# B. Riley Wealth Management, Inc.

> Institutional holdings reported to the SEC as of Q2 2022 on Form 13F. CIK 1599892. Source: https://holderbook.com/funds/1599892-b-riley-wealth-management-inc/

- Reported value: $85.5B
- Positions: 755
- Weight of the ten largest: 84.2%
- Filed: 2022-09-09

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| SPDR SERIES TRUST | [BIL](https://holderbook.com/stocks/BIL/) | $16.1B | 180,670 | 18.8% | 1 |
| PROSHARES TR | [SHXXXX](https://holderbook.com/stocks/SHXXXX/) | $13.9B | 853,812 | 16.3% | 1 |
| INVESCO ACTVELY MNGD ETC FD | [PDBC](https://holderbook.com/stocks/PDBC/) | $13.0B | 1,066,171 | 15.2% | 2 |
| VANGUARD MALVERN FDS | [VTIP](https://holderbook.com/stocks/VTIP/) | $11.1B | 325,946 | 13.0% | 4 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $7.2B | 86,066 | 8.4% | 15 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $6.9B | 89,655 | 8.1% | 4 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $1.3B | 122,672 | 1.6% | 15 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $965.0M | 394,033 | 1.1% | 15 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $842.8M | 55,341 | 1.0% | 15 |
| RIVERNORTH OPPORTUNITIES FD | [RIV](https://holderbook.com/stocks/RIV/) | $721.9M | 186,008 | 0.8% | 1 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $516.9M | 20,136 | 0.6% | 15 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $444.7M | 3,481 | 0.5% | 15 |
| ISHARES TR | [ITA](https://holderbook.com/stocks/ITA/) | $431.2M | 17,086 | 0.5% | 4 |
| VANECK ETF TRUST | [MOAT](https://holderbook.com/stocks/MOAT/) | $415.2M | 15,106 | 0.5% | 1 |
| LISTED FDS TR | [INFL](https://holderbook.com/stocks/INFL/) | $407.0M | 14,260 | 0.5% | 1 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $392.5M | 97,506 | 0.5% | 15 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $377.0M | 6,146 | 0.4% | 15 |
| VODAFONE GROUP PLC | [VOD](https://holderbook.com/stocks/VOD/) | $331.9M | 28,844 | 0.4% | 1 |
| LENNAR CORP | [LEN](https://holderbook.com/stocks/LEN/) | $324.6M | 4,600 | 0.4% | 1 |
| ABRDN HEALTHCARE INVESTORS | [HQH](https://holderbook.com/stocks/HQH/) | $324.1M | 64,775 | 0.4% | 10 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $317.7M | 60,181 | 0.4% | 15 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $298.7M | 43,267 | 0.3% | 15 |
| MAGNA INTL INC | [MGA](https://holderbook.com/stocks/MGA/) | $297.5M | 5,787 | 0.3% | 1 |
| FEDEX CORP | [FDX](https://holderbook.com/stocks/FDX/) | $294.9M | 7,973 | 0.3% | 13 |
| LIBERTY GLOBAL PLC | [LBTYKXXXX](https://holderbook.com/stocks/LBTYKXXXX/) | $292.7M | 13,583 | 0.3% | 1 |
| GENERAL MTRS CO | [GM](https://holderbook.com/stocks/GM/) | $291.9M | 18,141 | 0.3% | 8 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $291.4M | 29,444 | 0.3% | 4 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $275.3M | 44,328 | 0.3% | 15 |
| LUMEN TECHNOLOGIES INC | [LUMN](https://holderbook.com/stocks/LUMN/) | $254.7M | 27,385 | 0.3% | 1 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $254.2M | 17,448 | 0.3% | 15 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $209.7M | 17,232 | 0.2% | 13 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $193.6M | 57,683 | 0.2% | 15 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $186.1M | 31,464 | 0.2% | 15 |
| NOVO-NORDISK A S | [NVO](https://holderbook.com/stocks/NVO/) | $181.1M | 5,866 | 0.2% | 3 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $180.8M | 15,967 | 0.2% | 15 |
| BRISTOL-MYERS SQUIBB CO | - | $179.2M | 38,260 | 0.2% | 1 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $172.9M | 29,112 | 0.2% | 10 |
| GPGI INC | [GPGI](https://holderbook.com/stocks/GPGI/) | $156.0M | 30,000 | 0.2% | 1 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $143.2M | 39,614 | 0.2% | 6 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $136.7M | 51,683 | 0.2% | 15 |
| UNITED STS OIL FD LP | [USO](https://holderbook.com/stocks/USO/) | $135.3M | 4,741 | 0.2% | 2 |
| UNILEVER PLC | [ULXXXX](https://holderbook.com/stocks/ULXXXX/) | $127.9M | 10,103 | 0.1% | 4 |
| CARLYLE GROUP INC | [CG](https://holderbook.com/stocks/CG/) | $126.7M | 8,894 | 0.1% | 1 |
| NIKE INC | [NKE](https://holderbook.com/stocks/NKE/) | $122.4M | 37,791 | 0.1% | 15 |
| PIMCO ETF TR | [BOND](https://holderbook.com/stocks/BOND/) | $118.0M | 120,837 | 0.1% | 14 |
| UNITED STS NAT GAS FD LP | [UNGXXXX](https://holderbook.com/stocks/UNGXXXX/) | $116.7M | 6,369 | 0.1% | 1 |
| GENERAL DYNAMICS CORP | [GD](https://holderbook.com/stocks/GD/) | $115.1M | 3,782 | 0.1% | 4 |
| MEDTRONIC PLC | [MDT](https://holderbook.com/stocks/MDT/) | $112.7M | 8,579 | 0.1% | 10 |
| ISHARES TR | [MCHI](https://holderbook.com/stocks/MCHI/) | $112.3M | 2,187 | 0.1% | 1 |
| PIMCO ETF TR | [HYS](https://holderbook.com/stocks/HYS/) | $111.0M | 8,909 | 0.1% | 15 |
| SPDR SERIES TRUST | [CWB](https://holderbook.com/stocks/CWB/) | $106.1M | 189,249 | 0.1% | 15 |
| RIVERNORTH FLEXIBLE MUNI INC | [RFMZ](https://holderbook.com/stocks/RFMZ/) | $104.9M | 15,249 | 0.1% | 1 |
| STARBUCKS CORP | [SBUX](https://holderbook.com/stocks/SBUX/) | $101.2M | 15,717 | 0.1% | 15 |
| INTERNATIONAL FLAVORS&FRAGRA | [IFF](https://holderbook.com/stocks/IFF/) | $100.9M | 1,484 | 0.1% | 1 |
| ADOBE INC | [ADBE](https://holderbook.com/stocks/ADBE/) | $99.6M | 5,416 | 0.1% | 11 |
| ACCENTURE PLC IRELAND | [ACN](https://holderbook.com/stocks/ACN/) | $99.6M | 4,954 | 0.1% | 8 |
| C H ROBINSON WORLDWIDE IN | [CHRW](https://holderbook.com/stocks/CHRW/) | $95.3M | 960 | 0.1% | 1 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $91.8M | 260,192 | 0.1% | 4 |
| THE ARENA GROUP HOLDINGS INC | [AREN](https://holderbook.com/stocks/AREN/) | $90.0M | 10,000 | 0.1% | 1 |
| HORIZON TECHNOLOGY FIN CORP | [HRZN](https://holderbook.com/stocks/HRZN/) | $88.6M | 8,354 | 0.1% | 1 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $87.2M | 45,451 | 0.1% | 6 |
| BECTON DICKINSON & CO | [BDX](https://holderbook.com/stocks/BDX/) | $82.6M | 3,435 | 0.1% | 8 |
| COGNIZANT TECHNOLOGY SOLUTIO | [CTSH](https://holderbook.com/stocks/CTSH/) | $80.7M | 2,545 | 0.1% | 1 |
| INVESCO DB COMMDY INDX TRCK | [DBC](https://holderbook.com/stocks/DBC/) | $76.9M | 5,323 | 0.1% | 1 |
| BIOGEN INC | [BIIB](https://holderbook.com/stocks/BIIB/) | $70.6M | 681 | 0.1% | 1 |
| USA COMPRESSION PARTNERS LP | [USAC](https://holderbook.com/stocks/USAC/) | $62.7M | 4,050 | 0.1% | 1 |
| TOYOTA MOTOR CORP | [TM](https://holderbook.com/stocks/TM/) | $57.9M | 789 | 0.1% | 1 |
| ASPEN GROUP INC | [ASPU](https://holderbook.com/stocks/ASPU/) | $57.1M | 58,300 | 0.1% | 1 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $56.4M | 65,661 | 0.1% | 4 |
| JOURNEY MED CORP | [DERM](https://holderbook.com/stocks/DERM/) | $56.1M | 15,000 | 0.1% | 1 |
| GDL FD | [GDL](https://holderbook.com/stocks/GDL/) | $53.2M | 46,718 | 0.1% | 1 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $48.2M | 201,091 | 0.1% | 15 |
| NOVAGOLD RESOURCES INC | [NG](https://holderbook.com/stocks/NG/) | $48.1M | 10,000 | 0.1% | 1 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $47.2M | 117,145 | 0.1% | 15 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $43.3M | 328,636 | 0.1% | 4 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $43.3M | 24,764 | 0.1% | 8 |
| GUESS INC | [GES](https://holderbook.com/stocks/GES/) | $42.6M | 2,500 | 0.0% | 1 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $42.5M | 47,606 | 0.0% | 15 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $40.5M | 17,857 | 0.0% | 15 |
| SMITH MICRO SOFTWARE INC | [SMSI](https://holderbook.com/stocks/SMSI/) | $38.8M | 19,904 | 0.0% | 1 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $38.1M | 14,548 | 0.0% | 15 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $38.0M | 6,465 | 0.0% | 9 |
| ONTRAK INC | [OTRK](https://holderbook.com/stocks/OTRK/) | $36.1M | 73,950 | 0.0% | 1 |
| ALIBABA GROUP HLDG LTD | [BABA](https://holderbook.com/stocks/BABA/) | $34.6M | 4,820 | 0.0% | 15 |
| AUTOZONE INC | [AZO](https://holderbook.com/stocks/AZO/) | $34.3M | 986 | 0.0% | 5 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $32.1M | 7,038 | 0.0% | 6 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $31.6M | 191,729 | 0.0% | 6 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $31.1M | 55,295 | 0.0% | 11 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $31.1M | 26,328 | 0.0% | 6 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $30.5M | 14,100 | 0.0% | 4 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $30.1M | 283,141 | 0.0% | 15 |
| 3M CO | [MMM](https://holderbook.com/stocks/MMM/) | $28.4M | 22,692 | 0.0% | 15 |
| FORTUNA SILVER MINES INC | [FSM](https://holderbook.com/stocks/FSM/) | $28.4M | 10,000 | 0.0% | 1 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $25.9M | 37,550 | 0.0% | 15 |
| METLIFE INC | [MET](https://holderbook.com/stocks/MET/) | $25.0M | 2,278 | 0.0% | 1 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $24.4M | 13,438 | 0.0% | 15 |
| HUNTSMAN CORP | [HUN](https://holderbook.com/stocks/HUN/) | $24.3M | 2,207 | 0.0% | 1 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $23.5M | 37,828 | 0.0% | 15 |
| LOWES COS INC | [LOW](https://holderbook.com/stocks/LOW/) | $23.2M | 12,037 | 0.0% | 4 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $22.4M | 4,462 | 0.0% | 15 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2022 | -14.6% | -16.5% | +1.9% | 102% |
| Q1 2022 | -5.2% | -4.9% | -0.3% | 102% |
| Q4 2021 | +7.1% | +10.7% | -3.6% | 103% |
| Q3 2021 | -1.5% | +0.3% | -1.8% | 104% |
| Q2 2021 | +7.0% | +8.0% | -1.0% | 103% |
| Q1 2021 | +2.9% | +6.0% | -3.1% | 99% |
| Q4 2020 | +9.6% | +11.6% | -2.0% | 99% |
| Q3 2020 | +5.4% | +8.6% | -3.2% | 103% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2022 | $85.5B | 755 |
| Q1 2022 | $1.3B | 626 |
| Q4 2021 | $1.4B | 654 |
| Q3 2021 | $1.3B | 634 |
| Q2 2021 | $903.9M | 422 |
| Q1 2021 | $855.6M | 432 |
| Q4 2020 | $774.8M | 385 |
| Q3 2020 | $847.4M | 418 |
| Q2 2020 | $911.4M | 419 |
| Q1 2020 | $951.7M | 519 |
| Q4 2019 | $667.1M | 400 |
| Q3 2019 | $573.2M | 393 |