# Regent Investment Management LLC

> Institutional holdings reported to the SEC as of Q4 2022 on Form 13F. CIK 1559968. Source: https://holderbook.com/funds/1559968-regent-investment-management-llc/

- Reported value: $373.3M
- Positions: 202
- Weight of the ten largest: 30.7%
- Filed: 2023-01-26

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $24.3M | 187,159 | 6.5% | 17 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $14.4M | 59,898 | 3.8% | 17 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $12.2M | 90,766 | 3.3% | 17 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $11.6M | 130,596 | 3.1% | 17 |
| HORIZON THERAPEUTICS PUB L | [HZNP](https://holderbook.com/stocks/HZNP/) | $11.5M | 101,451 | 3.1% | 15 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $11.0M | 62,210 | 2.9% | 17 |
| CVS HEALTH CORP | [CVS](https://holderbook.com/stocks/CVS/) | $8.0M | 85,936 | 2.1% | 17 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $7.4M | 48,656 | 2.0% | 17 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $7.2M | 85,665 | 1.9% | 17 |
| BROWN FORMAN CORP | [BFB](https://holderbook.com/stocks/BFB/) | $7.1M | 107,523 | 1.9% | 17 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $6.9M | 95,901 | 1.8% | 17 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $6.9M | 61,937 | 1.8% | 17 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $6.8M | 61,840 | 1.8% | 17 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $5.6M | 109,392 | 1.5% | 17 |
| MCKESSON CORP | [MCK](https://holderbook.com/stocks/MCK/) | $5.3M | 14,105 | 1.4% | 17 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $5.1M | 9,146 | 1.4% | 17 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $5.1M | 153,351 | 1.4% | 17 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $4.9M | 9,246 | 1.3% | 17 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $4.8M | 53,870 | 1.3% | 17 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $4.6M | 45,795 | 1.2% | 11 |
| WILLIAMS COS INC | [WMB](https://holderbook.com/stocks/WMB/) | $4.3M | 130,295 | 1.1% | 17 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $4.2M | 34,742 | 1.1% | 17 |
| LOWES COS INC | [LOW](https://holderbook.com/stocks/LOW/) | $4.1M | 20,646 | 1.1% | 17 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $3.7M | 18,025 | 1.0% | 17 |
| TJX COS INC NEW | [TJX](https://holderbook.com/stocks/TJX/) | $3.7M | 45,989 | 1.0% | 17 |
| THERMO FISHER SCIENTIFIC INC | [TMO](https://holderbook.com/stocks/TMO/) | $3.6M | 6,608 | 1.0% | 17 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $3.5M | 41,625 | 0.9% | 17 |
| AMERIPRISE FINL INC | [AMP](https://holderbook.com/stocks/AMP/) | $3.3M | 10,713 | 0.9% | 17 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $3.3M | 20,488 | 0.9% | 17 |
| WESBANCO INC | [WSBC](https://holderbook.com/stocks/WSBC/) | $3.3M | 89,087 | 0.9% | 17 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $3.2M | 17,962 | 0.9% | 17 |
| ALBEMARLE CORP | [ALB](https://holderbook.com/stocks/ALB/) | $3.0M | 13,980 | 0.8% | 17 |
| COMCAST CORP NEW | [CMCSA](https://holderbook.com/stocks/CMCSA/) | $3.0M | 85,904 | 0.8% | 17 |
| SKYWORKS SOLUTIONS INC | [SWKS](https://holderbook.com/stocks/SWKS/) | $2.9M | 32,225 | 0.8% | 17 |
| TORO CO | [TTC](https://holderbook.com/stocks/TTC/) | $2.9M | 25,480 | 0.8% | 11 |
| NIKE INC | [NKE](https://holderbook.com/stocks/NKE/) | $2.8M | 23,875 | 0.7% | 1 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $2.7M | 8,584 | 0.7% | 17 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $2.7M | 54,118 | 0.7% | 17 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $2.7M | 17,951 | 0.7% | 17 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $2.6M | 7,560 | 0.7% | 17 |
| MOSAIC CO | [MOS](https://holderbook.com/stocks/MOS/) | $2.6M | 59,030 | 0.7% | 10 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $2.6M | 40,108 | 0.7% | 17 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $2.5M | 30,922 | 0.7% | 17 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $2.4M | 13,449 | 0.7% | 17 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $2.3M | 57,804 | 0.6% | 17 |
| FISERV INC | [FISV](https://holderbook.com/stocks/FISV/) | $2.2M | 21,443 | 0.6% | 11 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $2.1M | 44,063 | 0.6% | 17 |
| FREEPORT-MCMORAN INC | [FCX](https://holderbook.com/stocks/FCX/) | $2.1M | 54,010 | 0.5% | 7 |
| GENERAL MILLS INC | [GIS](https://holderbook.com/stocks/GIS/) | $2.0M | 24,385 | 0.5% | 17 |
| WORKDAY INC | [WDAY](https://holderbook.com/stocks/WDAY/) | $2.0M | 11,990 | 0.5% | 17 |
| DANAHER CORP DEL | [DHR](https://holderbook.com/stocks/DHR/) | $2.0M | 7,500 | 0.5% | 17 |
| PRUDENTIAL FINL INC | [PRU](https://holderbook.com/stocks/PRU/) | $2.0M | 19,815 | 0.5% | 17 |
| SCHWAB STRATEGIC TR | [SCHE](https://holderbook.com/stocks/SCHE/) | $2.0M | 82,452 | 0.5% | 17 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $1.9M | 17,302 | 0.5% | 17 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $1.9M | 4,057 | 0.5% | 17 |
| CARDINAL HEALTH INC | [CAH](https://holderbook.com/stocks/CAH/) | $1.8M | 23,655 | 0.5% | 17 |
| HONEYWELL INTL INC | [HONZZZZ](https://holderbook.com/stocks/HONZZZZ/) | $1.8M | 8,397 | 0.5% | 17 |
| MONDELEZ INTL INC | [MDLZ](https://holderbook.com/stocks/MDLZ/) | $1.8M | 26,716 | 0.5% | 17 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $1.8M | 17,477 | 0.5% | 17 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $1.8M | 20,308 | 0.5% | 17 |
| EMERSON ELEC CO | [EMR](https://holderbook.com/stocks/EMR/) | $1.7M | 17,197 | 0.4% | 17 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $1.6M | 4,735 | 0.4% | 9 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $1.6M | 9,550 | 0.4% | 17 |
| HUMANA INC | [HUM](https://holderbook.com/stocks/HUM/) | $1.6M | 3,045 | 0.4% | 17 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $1.5M | 5,008 | 0.4% | 17 |
| STRYKER CORPORATION | [SYK](https://holderbook.com/stocks/SYK/) | $1.5M | 6,300 | 0.4% | 17 |
| SMUCKER J M CO | [SJM](https://holderbook.com/stocks/SJM/) | $1.5M | 9,660 | 0.4% | 17 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $1.5M | 4,130 | 0.4% | 17 |
| BOOKING HOLDINGS INC | [BKNG](https://holderbook.com/stocks/BKNG/) | $1.5M | 746 | 0.4% | 17 |
| AMERICAN ELEC PWR CO INC | [AEP](https://holderbook.com/stocks/AEP/) | $1.5M | 15,710 | 0.4% | 8 |
| CONAGRA BRANDS INC | [CAG](https://holderbook.com/stocks/CAG/) | $1.5M | 38,462 | 0.4% | 17 |
| KIMBERLY-CLARK CORP | [KMB](https://holderbook.com/stocks/KMB/) | $1.5M | 10,845 | 0.4% | 17 |
| KINDER MORGAN INC DEL | [KMI](https://holderbook.com/stocks/KMI/) | $1.5M | 81,325 | 0.4% | 17 |
| METLIFE INC | [MET](https://holderbook.com/stocks/MET/) | $1.5M | 20,235 | 0.4% | 17 |
| WALGREENS BOOTS ALLIANCE INC | [WBA](https://holderbook.com/stocks/WBA/) | $1.4M | 37,044 | 0.4% | 17 |
| UNILEVER PLC | [ULXXXX](https://holderbook.com/stocks/ULXXXX/) | $1.4M | 27,155 | 0.4% | 17 |
| ATLANTICA SUSTAINABLE INFR P | [AY](https://holderbook.com/stocks/AY/) | $1.3M | 51,210 | 0.4% | 7 |
| FIRST SOLAR INC | [FSLR](https://holderbook.com/stocks/FSLR/) | $1.3M | 8,830 | 0.4% | 2 |
| TECK RESOURCES LTD | [TECK](https://holderbook.com/stocks/TECK/) | $1.3M | 34,652 | 0.4% | 3 |
| TAKE-TWO INTERACTIVE SOFTWAR | [TTWO](https://holderbook.com/stocks/TTWO/) | $1.3M | 12,460 | 0.3% | 13 |
| ELEVANCE HEALTH INC FORMERLY | [ELV](https://holderbook.com/stocks/ELV/) | $1.3M | 2,515 | 0.3% | 17 |
| LIBERTY ALL STAR EQUITY FD | [USA](https://holderbook.com/stocks/USA/) | $1.3M | 222,500 | 0.3% | 17 |
| CONOCOPHILLIPS | [COP](https://holderbook.com/stocks/COP/) | $1.3M | 10,647 | 0.3% | 17 |
| NRG ENERGY INC | [NRG](https://holderbook.com/stocks/NRG/) | $1.2M | 39,150 | 0.3% | 7 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $1.2M | 11,240 | 0.3% | 17 |
| ON SEMICONDUCTOR CORP | [ON](https://holderbook.com/stocks/ON/) | $1.2M | 19,215 | 0.3% | 17 |
| BECTON DICKINSON & CO | [BDX](https://holderbook.com/stocks/BDX/) | $1.2M | 4,629 | 0.3% | 17 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $1.2M | 13,917 | 0.3% | 17 |
| VANGUARD INTL EQUITY INDEX F | [VWO](https://holderbook.com/stocks/VWO/) | $1.2M | 29,731 | 0.3% | 17 |
| LIVENT CORP | [LTHM](https://holderbook.com/stocks/LTHM/) | $1.2M | 58,025 | 0.3% | 16 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $1.1M | 25,341 | 0.3% | 17 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $1.1M | 6,346 | 0.3% | 15 |
| APELLIS PHARMACEUTICALS INC | [APLS](https://holderbook.com/stocks/APLS/) | $1.1M | 21,309 | 0.3% | 15 |
| FEDEX CORP | [FDX](https://holderbook.com/stocks/FDX/) | $1.1M | 6,224 | 0.3% | 17 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $1.0M | 5,015 | 0.3% | 17 |
| CENCORA INC | [COR](https://holderbook.com/stocks/COR/) | $1.0M | 6,080 | 0.3% | 17 |
| BRIXMOR PPTY GROUP INC | [BRX](https://holderbook.com/stocks/BRX/) | $1.0M | 44,480 | 0.3% | 15 |
| CHUBB LIMITED | [CB](https://holderbook.com/stocks/CB/) | $974.0K | 4,415 | 0.3% | 17 |
| XPLR INFRASTRUCTURE LP | [XIFR](https://holderbook.com/stocks/XIFR/) | $960.0K | 13,700 | 0.3% | 8 |
| TRAVELERS COMPANIES INC | [TRV](https://holderbook.com/stocks/TRV/) | $874.0K | 4,660 | 0.2% | 17 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q4 2022 | +8.1% | +7.1% | +1.0% | 100% |
| Q3 2022 | -5.7% | -5.3% | -0.4% | 100% |
| Q2 2022 | -14.8% | -16.5% | +1.7% | 100% |
| Q1 2022 | -4.4% | -4.9% | +0.5% | 100% |
| Q4 2021 | +8.9% | +10.7% | -1.8% | 100% |
| Q3 2021 | -1.6% | +0.3% | -1.9% | 100% |
| Q2 2021 | +6.6% | +8.0% | -1.4% | 100% |
| Q1 2021 | +5.7% | +6.0% | -0.3% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q4 2022 | $373.3M | 202 |
| Q3 2022 | $342.7M | 194 |
| Q2 2022 | $358.4M | 194 |
| Q1 2022 | $432.3M | 210 |
| Q4 2021 | $458.8M | 220 |
| Q3 2021 | $417.6M | 214 |
| Q2 2021 | $426.6M | 210 |
| Q1 2021 | $397.2M | 204 |
| Q4 2020 | $360.6M | 194 |
| Q3 2020 | $323.4M | 188 |
| Q2 2020 | $301.0M | 185 |
| Q1 2020 | $242.9M | 178 |