# Optimal Asset Management, Inc.

> Institutional holdings reported to the SEC as of Q3 2021 on Form 13F. CIK 1651336. Source: https://holderbook.com/funds/1651336-optimal-asset-management-inc/

- Reported value: $800.0M
- Positions: 347
- Weight of the ten largest: 11.6%
- Filed: 2021-11-15

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $11.2M | 80,001 | 1.4% | 8 |
| FORTINET INC | [FTNT](https://holderbook.com/stocks/FTNT/) | $9.8M | 33,550 | 1.2% | 3 |
| OMNICOM GROUP INC | [OMC](https://holderbook.com/stocks/OMC/) | $9.8M | 134,761 | 1.2% | 8 |
| ADOBE INC | [ADBE](https://holderbook.com/stocks/ADBE/) | $9.7M | 16,927 | 1.2% | 8 |
| BROADRIDGE FINL SOLUTIONS IN | [BR](https://holderbook.com/stocks/BR/) | $9.3M | 56,087 | 1.2% | 8 |
| QORVO INC | [QRVO](https://holderbook.com/stocks/QRVO/) | $9.2M | 55,187 | 1.2% | 8 |
| T-MOBILE US INC | [TMUS](https://holderbook.com/stocks/TMUS/) | $8.6M | 67,686 | 1.1% | 8 |
| CLOROX CO DEL | [CLX](https://holderbook.com/stocks/CLX/) | $8.4M | 50,449 | 1.0% | 8 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $8.3M | 35,931 | 1.0% | 8 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $8.2M | 93,599 | 1.0% | 8 |
| CHARTER COMMUNICATIONS INC | [CHTR](https://holderbook.com/stocks/CHTR/) | $8.0M | 10,952 | 1.0% | 8 |
| AKAMAI TECHNOLOGIES INC | [AKAM](https://holderbook.com/stocks/AKAM/) | $7.6M | 73,063 | 1.0% | 8 |
| TYLER TECHNOLOGIES INC | [TYL](https://holderbook.com/stocks/TYL/) | $7.5M | 16,280 | 0.9% | 8 |
| FISERV INC | [FISV](https://holderbook.com/stocks/FISV/) | $7.3M | 67,212 | 0.9% | 8 |
| AUTOZONE INC | [AZO](https://holderbook.com/stocks/AZO/) | $7.2M | 4,222 | 0.9% | 8 |
| MOTOROLA SOLUTIONS INC | [MSI](https://holderbook.com/stocks/MSI/) | $7.0M | 30,119 | 0.9% | 8 |
| KEYSIGHT TECHNOLOGIES INC | [KEYS](https://holderbook.com/stocks/KEYS/) | $6.9M | 42,053 | 0.9% | 8 |
| TARGET CORP | [TGT](https://holderbook.com/stocks/TGT/) | $6.8M | 29,930 | 0.9% | 3 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $6.8M | 251,106 | 0.8% | 8 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $6.5M | 35,553 | 0.8% | 6 |
| QUEST DIAGNOSTICS INC | [DGX](https://holderbook.com/stocks/DGX/) | $6.3M | 43,418 | 0.8% | 8 |
| NVR INC | [NVR](https://holderbook.com/stocks/NVR/) | $6.3M | 1,310 | 0.8% | 8 |
| BUNGE LIMITED | [BGXXXX](https://holderbook.com/stocks/BGXXXX/) | $5.8M | 71,906 | 0.7% | 8 |
| PAYCOM SOFTWARE INC | [PAYC](https://holderbook.com/stocks/PAYC/) | $5.8M | 11,639 | 0.7% | 5 |
| SERVICENOW INC | [NOW](https://holderbook.com/stocks/NOW/) | $5.8M | 9,252 | 0.7% | 8 |
| IDEXX LABS INC | [IDXX](https://holderbook.com/stocks/IDXX/) | $5.8M | 9,247 | 0.7% | 8 |
| NEWS CORP NEW | [NWSA](https://holderbook.com/stocks/NWSA/) | $5.7M | 241,769 | 0.7% | 8 |
| CITRIX SYS INC | [CTXS](https://holderbook.com/stocks/CTXS/) | $5.6M | 52,567 | 0.7% | 8 |
| ACTIVISION BLIZZARD INC | [ATVI](https://holderbook.com/stocks/ATVI/) | $5.4M | 70,078 | 0.7% | 8 |
| METTLER TOLEDO INTERNATIONAL | [MTD](https://holderbook.com/stocks/MTD/) | $5.4M | 3,912 | 0.7% | 7 |
| ELECTRONIC ARTS INC | [EA](https://holderbook.com/stocks/EA/) | $5.3M | 37,353 | 0.7% | 7 |
| NORTHROP GRUMMAN CORP | [NOC](https://holderbook.com/stocks/NOC/) | $5.2M | 14,363 | 0.6% | 8 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $5.1M | 6,558 | 0.6% | 6 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $4.9M | 65,561 | 0.6% | 8 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $4.9M | 38,012 | 0.6% | 8 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $4.8M | 46,983 | 0.6% | 1 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $4.8M | 17,100 | 0.6% | 8 |
| COGNIZANT TECHNOLOGY SOLUTIO | [CTSH](https://holderbook.com/stocks/CTSH/) | $4.8M | 64,652 | 0.6% | 8 |
| GENERAL MILLS INC | [GIS](https://holderbook.com/stocks/GIS/) | $4.8M | 79,714 | 0.6% | 8 |
| STARBUCKS CORP | [SBUX](https://holderbook.com/stocks/SBUX/) | $4.8M | 43,210 | 0.6% | 8 |
| LUMEN TECHNOLOGIES INC | [LUMN](https://holderbook.com/stocks/LUMN/) | $4.8M | 384,511 | 0.6% | 3 |
| HERSHEY CO | [HSY](https://holderbook.com/stocks/HSY/) | $4.7M | 28,050 | 0.6% | 8 |
| SMUCKER J M CO | [SJM](https://holderbook.com/stocks/SJM/) | $4.7M | 39,352 | 0.6% | 8 |
| OREILLY AUTOMOTIVE INC | [ORLY](https://holderbook.com/stocks/ORLY/) | $4.7M | 7,631 | 0.6% | 8 |
| 3M CO | [MMM](https://holderbook.com/stocks/MMM/) | $4.6M | 26,420 | 0.6% | 6 |
| EXPEDITORS INTL WASH INC | [EXPD](https://holderbook.com/stocks/EXPD/) | $4.6M | 38,322 | 0.6% | 8 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $4.5M | 76,711 | 0.6% | 8 |
| FIDELITY NATL INFORMATION SV | [FIS](https://holderbook.com/stocks/FIS/) | $4.5M | 36,992 | 0.6% | 8 |
| WATERS CORP | [WAT](https://holderbook.com/stocks/WAT/) | $4.5M | 12,556 | 0.6% | 8 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $4.4M | 82,241 | 0.6% | 8 |
| COPART INC | [CPRT](https://holderbook.com/stocks/CPRT/) | $4.4M | 31,519 | 0.5% | 8 |
| SEMPRA | [SRE](https://holderbook.com/stocks/SRE/) | $4.3M | 34,370 | 0.5% | 8 |
| C H ROBINSON WORLDWIDE IN | [CHRW](https://holderbook.com/stocks/CHRW/) | $4.3M | 49,734 | 0.5% | 8 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $4.3M | 1,306 | 0.5% | 8 |
| BIO RAD LABS INC | [BIO](https://holderbook.com/stocks/BIO/) | $4.2M | 5,626 | 0.5% | 8 |
| KEURIG DR PEPPER INC | [KDP](https://holderbook.com/stocks/KDP/) | $4.2M | 121,703 | 0.5% | 5 |
| REVVITY INC | [RVTY](https://holderbook.com/stocks/RVTY/) | $4.1M | 23,928 | 0.5% | 6 |
| LINCOLN ELEC HLDGS INC | [LECO](https://holderbook.com/stocks/LECO/) | $4.1M | 31,927 | 0.5% | 7 |
| BLACK KNIGHT INC | [BKI](https://holderbook.com/stocks/BKI/) | $4.1M | 56,839 | 0.5% | 8 |
| NEWMONT CORP | [NEM](https://holderbook.com/stocks/NEM/) | $4.1M | 74,976 | 0.5% | 8 |
| DANAHER CORP DEL | [DHR](https://holderbook.com/stocks/DHR/) | $4.0M | 13,262 | 0.5% | 8 |
| DENTSPLY SIRONA INC | [XRAY](https://holderbook.com/stocks/XRAY/) | $4.0M | 68,883 | 0.5% | 8 |
| MSCI INC | [MSCI](https://holderbook.com/stocks/MSCI/) | $4.0M | 6,544 | 0.5% | 8 |
| DEXCOM INC | [DXCM](https://holderbook.com/stocks/DXCM/) | $4.0M | 7,260 | 0.5% | 8 |
| ARCHER DANIELS MIDLAND CO | [ADM](https://holderbook.com/stocks/ADM/) | $4.0M | 66,106 | 0.5% | 8 |
| VERISIGN INC | [VRSN](https://holderbook.com/stocks/VRSN/) | $3.9M | 18,808 | 0.5% | 3 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $3.8M | 88,766 | 0.5% | 8 |
| D R HORTON INC | [DHI](https://holderbook.com/stocks/DHI/) | $3.8M | 45,409 | 0.5% | 8 |
| NETAPP INC | [NTAP](https://holderbook.com/stocks/NTAP/) | $3.8M | 42,477 | 0.5% | 8 |
| GENERAL MTRS CO | [GM](https://holderbook.com/stocks/GM/) | $3.7M | 70,894 | 0.5% | 8 |
| DOCUSIGN INC | [DOCU](https://holderbook.com/stocks/DOCU/) | $3.7M | 14,506 | 0.5% | 6 |
| REGENERON PHARMACEUTICALS | [REGN](https://holderbook.com/stocks/REGN/) | $3.7M | 6,137 | 0.5% | 8 |
| HORMEL FOODS CORP | [HRL](https://holderbook.com/stocks/HRL/) | $3.7M | 89,604 | 0.5% | 8 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $3.6M | 35,316 | 0.5% | 8 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $3.6M | 15,062 | 0.5% | 8 |
| BECTON DICKINSON & CO | [BDX](https://holderbook.com/stocks/BDX/) | $3.6M | 17,621 | 0.4% | 8 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $3.6M | 22,146 | 0.4% | 8 |
| WESTERN UN CO | [WU](https://holderbook.com/stocks/WU/) | $3.6M | 176,926 | 0.4% | 8 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $3.6M | 25,268 | 0.4% | 8 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $3.5M | 20,948 | 0.4% | 8 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $3.5M | 247,424 | 0.4% | 8 |
| PROGRESSIVE CORP | [PGR](https://holderbook.com/stocks/PGR/) | $3.5M | 38,355 | 0.4% | 8 |
| CHENIERE ENERGY INC | [LNG](https://holderbook.com/stocks/LNG/) | $3.5M | 35,396 | 0.4% | 8 |
| SERVICE CORP INTL | [SCI](https://holderbook.com/stocks/SCI/) | $3.5M | 730,716 | 0.4% | 7 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $3.4M | 5,634 | 0.4% | 8 |
| THE CAMPBELLS COMPANY | [CPB](https://holderbook.com/stocks/CPB/) | $3.4M | 80,652 | 0.4% | 8 |
| HENRY JACK & ASSOC INC | [JKHY](https://holderbook.com/stocks/JKHY/) | $3.3M | 20,095 | 0.4% | 8 |
| KELLOGG CO | [K](https://holderbook.com/stocks/K/) | $3.3M | 51,046 | 0.4% | 8 |
| ENTERGY CORP NEW | [ETR](https://holderbook.com/stocks/ETR/) | $3.2M | 32,290 | 0.4% | 8 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $3.2M | 60,712 | 0.4% | 8 |
| CHURCH & DWIGHT CO INC | [CHD](https://holderbook.com/stocks/CHD/) | $3.2M | 38,424 | 0.4% | 8 |
| AUTODESK INC | [ADSK](https://holderbook.com/stocks/ADSK/) | $3.1M | 10,860 | 0.4% | 8 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $3.0M | 15,615 | 0.4% | 8 |
| BAXTER INTL INC | [BAX](https://holderbook.com/stocks/BAX/) | $2.9M | 36,538 | 0.4% | 8 |
| CVS HEALTH CORP | [CVS](https://holderbook.com/stocks/CVS/) | $2.9M | 34,599 | 0.4% | 8 |
| HOWMET AEROSPACE INC | [HWM](https://holderbook.com/stocks/HWM/) | $2.9M | 94,049 | 0.4% | 5 |
| SIRIUS XM HOLDINGS INC | [SIRIXXXX](https://holderbook.com/stocks/SIRIXXXX/) | $2.9M | 473,745 | 0.4% | 8 |
| DOLLAR GEN CORP | [DG](https://holderbook.com/stocks/DG/) | $2.9M | 13,461 | 0.4% | 8 |
| KIMBERLY-CLARK CORP | [KMB](https://holderbook.com/stocks/KMB/) | $2.8M | 21,436 | 0.4% | 5 |
| FLEETCOR TECHNOLOGIES INC | [FLT](https://holderbook.com/stocks/FLT/) | $2.8M | 10,645 | 0.3% | 8 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2021 | -1.4% | +0.3% | -1.7% | 100% |
| Q2 2021 | +6.1% | +8.0% | -1.9% | 100% |
| Q1 2021 | +6.4% | +6.0% | +0.4% | 103% |
| Q4 2020 | +11.9% | +11.6% | +0.3% | 102% |
| Q3 2020 | +5.9% | +8.6% | -2.7% | 99% |
| Q2 2020 | +18.0% | +19.6% | -1.6% | 99% |
| Q1 2020 | -23.3% | -19.9% | -3.4% | 99% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2021 | $800.0M | 347 |
| Q2 2021 | $844.8M | 352 |
| Q1 2021 | $771.0M | 346 |
| Q4 2020 | $705.0M | 394 |
| Q3 2020 | $690.7M | 395 |
| Q2 2020 | $616.5M | 399 |
| Q1 2020 | $1.1B | 392 |
| Q4 2019 | $658.6M | 380 |