% | 1 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $300.6K | 2,220 | 0.1% | 31 |
| ARES CAPITAL CORP | [ARCC](https://holderbook.com/stocks/ARCC/) | $296.3K | 15,990 | 0.1% | 11 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $288.9K | 567 | 0.1% | 31 |
| INVESCO DB COMMDY INDX TRCK | [DBC](https://holderbook.com/stocks/DBC/) | $288.5K | 10,822 | 0.1% | 18 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $286.3K | 1,059 | 0.1% | 31 |
| EOG RES INC | [EOG](https://holderbook.com/stocks/EOG/) | $284.9K | 2,196 | 0.1% | 31 |
| VANGUARD INDEX FDS | [VNQ](https://holderbook.com/stocks/VNQ/) | $274.3K | 2,845 | 0.1% | 11 |
| AMERIPRISE FINL INC | [AMP](https://holderbook.com/stocks/AMP/) | $264.7K | 577 | 0.1% | 11 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $264.0K | 1,800 | 0.1% | 31 |
| SELECT SECTOR SPDR TR | [XLP](https://holderbook.com/stocks/XLP/) | $263.2K | 3,169 | 0.1% | 31 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $260.9K | 2,030 | 0.1% | 3 |
| CENCORA INC | [COR](https://holderbook.com/stocks/COR/) | $260.3K | 920 | 0.1% | 10 |
| TJX COS INC NEW | [TJX](https://holderbook.com/stocks/TJX/) | $254.5K | 1,680 | 0.1% | 7 |
| SELECT SECTOR SPDR TR | [XLF](https://holderbook.com/stocks/XLF/) | $246.4K | 4,596 | 0.1% | 8 |
| J P MORGAN EXCHANGE TRADED F | [JPST](https://holderbook.com/stocks/JPST/) | $236.3K | 4,672 | 0.1% | 2 |
| GENERAL DYNAMICS CORP | [GD](https://holderbook.com/stocks/GD/) | $233.8K | 660 | 0.1% | 4 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $229.8K | 1,642 | 0.1% | 1 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $227.7K | 2,802 | 0.1% | 2 |
| ISHARES BITCOIN TRUST ETF | [IBIT](https://holderbook.com/stocks/IBIT/) | $218.2K | 6,556 | 0.1% | 5 |
| US BANCORP | [USB](https://holderbook.com/stocks/USB/) | $210.5K | 3,485 | 0.1% | 1 |
| COREWEAVE INC | [CRWV](https://holderbook.com/stocks/CRWV/) | $208.8K | 2,098 | 0.1% | 1 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $206.3K | 1,509 | 0.1% | 2 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.1% | +14.8% | -4.7% | 100% |
| Q1 2026 | -3.0% | -4.6% | +1.6% | 100% |
| Q4 2025 | +1.9% | +2.4% | -0.5% | 100% |
| Q3 2025 | +6.2% | +7.8% | -1.6% | 100% |
| Q2 2025 | +8.2% | +10.5% | -2.3% | 100% |
| Q1 2025 | -2.5% | -4.6% | +2.0% | 100% |
| Q4 2024 | +0.6% | +2.1% | -1.5% | 100% |
| Q3 2024 | +5.2% | +5.4% | -0.3% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $215.8M | 84 |
| Q1 2026 | $195.7M | 80 |
| Q4 2025 | $199.4M | 80 |
| Q3 2025 | $178.2M | 77 |
| Q2 2025 | $167.4M | 76 |
| Q1 2025 | $153.6M | 77 |
| Q4 2024 | $155.8M | 77 |
| Q3 2024 | $172.7M | 82 |
| Q2 2024 | $166.1M | 79 |
| Q1 2024 | $173.5M | 90 |
| Q4 2023 | $160.7M | 81 |
| Q3 2023 | $138.2M | 76 |