# Wellington Shields & Co., LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1506073. Source: https://holderbook.com/funds/1506073-wellington-shields-co-llc/

- Reported value: $446.5M
- Positions: 329
- Weight of the ten largest: 34.5%
- Filed: 2026-08-10

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $33.6M | 116,104 | 7.5% | 31 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $25.9M | 69,498 | 5.8% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $15.8M | 48,314 | 3.5% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $15.6M | 12,972 | 3.5% | 27 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $14.1M | 70,423 | 3.2% | 27 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $12.3M | 34,927 | 2.8% | 31 |
| EXXONMOBIL HOLDINGS CORP COM SHS | [XOM](https://holderbook.com/stocks/XOM/) | $10.8M | 78,755 | 2.4% | 1 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $10.5M | 9,907 | 2.4% | 27 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $7.7M | 30,747 | 1.7% | 27 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $7.5M | 31,386 | 1.7% | 18 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $6.8M | 24,174 | 1.5% | 27 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $6.8M | 18,966 | 1.5% | 31 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $6.5M | 25,603 | 1.5% | 27 |
| ROCKET LAB CORP | [RKLB](https://holderbook.com/stocks/RKLB/) | $6.0M | 59,164 | 1.3% | 5 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $5.6M | 7,550 | 1.3% | 18 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $5.1M | 14,923 | 1.1% | 17 |
| ILLUMINA INC | [ILMN](https://holderbook.com/stocks/ILMN/) | $5.0M | 28,531 | 1.1% | 27 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $4.7M | 12,628 | 1.1% | 17 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $4.6M | 9,225 | 1.0% | 27 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $4.4M | 17,288 | 1.0% | 31 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $4.4M | 16,088 | 1.0% | 31 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $4.3M | 12,418 | 1.0% | 27 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $4.2M | 36,995 | 0.9% | 31 |
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $4.1M | 29,073 | 0.9% | 27 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $4.1M | 10,738 | 0.9% | 27 |
| PERSONALIS INC | [PSNL](https://holderbook.com/stocks/PSNL/) | $3.9M | 292,489 | 0.9% | 27 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $3.8M | 3,214 | 0.8% | 9 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $3.7M | 31,741 | 0.8% | 28 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $3.7M | 7,737 | 0.8% | 8 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $3.3M | 4,529 | 0.7% | 18 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $3.1M | 4,350 | 0.7% | 25 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $2.9M | 24,924 | 0.7% | 31 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $2.9M | 22,666 | 0.7% | 31 |
| KINDER MORGAN INC DEL | [KMI](https://holderbook.com/stocks/KMI/) | $2.8M | 88,724 | 0.6% | 31 |
| NEWMONT CORP | [NEM](https://holderbook.com/stocks/NEM/) | $2.8M | 30,300 | 0.6% | 27 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $2.6M | 28,846 | 0.6% | 27 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $2.6M | 26,902 | 0.6% | 31 |
| FLOWERS FOODS INC | [FLO](https://holderbook.com/stocks/FLO/) | $2.5M | 321,131 | 0.6% | 27 |
| CONSTELLATION ENERGY CORP | [CEG](https://holderbook.com/stocks/CEG/) | $2.4M | 9,633 | 0.5% | 17 |
| CITIZENS FINL GROUP INC | [CFG](https://holderbook.com/stocks/CFG/) | $2.4M | 34,000 | 0.5% | 27 |
| MCKESSON CORP | [MCK](https://holderbook.com/stocks/MCK/) | $2.4M | 3,152 | 0.5% | 17 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $2.4M | 16,115 | 0.5% | 31 |
| S&P GLOBAL INC | [SPGI](https://holderbook.com/stocks/SPGI/) | $2.4M | 5,800 | 0.5% | 27 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $2.4M | 6,691 | 0.5% | 27 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $2.3M | 39,424 | 0.5% | 27 |
| APOLLO GLOBAL MGMT INC | [APO](https://holderbook.com/stocks/APO/) | $2.2M | 18,989 | 0.5% | 19 |
| GENERAC HLDGS INC | [GNRC](https://holderbook.com/stocks/GNRC/) | $2.2M | 7,404 | 0.5% | 17 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $2.2M | 13,002 | 0.5% | 27 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $2.1M | 9,435 | 0.5% | 27 |
| HONEYWELL AEROSPACE INC | [HONA](https://holderbook.com/stocks/HONA/) | $2.0M | 9,221 | 0.5% | 1 |
| HONEYWELL INTL INC | [HON](https://holderbook.com/stocks/HON/) | $2.0M | 9,021 | 0.5% | 1 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $2.0M | 24,400 | 0.4% | 27 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $1.8M | 74,795 | 0.4% | 31 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $1.8M | 4,929 | 0.4% | 27 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $1.7M | 84,459 | 0.4% | 31 |
| SOUTHERN CO | [SO](https://holderbook.com/stocks/SO/) | $1.7M | 18,084 | 0.4% | 27 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $1.7M | 3,967 | 0.4% | 17 |
| CVS HEALTH CORP | [CVS](https://holderbook.com/stocks/CVS/) | $1.7M | 16,149 | 0.4% | 31 |
| ONEOK INC NEW | [OKE](https://holderbook.com/stocks/OKE/) | $1.7M | 19,086 | 0.4% | 27 |
| CSX CORP | [CSX](https://holderbook.com/stocks/CSX/) | $1.6M | 33,647 | 0.4% | 27 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $1.6M | 11,243 | 0.4% | 27 |
| AFLAC INC | [AFL](https://holderbook.com/stocks/AFL/) | $1.6M | 13,366 | 0.4% | 27 |
| ELEMENT SOLUTIONS INC | [ESI](https://holderbook.com/stocks/ESI/) | $1.6M | 32,800 | 0.4% | 2 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $1.6M | 4,615 | 0.3% | 27 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $1.5M | 41,348 | 0.3% | 17 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $1.5M | 2,861 | 0.3% | 14 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $1.5M | 34,976 | 0.3% | 31 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $1.5M | 7,747 | 0.3% | 25 |
| COMFORT SYS USA INC | [FIX](https://holderbook.com/stocks/FIX/) | $1.5M | 738 | 0.3% | 8 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $1.5M | 6,707 | 0.3% | 27 |
| SHOPIFY INC | [SHOP](https://holderbook.com/stocks/SHOP/) | $1.4M | 12,600 | 0.3% | 31 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $1.4M | 2,008 | 0.3% | 4 |
| DEVON ENERGY CORP NEW | [DVN](https://holderbook.com/stocks/DVN/) | $1.4M | 34,325 | 0.3% | 22 |
| QXO INC | [QXO](https://holderbook.com/stocks/QXO/) | $1.4M | 81,770 | 0.3% | 8 |
| KEYCORP | [KEY](https://holderbook.com/stocks/KEY/) | $1.4M | 61,200 | 0.3% | 22 |
| SIMON PPTY GROUP INC NEW | [SPG](https://holderbook.com/stocks/SPG/) | $1.4M | 6,224 | 0.3% | 24 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $1.4M | 2,367 | 0.3% | 17 |
| IRON MTN INC DEL | [IRM](https://holderbook.com/stocks/IRM/) | $1.3M | 10,643 | 0.3% | 22 |
| FIRST SOLAR INC | [FSLR](https://holderbook.com/stocks/FSLR/) | $1.3M | 5,512 | 0.3% | 23 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $1.3M | 7,132 | 0.3% | 27 |
| BLACKROCK INC | [BLK](https://holderbook.com/stocks/BLK/) | $1.3M | 1,300 | 0.3% | 8 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $1.2M | 2,453 | 0.3% | 27 |
| ENCOMPASS HEALTH CORP | [EHC](https://holderbook.com/stocks/EHC/) | $1.2M | 12,330 | 0.3% | 22 |
| ENBRIDGE INC | [ENB](https://holderbook.com/stocks/ENB/) | $1.2M | 22,889 | 0.3% | 27 |
| JACKSON FINANCIAL INC | [JXN](https://holderbook.com/stocks/JXN/) | $1.2M | 11,816 | 0.3% | 18 |
| ASML HLDG NV | [ASML](https://holderbook.com/stocks/ASML/) | $1.2M | 602 | 0.3% | 11 |
| 3M CO | [MMM](https://holderbook.com/stocks/MMM/) | $1.2M | 7,324 | 0.3% | 27 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $1.2M | 2,837 | 0.3% | 19 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $1.2M | 1,250 | 0.3% | 24 |
| TEVA PHARMACEUTICAL INDS LTD | [TEVA](https://holderbook.com/stocks/TEVA/) | $1.2M | 34,305 | 0.3% | 6 |
| EDISON INTL | [EIX](https://holderbook.com/stocks/EIX/) | $1.2M | 15,500 | 0.3% | 4 |
| TIMKEN CO | [TKR](https://holderbook.com/stocks/TKR/) | $1.1M | 7,900 | 0.3% | 1 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $1.1M | 6,014 | 0.3% | 11 |
| STRATEGY SHS | [HNDL](https://holderbook.com/stocks/HNDL/) | $1.1M | 49,225 | 0.3% | 3 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $1.1M | 12,695 | 0.2% | 27 |
| FREEPORT-MCMORAN INC | [FCX](https://holderbook.com/stocks/FCX/) | $1.1M | 17,517 | 0.2% | 27 |
| PRUDENTIAL FINL INC | [PRU](https://holderbook.com/stocks/PRU/) | $1.1M | 9,982 | 0.2% | 19 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $1.1M | 5,800 | 0.2% | 27 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $1.1M | 1,869 | 0.2% | 30 |
| PNC FINL SVCS GROUP INC | [PNC](https://holderbook.com/stocks/PNC/) | $1.0M | 4,244 | 0.2% | 27 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +12.7% | +14.8% | -2.1% | 100% |
| Q1 2026 | -3.1% | -4.6% | +1.5% | 100% |
| Q4 2025 | +3.6% | +2.4% | +1.3% | 100% |
| Q3 2025 | +8.0% | +7.8% | +0.1% | 100% |
| Q2 2025 | +8.5% | +10.5% | -1.9% | 100% |
| Q1 2025 | -3.8% | -4.6% | +0.7% | 100% |
| Q4 2024 | +0.7% | +2.1% | -1.4% | 100% |
| Q3 2024 | +6.3% | +5.4% | +0.9% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $446.5M | 329 |
| Q1 2026 | $392.4M | 321 |
| Q4 2025 | $405.4M | 321 |
| Q3 2025 | $383.4M | 324 |
| Q2 2025 | $353.3M | 316 |
| Q1 2025 | $319.5M | 304 |
| Q4 2024 | $326.1M | 295 |
| Q3 2024 | $328.9M | 310 |
| Q2 2024 | $307.0M | 304 |
| Q1 2024 | $298.3M | 304 |
| Q4 2023 | $271.1M | 293 |
| Q3 2023 | $400.0M | 289 |