# Spectrum Asset Management, Inc. (NB/CA)

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1632078. Source: https://holderbook.com/funds/1632078-spectrum-asset-management-inc-nb-ca/

- Reported value: $360.4M
- Positions: 113
- Weight of the ten largest: 46.6%
- Filed: 2026-08-03

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| WELLS FARGO & CO | [WFC](https://holderbook.com/stocks/WFC/) | $33.9M | 407,194 | 9.4% | 2 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $26.8M | 125,941 | 7.4% | 15 |
| VANGUARD BD INDEX FDS | [VUSB](https://holderbook.com/stocks/VUSB/) | $24.3M | 487,873 | 6.7% | 4 |
| SCHWAB STRATEGIC TR | [SCHV](https://holderbook.com/stocks/SCHV/) | $18.3M | 524,862 | 5.1% | 25 |
| FIRST TR EXCHNG TRADED FD VI | [DMAY](https://holderbook.com/stocks/DMAY/) | $12.9M | 273,257 | 3.6% | 9 |
| FIRST TR EXCHNG TRADED FD VI | [DSEP](https://holderbook.com/stocks/DSEP/) | $12.1M | 254,816 | 3.4% | 8 |
| ISHARES GOLD TR | [IAU](https://holderbook.com/stocks/IAU/) | $12.1M | 159,602 | 3.3% | 21 |
| FIRST TR EXCHNG TRADED FD VI | [DMAR](https://holderbook.com/stocks/DMAR/) | $11.0M | 246,980 | 3.1% | 10 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $9.5M | 86,909 | 2.6% | 1 |
| FIRST TR EXCHNG TRADED FD VI | [YMAR](https://holderbook.com/stocks/YMAR/) | $7.2M | 252,509 | 2.0% | 2 |
| FIRST TR EXCHNG TRADED FD VI | [DFEB](https://holderbook.com/stocks/DFEB/) | $7.1M | 139,879 | 2.0% | 10 |
| SCHWAB STRATEGIC TR | [SCHF](https://holderbook.com/stocks/SCHF/) | $6.8M | 245,930 | 1.9% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $6.7M | 18,831 | 1.8% | 10 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $6.4M | 54,772 | 1.8% | 31 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $6.1M | 181,120 | 1.7% | 31 |
| FIRST TR EXCHNG TRADED FD VI | [DDEC](https://holderbook.com/stocks/DDEC/) | $5.6M | 118,323 | 1.6% | 3 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $5.5M | 40,281 | 1.5% | 31 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $5.4M | 32,322 | 1.5% | 31 |
| ISHARES TR | [USMV](https://holderbook.com/stocks/USMV/) | $5.1M | 52,587 | 1.4% | 19 |
| EMCOR GROUP INC | [EME](https://holderbook.com/stocks/EME/) | $4.6M | 5,525 | 1.3% | 5 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $4.6M | 40,432 | 1.3% | 31 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $4.6M | 18,159 | 1.3% | 31 |
| FIRST TR EXCHNG TRADED FD VI | [DJUN](https://holderbook.com/stocks/DJUN/) | $4.5M | 92,169 | 1.3% | 1 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $4.4M | 43,369 | 1.2% | 1 |
| ISHARES INC | [EMXC](https://holderbook.com/stocks/EMXC/) | $4.2M | 41,062 | 1.2% | 1 |
| ILLUMINA INC | [ILMN](https://holderbook.com/stocks/ILMN/) | $4.1M | 23,586 | 1.2% | 2 |
| DUKE ENERGY CORP NEW | [DUK](https://holderbook.com/stocks/DUK/) | $3.7M | 29,511 | 1.0% | 25 |
| ISHARES INC | [SCJ](https://holderbook.com/stocks/SCJ/) | $3.7M | 35,337 | 1.0% | 7 |
| SCHWAB CHARLES CORP | [SCHW](https://holderbook.com/stocks/SCHW/) | $3.7M | 40,174 | 1.0% | 26 |
| L3HARRIS TECHNOLOGIES INC | [LHX](https://holderbook.com/stocks/LHX/) | $3.7M | 12,730 | 1.0% | 10 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $3.6M | 9,740 | 1.0% | 31 |
| NOVARTIS AG | [NVS](https://holderbook.com/stocks/NVS/) | $3.6M | 22,804 | 1.0% | 5 |
| FREEPORT-MCMORAN INC | [FCX](https://holderbook.com/stocks/FCX/) | $3.5M | 55,922 | 1.0% | 2 |
| EMERSON ELEC CO | [EMR](https://holderbook.com/stocks/EMR/) | $3.4M | 23,718 | 0.9% | 24 |
| EDWARDS LIFESCIENCES CORP | [EW](https://holderbook.com/stocks/EW/) | $3.3M | 36,010 | 0.9% | 9 |
| SCHWAB STRATEGIC TR | [SCHR](https://holderbook.com/stocks/SCHR/) | $3.2M | 130,560 | 0.9% | 5 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $3.2M | 6,423 | 0.9% | 31 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $3.2M | 60,038 | 0.9% | 31 |
| SERIES PORTFOLIOS TR | [CLOX](https://holderbook.com/stocks/CLOX/) | $3.2M | 124,361 | 0.9% | 3 |
| ISHARES TR | [ESGU](https://holderbook.com/stocks/ESGU/) | $2.8M | 17,089 | 0.8% | 23 |
| SOLSTICE ADVANCED MATLS INC | [SOLS](https://holderbook.com/stocks/SOLS/) | $2.7M | 30,289 | 0.7% | 3 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $2.4M | 4,717 | 0.7% | 6 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $2.4M | 3,224 | 0.7% | 31 |
| SCHWAB STRATEGIC TR | [SCHB](https://holderbook.com/stocks/SCHB/) | $2.3M | 80,233 | 0.6% | 31 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $2.3M | 15,806 | 0.6% | 26 |
| BERKSHIRE HATHAWAY INC DEL | [BRKA](https://holderbook.com/stocks/BRKA/) | $2.2M | 3 | 0.6% | 6 |
| HONEYWELL INTL INC | [HON](https://holderbook.com/stocks/HON/) | $2.0M | 8,865 | 0.6% | 1 |
| HONEYWELL AEROSPACE INC | [HONA](https://holderbook.com/stocks/HONA/) | $2.0M | 8,850 | 0.5% | 1 |
| FIRST TR EXCHNG TRADED FD VI | [DJAN](https://holderbook.com/stocks/DJAN/) | $1.8M | 40,032 | 0.5% | 2 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $1.8M | 5,096 | 0.5% | 31 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.8M | 6,103 | 0.5% | 25 |
| FIRST TR EXCHNG TRADED FD VI | [DNOV](https://holderbook.com/stocks/DNOV/) | $1.5M | 28,381 | 0.4% | 7 |
| FIRST TR EXCHNG TRADED FD VI | [DAPR](https://holderbook.com/stocks/DAPR/) | $1.3M | 32,760 | 0.4% | 5 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $1.3M | 1,413 | 0.4% | 31 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $1.3M | 3,836 | 0.4% | 31 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $1.2M | 6,533 | 0.3% | 25 |
| MCKESSON CORP | [MCK](https://holderbook.com/stocks/MCK/) | $1.2M | 1,600 | 0.3% | 16 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $1.1M | 13,308 | 0.3% | 31 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $969.7K | 825 | 0.3% | 2 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $963.1K | 2,577 | 0.3% | 6 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $942.5K | 6,355 | 0.3% | 2 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $907.4K | 3,046 | 0.3% | 2 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $885.5K | 4,417 | 0.2% | 13 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $798.8K | 11,211 | 0.2% | 31 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $732.0K | 1,740 | 0.2% | 7 |
| ISHARES INC | [EWW](https://holderbook.com/stocks/EWW/) | $724.9K | 9,630 | 0.2% | 5 |
| ISHARES TR | [TLT](https://holderbook.com/stocks/TLT/) | $723.3K | 8,370 | 0.2% | 13 |
| FIRST TR EXCHNG TRADED FD VI | [DOCT](https://holderbook.com/stocks/DOCT/) | $721.7K | 15,460 | 0.2% | 7 |
| DEERE & CO | [DE](https://holderbook.com/stocks/DE/) | $720.6K | 1,133 | 0.2% | 31 |
| ASML HLDG NV | [ASML](https://holderbook.com/stocks/ASML/) | $708.2K | 356 | 0.2% | 5 |
| VANGUARD SCOTTSDALE FDS | [VONE](https://holderbook.com/stocks/VONE/) | $680.5K | 2,009 | 0.2% | 22 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $657.1K | 2,757 | 0.2% | 5 |
| STMICROELECTRONICS N V | [STM](https://holderbook.com/stocks/STM/) | $633.0K | 8,453 | 0.2% | 1 |
| COGNEX CORP | [CGNX](https://holderbook.com/stocks/CGNX/) | $585.7K | 8,087 | 0.2% | 1 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $583.9K | 2,160 | 0.2% | 26 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $574.8K | 7,000 | 0.2% | 1 |
| GLOBAL X FDS | [URA](https://holderbook.com/stocks/URA/) | $572.9K | 13,111 | 0.2% | 1 |
| ISHARES TR | [IBTH](https://holderbook.com/stocks/IBTH/) | $572.8K | 25,605 | 0.2% | 11 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $538.5K | 449 | 0.1% | 3 |
| GENERAL DYNAMICS CORP | [GD](https://holderbook.com/stocks/GD/) | $499.5K | 1,410 | 0.1% | 2 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $493.3K | 1,306 | 0.1% | 1 |
| WEYERHAEUSER CO | [WY](https://holderbook.com/stocks/WY/) | $489.7K | 20,457 | 0.1% | 1 |
| FRANCO NEV CORP | [FNV](https://holderbook.com/stocks/FNV/) | $488.6K | 2,344 | 0.1% | 3 |
| MEDTRONIC PLC | [MDT](https://holderbook.com/stocks/MDT/) | $472.9K | 5,990 | 0.1% | 27 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $461.4K | 1,247 | 0.1% | 31 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $454.8K | 18,885 | 0.1% | 10 |
| BWX TECHNOLOGIES INC | [BWXT](https://holderbook.com/stocks/BWXT/) | $452.0K | 2,322 | 0.1% | 2 |
| SEMPRA | [SRE](https://holderbook.com/stocks/SRE/) | $446.0K | 4,810 | 0.1% | 22 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $438.7K | 412 | 0.1% | 3 |
| GLOBAL X FDS | [MLPA](https://holderbook.com/stocks/MLPA/) | $430.5K | 8,110 | 0.1% | 22 |
| FORGENT POWER SOLUTIONS INC | [FPS](https://holderbook.com/stocks/FPS/) | $386.8K | 6,925 | 0.1% | 1 |
| SPDR SERIES TRUST | [BIL](https://holderbook.com/stocks/BIL/) | $382.6K | 4,175 | 0.1% | 2 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $344.7K | 2,029 | 0.1% | 4 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $337.5K | 1,200 | 0.1% | 10 |
| ISHARES TR | [IBTG](https://holderbook.com/stocks/IBTG/) | $325.3K | 14,211 | 0.1% | 11 |
| VERTEX PHARMACEUTICALS INC | [VRTX](https://holderbook.com/stocks/VRTX/) | $314.9K | 634 | 0.1% | 3 |
| ISHARES TR | [IBTI](https://holderbook.com/stocks/IBTI/) | $312.0K | 14,094 | 0.1% | 3 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $299.8K | 2,214 | 0.1% | 31 |
| NEWMONT CORP | [NEM](https://holderbook.com/stocks/NEM/) | $295.2K | 3,161 | 0.1% | 2 |
| FIRST TR EXCHNG TRADED FD VI | [DJUL](https://holderbook.com/stocks/DJUL/) | $293.1K | 5,845 | 0.1% | 8 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +4.2% | +14.8% | -10.6% | 100% |
| Q1 2026 | +2.2% | -4.6% | +6.8% | 100% |
| Q4 2025 | +0.5% | +2.4% | -1.9% | 100% |
| Q3 2025 | +6.2% | +7.8% | -1.6% | 100% |
| Q2 2025 | +5.4% | +10.5% | -5.0% | 100% |
| Q1 2025 | +0.7% | -4.6% | +5.2% | 100% |
| Q4 2024 | -1.3% | +2.1% | -3.4% | 100% |
| Q3 2024 | +5.9% | +5.4% | +0.5% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $360.4M | 113 |
| Q1 2026 | $314.8M | 107 |
| Q4 2025 | $299.8M | 105 |
| Q3 2025 | $284.4M | 108 |
| Q2 2025 | $230.1M | 96 |
| Q1 2025 | $225.1M | 84 |
| Q4 2024 | $222.6M | 94 |
| Q3 2024 | $236.4M | 94 |
| Q2 2024 | $216.2M | 92 |
| Q1 2024 | $233.2M | 98 |
| Q4 2023 | $225.9M | 88 |
| Q3 2023 | $190.4M | 89 |