# Sheaff Brock Investment Advisors, LLC

> Institutional holdings reported to the SEC as of Q1 2025 on Form 13F. CIK 1666789. Source: https://holderbook.com/funds/1666789-sheaff-brock-investment-advisors-llc/

- Reported value: $1.1B
- Positions: 451
- Weight of the ten largest: 31.2%
- Filed: 2025-05-07

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $115.5M | 519,744 | 10.6% | 26 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $73.0M | 673,905 | 6.7% | 26 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $25.7M | 31,149 | 2.4% | 26 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $23.8M | 63,287 | 2.2% | 26 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $20.5M | 107,589 | 1.9% | 26 |
| LISTED FDS TR | [IPDP](https://holderbook.com/stocks/IPDP/) | $19.2M | 1,008,207 | 1.8% | 13 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $16.5M | 66,349 | 1.5% | 26 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $15.9M | 33,804 | 1.5% | 26 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $15.4M | 110,102 | 1.4% | 26 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $15.2M | 26,312 | 1.4% | 26 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $12.7M | 22,746 | 1.2% | 26 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $11.9M | 56,937 | 1.1% | 26 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $11.5M | 68,706 | 1.1% | 22 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $11.1M | 16,340 | 1.0% | 26 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $10.6M | 69,066 | 1.0% | 26 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $10.6M | 39,350 | 1.0% | 26 |
| BERKSHIRE HATHAWAY INC DEL | [BRKA](https://holderbook.com/stocks/BRKA/) | $10.4M | 13 | 1.0% | 1 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $10.3M | 66,381 | 0.9% | 26 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $10.2M | 27,708 | 0.9% | 26 |
| ONEOK INC NEW | [OKE](https://holderbook.com/stocks/OKE/) | $10.1M | 101,725 | 0.9% | 26 |
| IRON MTN INC DEL | [IRM](https://holderbook.com/stocks/IRM/) | $9.6M | 111,304 | 0.9% | 21 |
| PROLOGIS INC. | [PLD](https://holderbook.com/stocks/PLD/) | $9.4M | 83,982 | 0.9% | 26 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $9.1M | 146,828 | 0.8% | 26 |
| PARKER-HANNIFIN CORP | [PH](https://holderbook.com/stocks/PH/) | $8.9M | 14,657 | 0.8% | 26 |
| ACCENTURE PLC IRELAND | [ACN](https://holderbook.com/stocks/ACN/) | $8.8M | 28,309 | 0.8% | 26 |
| BAKER HUGHES COMPANY | [BKR](https://holderbook.com/stocks/BKR/) | $8.8M | 199,546 | 0.8% | 2 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $8.7M | 27,661 | 0.8% | 26 |
| ALLISON TRANSMISSION HLDGS I | [ALSN](https://holderbook.com/stocks/ALSN/) | $8.6M | 90,063 | 0.8% | 7 |
| STATE STR SPDR DOW JONES IND | [DIA](https://holderbook.com/stocks/DIA/) | $8.6M | 20,363 | 0.8% | 26 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $8.4M | 16,007 | 0.8% | 26 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $8.3M | 48,807 | 0.8% | 26 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $8.3M | 92,619 | 0.8% | 26 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $8.3M | 69,532 | 0.8% | 26 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $8.2M | 23,310 | 0.7% | 26 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $8.1M | 8,641 | 0.7% | 26 |
| INGREDION INC | [INGR](https://holderbook.com/stocks/INGR/) | $8.0M | 59,033 | 0.7% | 5 |
| TRUIST FINL CORP | [TFC](https://holderbook.com/stocks/TFC/) | $7.9M | 192,888 | 0.7% | 22 |
| CME GROUP INC | [CME](https://holderbook.com/stocks/CME/) | $7.9M | 29,824 | 0.7% | 26 |
| ENACT HLDGS INC | [ACT](https://holderbook.com/stocks/ACT/) | $7.7M | 222,519 | 0.7% | 3 |
| BROADRIDGE FINL SOLUTIONS IN | [BR](https://holderbook.com/stocks/BR/) | $7.7M | 31,829 | 0.7% | 5 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $7.7M | 31,252 | 0.7% | 26 |
| THE CIGNA GROUP | [CI](https://holderbook.com/stocks/CI/) | $7.5M | 22,780 | 0.7% | 26 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $7.4M | 44,600 | 0.7% | 26 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $7.4M | 40,989 | 0.7% | 26 |
| GLOBE LIFE INC | [GL](https://holderbook.com/stocks/GL/) | $7.1M | 54,184 | 0.7% | 23 |
| PENSKE AUTOMOTIVE GRP INC | [PAG](https://holderbook.com/stocks/PAG/) | $7.1M | 49,324 | 0.7% | 15 |
| HUBBELL INC | [HUBB](https://holderbook.com/stocks/HUBB/) | $7.1M | 21,380 | 0.6% | 17 |
| RYDER SYS INC | [R](https://holderbook.com/stocks/R/) | $6.9M | 48,164 | 0.6% | 1 |
| GENERAL DYNAMICS CORP | [GD](https://holderbook.com/stocks/GD/) | $6.9M | 25,320 | 0.6% | 6 |
| DELL TECHNOLOGIES INC | [DELL](https://holderbook.com/stocks/DELL/) | $6.9M | 75,617 | 0.6% | 4 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $6.9M | 43,183 | 0.6% | 26 |
| LISTED FDS TR | [IPPP](https://holderbook.com/stocks/IPPP/) | $6.8M | 700,402 | 0.6% | 13 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $6.8M | 26,144 | 0.6% | 22 |
| SALESFORCE INC | [CRM](https://holderbook.com/stocks/CRM/) | $6.7M | 24,866 | 0.6% | 26 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $6.3M | 40,341 | 0.6% | 26 |
| AMERICAN FINANCIAL GROUP INC | [AFG](https://holderbook.com/stocks/AFG/) | $6.1M | 46,407 | 0.6% | 11 |
| INTUITIVE SURGICAL INC | [ISRG](https://holderbook.com/stocks/ISRG/) | $6.0M | 12,022 | 0.5% | 3 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $5.5M | 32,907 | 0.5% | 26 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $5.4M | 16,367 | 0.5% | 26 |
| GALLAGHER ARTHUR J & CO | [AJG](https://holderbook.com/stocks/AJG/) | $5.2M | 14,953 | 0.5% | 26 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $4.9M | 5,153 | 0.4% | 26 |
| TRAVELERS COMPANIES INC | [TRV](https://holderbook.com/stocks/TRV/) | $4.7M | 17,875 | 0.4% | 26 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $4.7M | 8,779 | 0.4% | 26 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $4.7M | 53,024 | 0.4% | 26 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $4.5M | 75,272 | 0.4% | 26 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $4.4M | 16,087 | 0.4% | 26 |
| TRICO BANCSHARES | [TCBK](https://holderbook.com/stocks/TCBK/) | $4.4M | 109,540 | 0.4% | 26 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $4.3M | 38,776 | 0.4% | 26 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $4.2M | 58,280 | 0.4% | 26 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $3.9M | 7,559 | 0.4% | 26 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $3.6M | 6,483 | 0.3% | 26 |
| AMETEK INC | [AME](https://holderbook.com/stocks/AME/) | $3.3M | 19,262 | 0.3% | 26 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $3.3M | 10,462 | 0.3% | 26 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $3.2M | 30,764 | 0.3% | 26 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $3.1M | 74,774 | 0.3% | 26 |
| GLOBUS MED INC | [GMED](https://holderbook.com/stocks/GMED/) | $2.9M | 38,993 | 0.3% | 26 |
| SIMON PPTY GROUP INC NEW | [SPG](https://holderbook.com/stocks/SPG/) | $2.8M | 16,850 | 0.3% | 26 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $2.7M | 15,121 | 0.3% | 26 |
| LOWES COS INC | [LOW](https://holderbook.com/stocks/LOW/) | $2.7M | 11,717 | 0.3% | 26 |
| TRADEWEB MKTS INC | [TW](https://holderbook.com/stocks/TW/) | $2.7M | 18,087 | 0.2% | 5 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $2.6M | 260,621 | 0.2% | 26 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $2.6M | 33,523 | 0.2% | 2 |
| WELLTOWER INC | [WELL](https://holderbook.com/stocks/WELL/) | $2.5M | 16,586 | 0.2% | 26 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $2.5M | 25,462 | 0.2% | 26 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $2.5M | 54,829 | 0.2% | 26 |
| CINTAS CORP | [CTAS](https://holderbook.com/stocks/CTAS/) | $2.5M | 11,989 | 0.2% | 26 |
| ADOBE INC | [ADBE](https://holderbook.com/stocks/ADBE/) | $2.5M | 6,407 | 0.2% | 26 |
| PROGRESSIVE CORP | [PGR](https://holderbook.com/stocks/PGR/) | $2.5M | 8,661 | 0.2% | 6 |
| WW GRAINGER INC | [GWW](https://holderbook.com/stocks/GWW/) | $2.4M | 2,398 | 0.2% | 18 |
| LPL FINL HLDGS INC | [LPLA](https://holderbook.com/stocks/LPLA/) | $2.4M | 7,200 | 0.2% | 25 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $2.3M | 37,702 | 0.2% | 16 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $2.2M | 10,893 | 0.2% | 26 |
| TRACTOR SUPPLY CO | [TSCO](https://holderbook.com/stocks/TSCO/) | $2.2M | 40,092 | 0.2% | 20 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $2.1M | 61,693 | 0.2% | 26 |
| EXLSERVICE HLDGS INC | [EXLS](https://holderbook.com/stocks/EXLS/) | $2.1M | 44,049 | 0.2% | 10 |
| EMCOR GROUP INC | [EME](https://holderbook.com/stocks/EME/) | $2.1M | 5,612 | 0.2% | 7 |
| VEEVA SYS INC | [VEEV](https://holderbook.com/stocks/VEEV/) | $2.1M | 8,948 | 0.2% | 5 |
| CADENCE DESIGN SYSTEM INC | [CDNS](https://holderbook.com/stocks/CDNS/) | $2.1M | 8,134 | 0.2% | 26 |
| MONDELEZ INTL INC | [MDLZ](https://holderbook.com/stocks/MDLZ/) | $2.1M | 30,445 | 0.2% | 26 |
| SYNOPSYS INC | [SNPS](https://holderbook.com/stocks/SNPS/) | $2.0M | 4,605 | 0.2% | 26 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q1 2025 | -5.7% | -4.6% | -1.2% | 98% |
| Q4 2024 | +1.2% | +2.1% | -1.0% | 99% |
| Q3 2024 | +8.2% | +5.4% | +2.8% | 99% |
| Q2 2024 | +6.7% | +4.0% | +2.7% | 79% |
| Q1 2024 | +12.3% | +10.0% | +2.3% | 86% |
| Q4 2023 | +10.3% | +11.2% | -0.9% | 89% |
| Q3 2023 | -4.1% | -3.6% | -0.6% | 85% |
| Q2 2023 | +8.8% | +8.3% | +0.5% | 86% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q1 2025 | $1.1B | 451 |
| Q4 2024 | $1.2B | 446 |
| Q3 2024 | $1.1B | 455 |
| Q2 2024 | $1.1B | 447 |
| Q1 2024 | $1.6B | 499 |
| Q4 2023 | $1.3B | 476 |
| Q3 2023 | $1.1B | 456 |
| Q2 2023 | $1.2B | 484 |
| Q1 2023 | $1.1B | 500 |
| Q4 2022 | $1.0B | 484 |
| Q3 2022 | $930.9M | 487 |
| Q2 2022 | $1.2B | 488 |