# Warberg Asset Management LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1597506. Source: https://holderbook.com/funds/1597506-warberg-asset-management-llc/

- Reported value: $551.1M
- Positions: 166
- Weight of the ten largest: 69.3%
- Filed: 2026-08-11

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $175.2M | 0 | 31.8% | 1 |
| GRANITE CONSTR INC | - | $46.9M | 14,102,000 | 8.5% | 1 |
| MICROCHIP TECHNOLOGY INC. | - | $42.0M | 15,275,000 | 7.6% | 19 |
| ASTRONICS CORP | - | $31.3M | 7,185,000 | 5.7% | 3 |
| LIVE NATION ENTERTAINMENT IN | - | $19.0M | 10,684,000 | 3.5% | 7 |
| NEXTNAV INC | [NN](https://holderbook.com/stocks/NN/) | $15.3M | 859,839 | 2.8% | 1 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $14.0M | 0 | 2.5% | 2 |
| CORNERSTONE STRATEGIC INVEST | [CLM](https://holderbook.com/stocks/CLM/) | $13.9M | 1,836,581 | 2.5% | 2 |
| GUARDANT HEALTH INC | - | $12.6M | 5,000,000 | 2.3% | 1 |
| HEWLETT PACKARD ENTERPRISE C | [HPEPRC](https://holderbook.com/stocks/HPEPRC/) | $11.7M | 100,154 | 2.1% | 1 |
| TXNM ENERGY INC | - | $8.9M | 6,809,000 | 1.6% | 2 |
| LIBERTY MEDIA CORP DEL | - | $8.6M | 7,500,000 | 1.6% | 1 |
| CORE SCIENTIFIC INC NEW | [CORZW](https://holderbook.com/stocks/CORZW/) | $7.2M | 385,028 | 1.3% | 9 |
| ORMAT TECHNOLOGIES INC | - | $7.2M | 5,700,000 | 1.3% | 1 |
| APOLLO GLOBAL MGMT INC | [APOPRA](https://holderbook.com/stocks/APOPRA/) | $6.7M | 110,589 | 1.2% | 1 |
| LUMENTUM HLDGS INC | - | $6.7M | 1,020,000 | 1.2% | 1 |
| LCI INDS | - | $6.2M | 5,500,000 | 1.1% | 2 |
| ALNYLAM PHARMACEUTICALS INC | - | $6.0M | 5,002,000 | 1.1% | 4 |
| AKAMAI TECHNOLOGIES INC | - | $5.1M | 3,500,000 | 0.9% | 1 |
| HALOZYME THERAPEUTICS INC | - | $5.1M | 3,500,000 | 0.9% | 5 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $4.4M | 0 | 0.8% | 1 |
| JAZZ INVESTMENTS I LTD | - | $4.3M | 2,500,000 | 0.8% | 1 |
| A10 NETWORKS INC | - | $4.2M | 2,500,000 | 0.8% | 1 |
| MIRUM PHARMACEUTICALS INC | - | $3.9M | 1,045,000 | 0.7% | 1 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $3.5M | 0 | 0.6% | 1 |
| SNOWFLAKE INC | - | $3.5M | 2,000,000 | 0.6% | 2 |
| ISHARES TR | [TLT](https://holderbook.com/stocks/TLT/) | $3.5M | 0 | 0.6% | 2 |
| FLUOR CORP | - | $3.3M | 2,500,000 | 0.6% | 1 |
| EPR PPTYS | [EPRPRC](https://holderbook.com/stocks/EPRPRC/) | $2.9M | 115,000 | 0.5% | 13 |
| EVERGY INC | - | $2.5M | 1,747,000 | 0.5% | 4 |
| CENTURY ALUM CO | - | $2.5M | 1,000,000 | 0.4% | 3 |
| UBER TECHNOLOGIES INC | - | $2.3M | 1,953,000 | 0.4% | 5 |
| STEREOTAXIS INC | [STXS](https://holderbook.com/stocks/STXS/) | $1.9M | 1,108,889 | 0.3% | 10 |
| POST HLDGS INC | - | $1.8M | 1,728,000 | 0.3% | 8 |
| AKAMAI TECHNOLOGIES INC | - | $1.8M | 1,500,000 | 0.3% | 2 |
| EPR PPTYS | [EPRPRE](https://holderbook.com/stocks/EPRPRE/) | $1.7M | 54,398 | 0.3% | 5 |
| ALBEMARLE CORP | [ALBPRA](https://holderbook.com/stocks/ALBPRA/) | $1.7M | 30,305 | 0.3% | 3 |
| ROUNDHILL ETF TRUST | - | $1.6M | 0 | 0.3% | 1 |
| FG IMPERII ACQUISITION CORP | [FGII](https://holderbook.com/stocks/FGII/) | $1.5M | 149,908 | 0.3% | 2 |
| BANK OF AMER CORP | [BACPRL](https://holderbook.com/stocks/BACPRL/) | $1.5M | 1,180 | 0.3% | 3 |
| XSOLLA SPAC 1 | [XSLL](https://holderbook.com/stocks/XSLL/) | $1.4M | 138,736 | 0.2% | 2 |
| UNITED AIRLS HLDGS INC | [UAL](https://holderbook.com/stocks/UAL/) | $1.4M | 0 | 0.2% | 1 |
| AMPRIUS TECHNOLOGIES INC | [AMPX](https://holderbook.com/stocks/AMPX/) | $1.3M | 47,000 | 0.2% | 1 |
| WISDOMTREE INC | - | $1.2M | 829,000 | 0.2% | 4 |
| STARBUCKS CORP | [SBUX](https://holderbook.com/stocks/SBUX/) | $1.2M | 0 | 0.2% | 1 |
| ESPERION THERAPEUTICS INC NE | [ESPR](https://holderbook.com/stocks/ESPR/) | $1.2M | 0 | 0.2% | 1 |
| ISHARES SILVER TR | [SLV](https://holderbook.com/stocks/SLV/) | $1.1M | 0 | 0.2% | 1 |
| VENDOME ACQUISITION CORP I | [VNME](https://holderbook.com/stocks/VNME/) | $1.1M | 111,183 | 0.2% | 4 |
| PAYPAL HLDGS INC | [PYPL](https://holderbook.com/stocks/PYPL/) | $1.1M | 0 | 0.2% | 1 |
| COLLECTIVE ACQUISITION CORP | - | $1.0M | 99,668 | 0.2% | 1 |
| PRAETORIAN ACQUISITION CORP | [PTOR](https://holderbook.com/stocks/PTOR/) | $993.0K | 99,999 | 0.2% | 2 |
| REVOLUTION MEDICINES INC | [RVMDW](https://holderbook.com/stocks/RVMDW/) | $889.2K | 94,797 | 0.2% | 1 |
| NEW ENGLAND RLTY ASSOC LTD P | [NEN](https://holderbook.com/stocks/NEN/) | $886.2K | 15,100 | 0.2% | 23 |
| KIMCO REALTY CORP | [KIMPRN](https://holderbook.com/stocks/KIMPRN/) | $862.4K | 13,707 | 0.2% | 1 |
| ORIGIN INVT CORP I | [ORIQ](https://holderbook.com/stocks/ORIQ/) | $862.0K | 83,610 | 0.2% | 4 |
| BLACK HAWK ACQUISITION CORP | [BKHA](https://holderbook.com/stocks/BKHA/) | $856.6K | 71,923 | 0.2% | 9 |
| CRITICAL METALS CORP | [CRML](https://holderbook.com/stocks/CRML/) | $822.0K | 0 | 0.1% | 1 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $768.0K | 0 | 0.1% | 1 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $766.3K | 0 | 0.1% | 1 |
| D BORAL ACQUISITION I CORP | [DBCA](https://holderbook.com/stocks/DBCA/) | $766.2K | 76,851 | 0.1% | 2 |
| KOCHAV DEFENSE ACQUI CO | [KCHV](https://holderbook.com/stocks/KCHV/) | $757.8K | 73,072 | 0.1% | 4 |
| X3 ACQUISITION CORP LTD | [XCBE](https://holderbook.com/stocks/XCBE/) | $749.2K | 75,000 | 0.1% | 2 |
| ACP HOLDINGS ACQUISITION COR | - | $737.3K | 74,172 | 0.1% | 1 |
| VINE HILL CAP INVTS CORP II | [VHCP](https://holderbook.com/stocks/VHCP/) | $703.5K | 70,494 | 0.1% | 2 |
| RF ACQUISITION CORP III | [RFAM](https://holderbook.com/stocks/RFAM/) | $692.1K | 69,949 | 0.1% | 2 |
| SPACE EXPLORATION TECHN CORP | [SPCX](https://holderbook.com/stocks/SPCX/) | $683.4K | 0 | 0.1% | 1 |
| SILICON VY ACQUISITION CORP | [SVAQ](https://holderbook.com/stocks/SVAQ/) | $666.8K | 66,247 | 0.1% | 2 |
| VANECK ETF TRUST | [GDXJ](https://holderbook.com/stocks/GDXJ/) | $611.3K | 6,222 | 0.1% | 1 |
| AMPLITECH GROUP INC | [AMPGR](https://holderbook.com/stocks/AMPGR/) | $596.4K | 309,044 | 0.1% | 2 |
| USA RARE EARTH INC | [USAR](https://holderbook.com/stocks/USAR/) | $546.7K | 25,333 | 0.1% | 3 |
| VALARIS LTD | [VALWS](https://holderbook.com/stocks/VALWS/) | $516.6K | 62,800 | 0.1% | 2 |
| CAL REDWOOD ACQUISITION CORP | [CRAQ](https://holderbook.com/stocks/CRAQ/) | $514.0K | 49,900 | 0.1% | 4 |
| JAB ACQUISITION CORP I | [JABRW](https://holderbook.com/stocks/JABRW/) | $513.2K | 51,168 | 0.1% | 1 |
| ACM RESH INC | [ACMR](https://holderbook.com/stocks/ACMR/) | $507.6K | 0 | 0.1% | 1 |
| BURTECH ACQUISITION CORP II | - | $502.5K | 50,000 | 0.1% | 1 |
| ART TECHNOLOGY ACQUISITION C | [ARTC](https://holderbook.com/stocks/ARTC/) | $496.5K | 50,000 | 0.1% | 2 |
| CROWN RESV ACQUISITION CORP | [CRAC](https://holderbook.com/stocks/CRAC/) | $476.2K | 47,106 | 0.1% | 3 |
| CLEARTHINK 1 ACQUISITION COR | - | $475.6K | 47,995 | 0.1% | 1 |
| MILUNA ACQUISITION CORP | [MMTX](https://holderbook.com/stocks/MMTX/) | $464.9K | 45,989 | 0.1% | 3 |
| SC II ACQUISITION CORP | [SCII](https://holderbook.com/stocks/SCII/) | $463.4K | 46,200 | 0.1% | 2 |
| THAYER VENTURES ACQ CORP II | [TVAI](https://holderbook.com/stocks/TVAI/) | $461.3K | 44,699 | 0.1% | 4 |
| INDIGO ACQUISITION CORP | [INAC](https://holderbook.com/stocks/INAC/) | $457.3K | 44,612 | 0.1% | 4 |
| LAKE SUPERIOR ACQUISITION CO | [LKSP](https://holderbook.com/stocks/LKSP/) | $455.8K | 44,947 | 0.1% | 3 |
| CANTOR EQUITY PARTNERS I INC | [CEPO](https://holderbook.com/stocks/CEPO/) | $443.6K | 42,252 | 0.1% | 1 |
| BARCLAYS BANK PLC | [VXX](https://holderbook.com/stocks/VXX/) | $441.8K | 0 | 0.1% | 1 |
| OCCIDENTAL PETE CORP | [OXYWS](https://holderbook.com/stocks/OXYWS/) | $407.1K | 15,292 | 0.1% | 5 |
| ALPEX ACQUISITION CORP | [ALPXU](https://holderbook.com/stocks/ALPXU/) | $400.8K | 40,000 | 0.1% | 1 |
| POST HLDGS INC | [POST](https://holderbook.com/stocks/POST/) | $397.0K | 4,500 | 0.1% | 3 |
| GLOBA TERRA ACQUISITION COR | [GTERA](https://holderbook.com/stocks/GTERA/) | $374.3K | 36,300 | 0.1% | 4 |
| OTG ACQUISITION CORP. I | [OTGA](https://holderbook.com/stocks/OTGA/) | $360.2K | 35,438 | 0.1% | 3 |
| CHAMPIONSGATE ACQUISITION CO | [CHPG](https://holderbook.com/stocks/CHPG/) | $358.0K | 34,442 | 0.1% | 4 |
| ON SEMICONDUCTOR CORP | - | $357.1K | 196,000 | 0.1% | 2 |
| AA MISSION ACQUISITION CORP | [YCY](https://holderbook.com/stocks/YCY/) | $355.5K | 34,987 | 0.1% | 3 |
| NEXTERA ENERGY CAP HLDGS INC | - | $333.8K | 254,000 | 0.1% | 4 |
| FUTUREWAVE ACQUISITION CORP | [FWACW](https://holderbook.com/stocks/FWACW/) | $321.5K | 32,056 | 0.1% | 1 |
| REGENTIS BIOMATERIALS LTD | [RGNT](https://holderbook.com/stocks/RGNT/) | $306.2K | 86,980 | 0.1% | 1 |
| ALNYLAM PHARMACEUTICALS INC | [ALNY](https://holderbook.com/stocks/ALNY/) | $301.1K | 1,000 | 0.1% | 1 |
| HARVARD AVE ACQUISITION CORP | [HAVA](https://holderbook.com/stocks/HAVA/) | $299.8K | 29,685 | 0.1% | 3 |
| COLLECTIVE ACQUISITION CORP | [CCAQ](https://holderbook.com/stocks/CCAQ/) | $288.2K | 27,601 | 0.1% | 5 |
| AMPLITECH GROUP INC | [AMPG](https://holderbook.com/stocks/AMPG/) | $285.4K | 0 | 0.1% | 1 |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $551.1M | 166 |
| Q1 2026 | $599.6M | 192 |
| Q4 2025 | $831.2M | 181 |
| Q3 2025 | $626.9M | 188 |
| Q2 2025 | $643.2M | 182 |
| Q1 2025 | $605.4M | 191 |
| Q4 2024 | $655.5M | 198 |
| Q3 2024 | $562.1M | 209 |
| Q2 2024 | $658.4M | 220 |
| Q1 2024 | $696.5M | 213 |
| Q4 2023 | $528.0M | 232 |
| Q3 2023 | $495.6M | 244 |