# Wellington Shields Capital Management, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1506071. Source: https://holderbook.com/funds/1506071-wellington-shields-capital-management-llc/

- Reported value: $788.4M
- Positions: 334
- Weight of the ten largest: 36.7%
- Filed: 2026-08-10

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| BLOOM ENERGY CORP | [BE](https://holderbook.com/stocks/BE/) | $46.9M | 154,875 | 5.9% | 4 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $40.2M | 107,830 | 5.1% | 31 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $31.0M | 86,825 | 3.9% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $30.3M | 85,673 | 3.8% | 31 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $29.8M | 51,335 | 3.8% | 27 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $28.9M | 99,923 | 3.7% | 31 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $26.3M | 110,437 | 3.3% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $23.9M | 72,948 | 3.0% | 31 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $16.2M | 47,791 | 2.1% | 31 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $16.0M | 47,036 | 2.0% | 31 |
| QXO INC | [QXO](https://holderbook.com/stocks/QXO/) | $15.7M | 910,228 | 2.0% | 8 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $14.8M | 28,837 | 1.9% | 31 |
| QUANTA SVCS INC | [PWR](https://holderbook.com/stocks/PWR/) | $14.6M | 20,281 | 1.9% | 31 |
| EXXONMOBIL HOLDINGS CORP COM SHS | [XOM](https://holderbook.com/stocks/XOM/) | $14.1M | 102,822 | 1.8% | 1 |
| ISHARES TR | [SOXX](https://holderbook.com/stocks/SOXX/) | $13.4M | 20,887 | 1.7% | 17 |
| MKS INC. | [MKSI](https://holderbook.com/stocks/MKSI/) | $13.2M | 29,770 | 1.7% | 5 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $12.4M | 18,075 | 1.6% | 19 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $12.1M | 25,303 | 1.5% | 8 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $12.0M | 55,467 | 1.5% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $11.7M | 9,793 | 1.5% | 31 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $11.3M | 96,204 | 1.4% | 28 |
| SPDR SERIES TRUST | [XME](https://holderbook.com/stocks/XME/) | $10.9M | 101,712 | 1.4% | 18 |
| CAPITAL ONE FINL CORP | [COF](https://holderbook.com/stocks/COF/) | $10.0M | 50,000 | 1.3% | 25 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $8.9M | 23,542 | 1.1% | 31 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $8.2M | 41,041 | 1.0% | 23 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $7.5M | 11,411 | 0.9% | 16 |
| RTX CORPORATION | [RTX](https://holderbook.com/stocks/RTX/) | $7.4M | 39,062 | 0.9% | 25 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $6.4M | 5,434 | 0.8% | 9 |
| REDDIT INC | [RDDT](https://holderbook.com/stocks/RDDT/) | $5.8M | 33,485 | 0.7% | 5 |
| APOLLO GLOBAL MGMT INC | [APO](https://holderbook.com/stocks/APO/) | $5.7M | 48,133 | 0.7% | 19 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $5.6M | 10,759 | 0.7% | 14 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $5.2M | 20,398 | 0.7% | 31 |
| MCKESSON CORP | [MCK](https://holderbook.com/stocks/MCK/) | $5.1M | 6,759 | 0.6% | 18 |
| SPDR SERIES TRUST | [XBI](https://holderbook.com/stocks/XBI/) | $5.1M | 31,985 | 0.6% | 3 |
| FLOWERS FOODS INC | [FLO](https://holderbook.com/stocks/FLO/) | $4.7M | 589,705 | 0.6% | 31 |
| PERSONALIS INC | [PSNL](https://holderbook.com/stocks/PSNL/) | $4.6M | 339,733 | 0.6% | 29 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $4.1M | 19,345 | 0.5% | 11 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $4.1M | 14,566 | 0.5% | 31 |
| EDWARDS LIFESCIENCES CORP | [EW](https://holderbook.com/stocks/EW/) | $4.1M | 44,831 | 0.5% | 31 |
| ASML HLDG NV | [ASML](https://holderbook.com/stocks/ASML/) | $4.0M | 2,011 | 0.5% | 25 |
| BLACKROCK INC | [BLK](https://holderbook.com/stocks/BLK/) | $3.9M | 4,015 | 0.5% | 8 |
| ILLINOIS TOOL WKS INC | [ITW](https://holderbook.com/stocks/ITW/) | $3.8M | 13,900 | 0.5% | 19 |
| UBER TECHNOLOGIES INC | [UBER](https://holderbook.com/stocks/UBER/) | $3.7M | 50,990 | 0.5% | 11 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $3.4M | 30,188 | 0.4% | 24 |
| PILGRIMS PRIDE CORP | [PPC](https://holderbook.com/stocks/PPC/) | $3.3M | 117,602 | 0.4% | 1 |
| ISHARES SILVER TR | [SLV](https://holderbook.com/stocks/SLV/) | $3.3M | 61,322 | 0.4% | 22 |
| PDD HOLDINGS INC | [PDD](https://holderbook.com/stocks/PDD/) | $3.3M | 42,842 | 0.4% | 1 |
| EATON CORP PLC | [ETN](https://holderbook.com/stocks/ETN/) | $3.2M | 7,549 | 0.4% | 30 |
| CURTISS WRIGHT CORP | [CW](https://holderbook.com/stocks/CW/) | $3.2M | 4,223 | 0.4% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $3.2M | 12,573 | 0.4% | 31 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $3.2M | 8,540 | 0.4% | 18 |
| DAUCH CORP | [DCH](https://holderbook.com/stocks/DCH/) | $3.2M | 584,190 | 0.4% | 1 |
| CONSTELLATION ENERGY CORP | [CEG](https://holderbook.com/stocks/CEG/) | $3.1M | 12,521 | 0.4% | 18 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $3.1M | 8,790 | 0.4% | 31 |
| CITIZENS FINL GROUP INC | [CFG](https://holderbook.com/stocks/CFG/) | $3.1M | 44,000 | 0.4% | 31 |
| DELL TECHNOLOGIES INC | [DELL](https://holderbook.com/stocks/DELL/) | $3.1M | 7,107 | 0.4% | 3 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $3.0M | 8,860 | 0.4% | 31 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $3.0M | 37,085 | 0.4% | 31 |
| SIMON PPTY GROUP INC NEW | [SPG](https://holderbook.com/stocks/SPG/) | $3.0M | 13,465 | 0.4% | 22 |
| CARLYLE GROUP INC | [CG](https://holderbook.com/stocks/CG/) | $3.0M | 71,310 | 0.4% | 27 |
| MP MATERIALS CORP | [MP](https://holderbook.com/stocks/MP/) | $2.9M | 51,680 | 0.4% | 5 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $2.8M | 5,669 | 0.4% | 31 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $2.8M | 13,414 | 0.4% | 22 |
| DEERE & CO | [DE](https://holderbook.com/stocks/DE/) | $2.8M | 4,365 | 0.4% | 31 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $2.8M | 10,128 | 0.3% | 31 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $2.8M | 2,719 | 0.3% | 5 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $2.7M | 31,300 | 0.3% | 31 |
| SNAP ON INC | [SNA](https://holderbook.com/stocks/SNA/) | $2.6M | 6,450 | 0.3% | 31 |
| INTUITIVE SURGICAL INC | [ISRG](https://holderbook.com/stocks/ISRG/) | $2.5M | 6,325 | 0.3% | 9 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $2.5M | 6,794 | 0.3% | 31 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $2.5M | 3,328 | 0.3% | 31 |
| TRONOX HOLDINGS PLC | [TROX](https://holderbook.com/stocks/TROX/) | $2.4M | 388,123 | 0.3% | 5 |
| CELESTICA INC | [CLS](https://holderbook.com/stocks/CLS/) | $2.4M | 6,660 | 0.3% | 1 |
| CHENIERE ENERGY INC | [LNG](https://holderbook.com/stocks/LNG/) | $2.2M | 9,097 | 0.3% | 16 |
| NORFOLK SOUTHN CORP | [NSC](https://holderbook.com/stocks/NSC/) | $2.1M | 6,631 | 0.3% | 2 |
| WP CAREY INC | [WPC](https://holderbook.com/stocks/WPC/) | $2.1M | 29,127 | 0.3% | 31 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $2.0M | 4,753 | 0.3% | 25 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $1.9M | 2,065 | 0.2% | 24 |
| VANECK ETF TRUST | [GDXJ](https://holderbook.com/stocks/GDXJ/) | $1.9M | 19,050 | 0.2% | 19 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $1.9M | 44,014 | 0.2% | 31 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $1.8M | 3,537 | 0.2% | 31 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $1.8M | 9,759 | 0.2% | 31 |
| ISHARES INC | [EWZ](https://holderbook.com/stocks/EWZ/) | $1.7M | 50,500 | 0.2% | 19 |
| ELEMENT SOLUTIONS INC | [ESI](https://holderbook.com/stocks/ESI/) | $1.7M | 36,258 | 0.2% | 2 |
| ILLUMINA INC | [ILMN](https://holderbook.com/stocks/ILMN/) | $1.7M | 9,840 | 0.2% | 31 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $1.7M | 2,380 | 0.2% | 31 |
| ENERGY TRANSFER L P | [ET](https://holderbook.com/stocks/ET/) | $1.7M | 87,425 | 0.2% | 18 |
| SHELL PLC | [SHEL](https://holderbook.com/stocks/SHEL/) | $1.6M | 21,058 | 0.2% | 18 |
| TIMKEN CO | [TKR](https://holderbook.com/stocks/TKR/) | $1.6M | 11,225 | 0.2% | 1 |
| CVS HEALTH CORP | [CVS](https://holderbook.com/stocks/CVS/) | $1.6M | 15,461 | 0.2% | 31 |
| TEVA PHARMACEUTICAL INDS LTD | [TEVA](https://holderbook.com/stocks/TEVA/) | $1.6M | 45,773 | 0.2% | 6 |
| ROCKET COS INC | [RKT](https://holderbook.com/stocks/RKT/) | $1.5M | 95,692 | 0.2% | 5 |
| CAMECO CORP | [CCJ](https://holderbook.com/stocks/CCJ/) | $1.5M | 14,600 | 0.2% | 12 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $1.4M | 10,171 | 0.2% | 31 |
| TAKE-TWO INTERACTIVE SOFTWAR | [TTWO](https://holderbook.com/stocks/TTWO/) | $1.4M | 5,600 | 0.2% | 4 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $1.4M | 8,436 | 0.2% | 31 |
| JEFFERIES FINANCIAL GROUP IN | [JEF](https://holderbook.com/stocks/JEF/) | $1.4M | 27,900 | 0.2% | 31 |
| PETROLEO BRASILEIRO S A | [PBRA](https://holderbook.com/stocks/PBRA/) | $1.4M | 94,600 | 0.2% | 19 |
| GLOBAL X FDS | [URA](https://holderbook.com/stocks/URA/) | $1.4M | 31,625 | 0.2% | 19 |
| TEMPUS AI INC | [TEM](https://holderbook.com/stocks/TEM/) | $1.4M | 23,594 | 0.2% | 3 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +20.6% | +14.8% | +5.8% | 100% |
| Q1 2026 | -3.3% | -4.6% | +1.4% | 100% |
| Q4 2025 | +4.6% | +2.4% | +2.2% | 100% |
| Q3 2025 | +10.0% | +7.8% | +2.2% | 100% |
| Q2 2025 | +10.4% | +10.5% | -0.0% | 100% |
| Q4 2024 | +1.9% | +2.1% | -0.3% | 100% |
| Q3 2024 | +4.5% | +5.4% | -1.0% | 100% |
| Q2 2024 | +1.9% | +4.0% | -2.1% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $788.4M | 334 |
| Q1 2026 | $666.2M | 325 |
| Q4 2025 | $685.8M | 316 |
| Q3 2025 | $658.9M | 335 |
| Q2 2025 | $591.0M | 322 |
| Q1 2025 | $551.4M | 313 |
| Q4 2024 | $565.4M | 306 |
| Q3 2024 | $575.3M | 313 |
| Q2 2024 | $549.3M | 307 |
| Q1 2024 | $530.4M | 304 |
| Q4 2023 | $801.6M | 299 |
| Q3 2023 | $757.8M | 304 |