# Winfield Associates, Inc.

> Institutional holdings reported to the SEC as of Q1 2022 on Form 13F. CIK 1569655. Source: https://holderbook.com/funds/1569655-winfield-associates-inc/

- Reported value: $276.4M
- Positions: 153
- Weight of the ten largest: 42.3%
- Filed: 2022-04-05

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $22.3M | 127,475 | 8.1% | 14 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $19.7M | 6,035 | 7.1% | 14 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $17.6M | 56,941 | 6.4% | 14 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $13.6M | 30,061 | 4.9% | 14 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $12.7M | 4,544 | 4.6% | 14 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $8.9M | 19,701 | 3.2% | 14 |
| ISHARES TR | [DVY](https://holderbook.com/stocks/DVY/) | $7.0M | 54,282 | 2.5% | 5 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $5.8M | 25,381 | 2.1% | 14 |
| ISHARES TR | [IJK](https://holderbook.com/stocks/IJK/) | $5.0M | 64,878 | 1.8% | 14 |
| PIMCO ETF TR | [MINT](https://holderbook.com/stocks/MINT/) | $4.6M | 45,512 | 1.6% | 14 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $4.0M | 14,641 | 1.4% | 13 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $3.8M | 1,356 | 1.4% | 14 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $3.6M | 43,100 | 1.3% | 14 |
| VANGUARD SCOTTSDALE FDS | [VCSH](https://holderbook.com/stocks/VCSH/) | $3.5M | 45,326 | 1.3% | 11 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $3.5M | 32,606 | 1.3% | 14 |
| J P MORGAN EXCHANGE TRADED F | [JPST](https://holderbook.com/stocks/JPST/) | $3.3M | 64,890 | 1.2% | 14 |
| MONGODB INC | [MDB](https://holderbook.com/stocks/MDB/) | $3.2M | 7,195 | 1.2% | 14 |
| PROLOGIS INC. | [PLD](https://holderbook.com/stocks/PLD/) | $3.1M | 19,334 | 1.1% | 10 |
| PROGRESSIVE CORP | [PGR](https://holderbook.com/stocks/PGR/) | $3.1M | 27,335 | 1.1% | 14 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $3.1M | 19,360 | 1.1% | 14 |
| ISHARES TR | [SHV](https://holderbook.com/stocks/SHV/) | $3.0M | 27,200 | 1.1% | 14 |
| ARISTA NETWORKS INC | [ANETXXXX](https://holderbook.com/stocks/ANETXXXX/) | $3.0M | 21,360 | 1.1% | 14 |
| CROWN CASTLE INC | [CCI](https://holderbook.com/stocks/CCI/) | $2.9M | 15,929 | 1.1% | 14 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $2.9M | 9,583 | 1.0% | 14 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $2.9M | 26,160 | 1.0% | 11 |
| ISHARES TR | [IGSB](https://holderbook.com/stocks/IGSB/) | $2.8M | 54,793 | 1.0% | 14 |
| ISHARES TR | [IBB](https://holderbook.com/stocks/IBB/) | $2.7M | 20,778 | 1.0% | 14 |
| AMERICAN TOWER CORP | [AMT](https://holderbook.com/stocks/AMT/) | $2.7M | 10,652 | 1.0% | 14 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $2.7M | 24,596 | 1.0% | 5 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $2.6M | 11,571 | 0.9% | 14 |
| ISHARES TR | [VLUE](https://holderbook.com/stocks/VLUE/) | $2.5M | 24,367 | 0.9% | 7 |
| SELECT SECTOR SPDR TR | [XLI](https://holderbook.com/stocks/XLI/) | $2.4M | 23,125 | 0.9% | 14 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $2.3M | 30,059 | 0.8% | 2 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $2.3M | 21,500 | 0.8% | 4 |
| SALESFORCE INC | [CRM](https://holderbook.com/stocks/CRM/) | $2.1M | 9,967 | 0.8% | 13 |
| ISHARES TR | [IEF](https://holderbook.com/stocks/IEF/) | $2.1M | 19,520 | 0.8% | 14 |
| LOWES COS INC | [LOW](https://holderbook.com/stocks/LOW/) | $1.9M | 9,563 | 0.7% | 8 |
| SPDR SERIES TRUST | [CWB](https://holderbook.com/stocks/CWB/) | $1.9M | 24,661 | 0.7% | 14 |
| ISHARES TR | [SHYG](https://holderbook.com/stocks/SHYG/) | $1.9M | 42,544 | 0.7% | 4 |
| ISHARES TR | [SUB](https://holderbook.com/stocks/SUB/) | $1.8M | 17,630 | 0.7% | 14 |
| SELECT SECTOR SPDR TR | [XLU](https://holderbook.com/stocks/XLU/) | $1.8M | 24,175 | 0.7% | 7 |
| PIMCO ETF TR | [BOND](https://holderbook.com/stocks/BOND/) | $1.8M | 17,439 | 0.6% | 14 |
| II-VI INC | [IIVI](https://holderbook.com/stocks/IIVI/) | $1.8M | 24,255 | 0.6% | 13 |
| J P MORGAN EXCHANGE TRADED F | [JMST](https://holderbook.com/stocks/JMST/) | $1.7M | 33,500 | 0.6% | 5 |
| DIGITAL RLTY TR INC | [DLR](https://holderbook.com/stocks/DLR/) | $1.6M | 11,439 | 0.6% | 13 |
| APTIV PLC | [APTVXXXX](https://holderbook.com/stocks/APTVXXXX/) | $1.6M | 13,215 | 0.6% | 14 |
| VANGUARD SCOTTSDALE FDS | [VCIT](https://holderbook.com/stocks/VCIT/) | $1.4M | 16,176 | 0.5% | 8 |
| SSGA ACTIVE ETF TR | [TOTL](https://holderbook.com/stocks/TOTL/) | $1.4M | 30,785 | 0.5% | 14 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $1.3M | 79,625 | 0.5% | 2 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $1.3M | 18,271 | 0.5% | 4 |
| AVIENT CORPORATION | [AVNT](https://holderbook.com/stocks/AVNT/) | $1.3M | 26,938 | 0.5% | 4 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $1.3M | 2,897 | 0.5% | 14 |
| SELECT SECTOR SPDR TR | [XLY](https://holderbook.com/stocks/XLY/) | $1.2M | 6,675 | 0.4% | 14 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $1.2M | 24,861 | 0.4% | 14 |
| J P MORGAN EXCHANGE TRADED F | [JVAL](https://holderbook.com/stocks/JVAL/) | $1.2M | 32,186 | 0.4% | 4 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $1.2M | 10,643 | 0.4% | 14 |
| TARGET CORP | [TGT](https://holderbook.com/stocks/TGT/) | $1.1M | 5,414 | 0.4% | 8 |
| BP PLC | [BP](https://holderbook.com/stocks/BP/) | $1.1M | 38,680 | 0.4% | 4 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $1.1M | 8,284 | 0.4% | 14 |
| J P MORGAN EXCHANGE TRADED F | [BBHY](https://holderbook.com/stocks/BBHY/) | $1.1M | 22,927 | 0.4% | 5 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $1.1M | 21,247 | 0.4% | 8 |
| CIENA CORP | [CIEN](https://holderbook.com/stocks/CIEN/) | $1.1M | 18,055 | 0.4% | 2 |
| SPDR SERIES TRUST | [XBI](https://holderbook.com/stocks/XBI/) | $1.1M | 12,117 | 0.4% | 14 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $1.1M | 2,621 | 0.4% | 13 |
| ISHARES TR | [CMF](https://holderbook.com/stocks/CMF/) | $1.1M | 18,200 | 0.4% | 14 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $991.0K | 4,364 | 0.4% | 7 |
| RITHM CAPITAL CORP | [RITM](https://holderbook.com/stocks/RITM/) | $960.0K | 87,400 | 0.3% | 14 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $940.0K | 6,979 | 0.3% | 10 |
| ISHARES TR | [PFF](https://holderbook.com/stocks/PFF/) | $938.0K | 25,755 | 0.3% | 8 |
| SELECT SECTOR SPDR TR | [XLV](https://holderbook.com/stocks/XLV/) | $937.0K | 6,837 | 0.3% | 14 |
| JANUS DETROIT STR TR | [VNLA](https://holderbook.com/stocks/VNLA/) | $913.0K | 18,600 | 0.3% | 6 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $901.0K | 4,053 | 0.3% | 14 |
| GOLDMAN SACHS ETF TR | [GSLC](https://holderbook.com/stocks/GSLC/) | $890.0K | 10,000 | 0.3% | 13 |
| ISHARES TR | [HYG](https://holderbook.com/stocks/HYG/) | $856.0K | 10,400 | 0.3% | 14 |
| NUVEEN MUN VALUE FD INC | [NUV](https://holderbook.com/stocks/NUV/) | $854.0K | 89,100 | 0.3% | 14 |
| ISHARES TR | [IEI](https://holderbook.com/stocks/IEI/) | $853.0K | 6,990 | 0.3% | 14 |
| ISHARES TR | [DGRO](https://holderbook.com/stocks/DGRO/) | $842.0K | 15,770 | 0.3% | 7 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $832.0K | 5,109 | 0.3% | 4 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $787.0K | 2,229 | 0.3% | 14 |
| HA SUSTAINABLE INFRA CAP INC | [HASI](https://holderbook.com/stocks/HASI/) | $782.0K | 16,482 | 0.3% | 6 |
| SHOPIFY INC | [SHOP](https://holderbook.com/stocks/SHOP/) | $780.0K | 1,154 | 0.3% | 11 |
| XPLR INFRASTRUCTURE LP | [XIFR](https://holderbook.com/stocks/XIFR/) | $746.0K | 8,946 | 0.3% | 6 |
| FIRST TR EXCHANGE-TRADED FD | [LMBS](https://holderbook.com/stocks/LMBS/) | $722.0K | 14,751 | 0.3% | 9 |
| CONOCOPHILLIPS | [COP](https://holderbook.com/stocks/COP/) | $717.0K | 7,169 | 0.3% | 2 |
| IRON MTN INC DEL | [IRM](https://holderbook.com/stocks/IRM/) | $703.0K | 12,680 | 0.3% | 11 |
| ISHARES TR | [IWN](https://holderbook.com/stocks/IWN/) | $699.0K | 4,330 | 0.3% | 14 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $690.0K | 12,380 | 0.2% | 14 |
| SPDR SERIES TRUST | [KRE](https://holderbook.com/stocks/KRE/) | $679.0K | 9,860 | 0.2% | 5 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $670.0K | 3,980 | 0.2% | 13 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $645.0K | 1,264 | 0.2% | 9 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $624.0K | 15,131 | 0.2% | 4 |
| QORVO INC | [QRVO](https://holderbook.com/stocks/QRVO/) | $605.0K | 4,875 | 0.2% | 8 |
| SELECT SECTOR SPDR TR | [XLC](https://holderbook.com/stocks/XLC/) | $603.0K | 8,770 | 0.2% | 14 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $602.0K | 11,813 | 0.2% | 14 |
| GALLAGHER ARTHUR J & CO | [AJG](https://holderbook.com/stocks/AJG/) | $601.0K | 3,442 | 0.2% | 14 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $590.0K | 43,000 | 0.2% | 6 |
| FIRST TR EXCHANGE-TRADED FD | [FTSL](https://holderbook.com/stocks/FTSL/) | $586.0K | 12,455 | 0.2% | 3 |
| SMUCKER J M CO | [SJM](https://holderbook.com/stocks/SJM/) | $577.0K | 4,260 | 0.2% | 14 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $577.0K | 535 | 0.2% | 7 |
| 3M CO | [MMM](https://holderbook.com/stocks/MMM/) | $573.0K | 3,848 | 0.2% | 14 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q1 2022 | -7.0% | -4.9% | -2.1% | 100% |
| Q4 2021 | +8.2% | +10.7% | -2.4% | 100% |
| Q3 2021 | -0.4% | +0.3% | -0.6% | 100% |
| Q2 2021 | +8.7% | +8.0% | +0.7% | 100% |
| Q1 2021 | +0.9% | +6.0% | -5.1% | 100% |
| Q4 2020 | +8.6% | +11.6% | -3.0% | 100% |
| Q3 2020 | +7.2% | +8.6% | -1.4% | 99% |
| Q2 2020 | +21.2% | +19.6% | +1.6% | 99% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q1 2022 | $276.4M | 153 |
| Q4 2021 | $300.2M | 155 |
| Q3 2021 | $270.7M | 151 |
| Q2 2021 | $271.3M | 148 |
| Q1 2021 | $244.4M | 140 |
| Q4 2020 | $236.6M | 134 |
| Q3 2020 | $210.0M | 126 |
| Q2 2020 | $195.3M | 128 |
| Q1 2020 | $158.3M | 121 |
| Q4 2019 | $215.6M | 145 |
| Q3 2019 | $204.6M | 145 |
| Q2 2019 | $192.9M | 127 |