# NorthRock Partners, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1632097. Source: https://holderbook.com/funds/1632097-northrock-partners-llc/

- Reported value: $6.9B
- Positions: 669
- Weight of the ten largest: 44.4%
- Filed: 2026-08-11

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $411.9M | 599,760 | 6.0% | 28 |
| J P MORGAN EXCHANGE TRADED F | [JMTG](https://holderbook.com/stocks/JMTG/) | $409.6M | 8,082,572 | 5.9% | 5 |
| SPDR SERIES TRUST | [SPYM](https://holderbook.com/stocks/SPYM/) | $406.8M | 4,629,596 | 5.9% | 10 |
| SPDR SERIES TRUST | [SPYV](https://holderbook.com/stocks/SPYV/) | $297.2M | 4,889,672 | 4.3% | 29 |
| SPDR SERIES TRUST | [SPYG](https://holderbook.com/stocks/SPYG/) | $276.9M | 2,326,724 | 4.0% | 29 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $275.5M | 2,736,985 | 4.0% | 13 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $275.2M | 373,687 | 4.0% | 27 |
| VANGUARD SCOTTSDALE FDS | [VGSH](https://holderbook.com/stocks/VGSH/) | $274.2M | 4,710,769 | 4.0% | 13 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $224.8M | 764,922 | 3.3% | 31 |
| ISHARES TR | [IGF](https://holderbook.com/stocks/IGF/) | $204.9M | 3,076,200 | 3.0% | 3 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $204.1M | 273,293 | 3.0% | 31 |
| SPDR SERIES TRUST | [MDYV](https://holderbook.com/stocks/MDYV/) | $135.4M | 1,427,030 | 2.0% | 29 |
| ISHARES TR | [HEFA](https://holderbook.com/stocks/HEFA/) | $133.3M | 2,840,162 | 1.9% | 4 |
| SPDR SERIES TRUST | [MDYG](https://holderbook.com/stocks/MDYG/) | $129.3M | 1,153,617 | 1.9% | 29 |
| ISHARES TR | [IWB](https://holderbook.com/stocks/IWB/) | $120.9M | 295,228 | 1.8% | 15 |
| AB ACTIVE ETFS INC | [TAFM](https://holderbook.com/stocks/TAFM/) | $99.5M | 3,874,626 | 1.4% | 5 |
| SPDR SERIES TRUST | [SLYV](https://holderbook.com/stocks/SLYV/) | $91.0M | 834,093 | 1.3% | 29 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $90.8M | 1,096,059 | 1.3% | 11 |
| SPDR SERIES TRUST | [SLYG](https://holderbook.com/stocks/SLYG/) | $87.3M | 732,397 | 1.3% | 28 |
| LATTICE STRATEGIES TR | [ROUS](https://holderbook.com/stocks/ROUS/) | $81.8M | 1,213,197 | 1.2% | 4 |
| ISHARES TR | [IWR](https://holderbook.com/stocks/IWR/) | $75.1M | 680,478 | 1.1% | 28 |
| ISHARES TR | [EFA](https://holderbook.com/stocks/EFA/) | $70.8M | 681,246 | 1.0% | 28 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $65.1M | 325,443 | 0.9% | 27 |
| ISHARES TR | [IEF](https://holderbook.com/stocks/IEF/) | $62.6M | 662,231 | 0.9% | 4 |
| FIRST TR EXCHNG TRADED FD VI | [BUFR](https://holderbook.com/stocks/BUFR/) | $61.6M | 1,687,130 | 0.9% | 18 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $59.3M | 158,398 | 0.9% | 31 |
| ISHARES TR | [IWM](https://holderbook.com/stocks/IWM/) | $57.5M | 191,265 | 0.8% | 31 |
| SPDR INDEX SHS FDS | [SPEM](https://holderbook.com/stocks/SPEM/) | $56.6M | 1,092,633 | 0.8% | 4 |
| ISHARES TR | [IUSB](https://holderbook.com/stocks/IUSB/) | $53.5M | 1,158,879 | 0.8% | 4 |
| ISHARES TR | [IWF](https://holderbook.com/stocks/IWF/) | $47.0M | 378,795 | 0.7% | 31 |
| VANGUARD SCOTTSDALE FDS | [VMBS](https://holderbook.com/stocks/VMBS/) | $45.4M | 970,465 | 0.7% | 4 |
| ISHARES TR | [MBB](https://holderbook.com/stocks/MBB/) | $42.0M | 444,758 | 0.6% | 11 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $39.0M | 262,654 | 0.6% | 31 |
| SCHWAB STRATEGIC TR | [SCHZ](https://holderbook.com/stocks/SCHZ/) | $37.4M | 1,618,956 | 0.5% | 4 |
| J P MORGAN EXCHANGE TRADED F | [JMST](https://holderbook.com/stocks/JMST/) | $33.8M | 662,850 | 0.5% | 11 |
| INVESCO EXCH TRADED FD TR II | [QQQM](https://holderbook.com/stocks/QQQM/) | $33.5M | 110,441 | 0.5% | 6 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $32.3M | 453,208 | 0.5% | 13 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $32.2M | 178,201 | 0.5% | 28 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $31.8M | 320,830 | 0.5% | 4 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $31.4M | 131,565 | 0.5% | 31 |
| VANGUARD WHITEHALL FDS | [VYMI](https://holderbook.com/stocks/VYMI/) | $29.4M | 299,797 | 0.4% | 4 |
| SPDR SERIES TRUST | [SPTI](https://holderbook.com/stocks/SPTI/) | $29.3M | 1,032,022 | 0.4% | 11 |
| MONDELEZ INTL INC | [MDLZ](https://holderbook.com/stocks/MDLZ/) | $29.3M | 506,441 | 0.4% | 28 |
| PROGRESSIVE CORP | [PGR](https://holderbook.com/stocks/PGR/) | $29.2M | 133,547 | 0.4% | 17 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $28.9M | 77,998 | 0.4% | 28 |
| BLACKROCK ETF TRUST | [BDYN](https://holderbook.com/stocks/BDYN/) | $28.7M | 1,034,026 | 0.4% | 4 |
| BLACKROCK ETF TRUST | [DYNF](https://holderbook.com/stocks/DYNF/) | $26.1M | 383,502 | 0.4% | 4 |
| ISHARES TR | [IVE](https://holderbook.com/stocks/IVE/) | $25.0M | 110,052 | 0.4% | 11 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $24.7M | 69,038 | 0.4% | 31 |
| SPDR SERIES TRUST | [BIL](https://holderbook.com/stocks/BIL/) | $24.2M | 263,609 | 0.4% | 11 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $24.1M | 164,654 | 0.4% | 31 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $22.0M | 43,997 | 0.3% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $22.0M | 62,163 | 0.3% | 31 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $21.7M | 212,088 | 0.3% | 3 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $21.1M | 28,201 | 0.3% | 28 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $20.5M | 343,520 | 0.3% | 28 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $20.4M | 62,473 | 0.3% | 28 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $20.2M | 47,960 | 0.3% | 27 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $20.0M | 104,744 | 0.3% | 23 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $19.5M | 56,748 | 0.3% | 11 |
| INVESCO EXCH TRADED FD TR II | [SOXQ](https://holderbook.com/stocks/SOXQ/) | $17.3M | 154,414 | 0.3% | 4 |
| KEURIG DR PEPPER INC | [KDP](https://holderbook.com/stocks/KDP/) | $16.9M | 516,456 | 0.2% | 11 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $16.8M | 66,702 | 0.2% | 28 |
| BLACKROCK ETF TRUST | [BAI](https://holderbook.com/stocks/BAI/) | $15.7M | 297,104 | 0.2% | 4 |
| ISHARES TR | [GOVT](https://holderbook.com/stocks/GOVT/) | $15.5M | 682,331 | 0.2% | 4 |
| KRAFT HEINZ CO | [KHC](https://holderbook.com/stocks/KHC/) | $15.4M | 652,700 | 0.2% | 28 |
| BLACKROCK ETF TRUST II | [BINC](https://holderbook.com/stocks/BINC/) | $15.4M | 293,554 | 0.2% | 4 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $14.7M | 48,519 | 0.2% | 11 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $14.5M | 201,246 | 0.2% | 28 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $13.4M | 35,448 | 0.2% | 20 |
| VANGUARD SCOTTSDALE FDS | [VGLT](https://holderbook.com/stocks/VGLT/) | $13.0M | 234,982 | 0.2% | 4 |
| ISHARES TR | [IWP](https://holderbook.com/stocks/IWP/) | $12.7M | 86,562 | 0.2% | 31 |
| ISHARES TR | [ITA](https://holderbook.com/stocks/ITA/) | $12.4M | 51,275 | 0.2% | 4 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $12.2M | 102,247 | 0.2% | 27 |
| ISHARES TR | [EFG](https://holderbook.com/stocks/EFG/) | $12.1M | 97,203 | 0.2% | 31 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $11.8M | 49,783 | 0.2% | 28 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $11.7M | 108,741 | 0.2% | 27 |
| VANGUARD SCOTTSDALE FDS | [VCSH](https://holderbook.com/stocks/VCSH/) | $11.7M | 147,697 | 0.2% | 3 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $11.4M | 20,214 | 0.2% | 28 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $11.2M | 32,675 | 0.2% | 28 |
| ISHARES TR | [IWD](https://holderbook.com/stocks/IWD/) | $11.0M | 45,467 | 0.2% | 31 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $11.0M | 10,121 | 0.2% | 27 |
| SCHWAB STRATEGIC TR | [SCHX](https://holderbook.com/stocks/SCHX/) | $10.9M | 371,161 | 0.2% | 25 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $10.8M | 18,583 | 0.2% | 21 |
| ISHARES TR | [ESGU](https://holderbook.com/stocks/ESGU/) | $10.8M | 65,741 | 0.2% | 3 |
| DBX ETF TR | [HYLB](https://holderbook.com/stocks/HYLB/) | $10.6M | 291,007 | 0.2% | 4 |
| VANGUARD INDEX FDS | [VNQ](https://holderbook.com/stocks/VNQ/) | $10.6M | 109,713 | 0.2% | 31 |
| ISHARES TR | [IGIB](https://holderbook.com/stocks/IGIB/) | $9.9M | 186,286 | 0.1% | 4 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $9.8M | 71,508 | 0.1% | 31 |
| BLACKROCK ETF TRUST | [BDVL](https://holderbook.com/stocks/BDVL/) | $9.8M | 378,158 | 0.1% | 4 |
| SELECT SECTOR SPDR TR | [XLF](https://holderbook.com/stocks/XLF/) | $9.8M | 181,948 | 0.1% | 11 |
| ISHARES TR | [ARTY](https://holderbook.com/stocks/ARTY/) | $9.5M | 125,155 | 0.1% | 4 |
| INVESCO EXCHANGE TRADED FD T | [SPHQ](https://holderbook.com/stocks/SPHQ/) | $9.5M | 105,475 | 0.1% | 4 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $9.3M | 36,605 | 0.1% | 30 |
| ISHARES TR | [DGRO](https://holderbook.com/stocks/DGRO/) | $9.0M | 119,358 | 0.1% | 11 |
| ISHARES INC | [EMXC](https://holderbook.com/stocks/EMXC/) | $8.8M | 85,909 | 0.1% | 12 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $8.8M | 7,302 | 0.1% | 27 |
| BLACKROCK ETF TRUST | - | $8.6M | 336,225 | 0.1% | 1 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $8.4M | 97,567 | 0.1% | 28 |
| VANGUARD CHARLOTTE FDS | [BNDX](https://holderbook.com/stocks/BNDX/) | $8.3M | 171,559 | 0.1% | 4 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.9% | +14.8% | -3.9% | 104% |
| Q1 2026 | -2.2% | -4.6% | +2.5% | 100% |
| Q4 2025 | +1.4% | +2.4% | -0.9% | 100% |
| Q3 2025 | +5.7% | +7.8% | -2.1% | 100% |
| Q2 2025 | +8.0% | +10.5% | -2.5% | 100% |
| Q1 2025 | -3.6% | -4.6% | +0.9% | 100% |
| Q4 2024 | +0.8% | +2.1% | -1.3% | 100% |
| Q3 2024 | +6.1% | +5.4% | +0.7% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $6.9B | 669 |
| Q1 2026 | $6.2B | 654 |
| Q4 2025 | $5.9B | 600 |
| Q3 2025 | $5.5B | 849 |
| Q2 2025 | $3.8B | 667 |
| Q1 2025 | $3.0B | 841 |
| Q4 2024 | $3.1B | 765 |
| Q3 2024 | $3.0B | 826 |
| Q2 2024 | $2.7B | 800 |
| Q1 2024 | $2.6B | 804 |
| Q4 2023 | $2.4B | 743 |
| Q3 2023 | $958.6M | 354 |