# Sigma Planning Corp

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1449126. Source: https://holderbook.com/funds/1449126-sigma-planning-corp/

- Reported value: $4.0B
- Positions: 1,395
- Weight of the ten largest: 23.2%
- Filed: 2026-08-07

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $211.8M | 282,773 | 5.3% | 31 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $167.8M | 579,763 | 4.2% | 31 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $111.0M | 552,864 | 2.8% | 31 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $85.2M | 115,727 | 2.1% | 31 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $71.1M | 298,285 | 1.8% | 31 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $60.4M | 80,585 | 1.5% | 31 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $58.8M | 427,683 | 1.5% | 31 |
| ISHARES TR | [DGRO](https://holderbook.com/stocks/DGRO/) | $54.7M | 721,444 | 1.4% | 31 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $50.1M | 134,286 | 1.3% | 31 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $49.2M | 71,642 | 1.2% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $48.4M | 136,886 | 1.2% | 31 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $36.6M | 335,905 | 0.9% | 31 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $32.7M | 965,245 | 0.8% | 31 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $30.7M | 85,938 | 0.8% | 31 |
| SCHWAB STRATEGIC TR | [SCHD](https://holderbook.com/stocks/SCHD/) | $29.3M | 924,059 | 0.7% | 31 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $29.3M | 25,156 | 0.7% | 31 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $26.8M | 25,189 | 0.7% | 31 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $26.3M | 320,294 | 0.7% | 16 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $25.3M | 68,433 | 0.6% | 31 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $24.2M | 64,110 | 0.6% | 31 |
| CAPITAL GROUP DIVIDEND VALUE | [CGDV](https://holderbook.com/stocks/CGDV/) | $22.9M | 464,598 | 0.6% | 17 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $22.4M | 38,503 | 0.6% | 31 |
| ISHARES TR | [IVE](https://holderbook.com/stocks/IVE/) | $21.8M | 96,026 | 0.5% | 31 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $21.5M | 279,409 | 0.5% | 31 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $21.2M | 42,467 | 0.5% | 31 |
| FIRST TR EXCHANGE-TRADED FD | [RDVY](https://holderbook.com/stocks/RDVY/) | $20.5M | 252,822 | 0.5% | 31 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $20.4M | 36,147 | 0.5% | 31 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $20.0M | 135,003 | 0.5% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $17.9M | 54,714 | 0.5% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $17.6M | 14,696 | 0.4% | 31 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $17.4M | 22,848 | 0.4% | 25 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $17.1M | 40,640 | 0.4% | 31 |
| ISHARES GOLD TR | [IAU](https://holderbook.com/stocks/IAU/) | $16.7M | 220,618 | 0.4% | 21 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $16.5M | 86,544 | 0.4% | 31 |
| SPDR GOLD TR | [GLD](https://holderbook.com/stocks/GLD/) | $16.2M | 44,071 | 0.4% | 31 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $16.2M | 24,678 | 0.4% | 26 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $15.8M | 62,029 | 0.4% | 31 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $15.4M | 70,802 | 0.4% | 31 |
| ISHARES TR | [IDV](https://holderbook.com/stocks/IDV/) | $15.3M | 368,931 | 0.4% | 10 |
| SCHWAB STRATEGIC TR | [SCHX](https://holderbook.com/stocks/SCHX/) | $14.9M | 507,745 | 0.4% | 31 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $14.7M | 15,730 | 0.4% | 31 |
| ISHARES TR | [FLOT](https://holderbook.com/stocks/FLOT/) | $14.6M | 286,822 | 0.4% | 31 |
| PACER FDS TR | [COWZ](https://holderbook.com/stocks/COWZ/) | $14.3M | 229,879 | 0.4% | 22 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $14.1M | 55,986 | 0.4% | 31 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $13.8M | 82,993 | 0.3% | 31 |
| FIRST TR EXCHANGE-TRADED FD | [SDVY](https://holderbook.com/stocks/SDVY/) | $13.7M | 318,247 | 0.3% | 22 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $13.3M | 117,735 | 0.3% | 31 |
| ISHARES TR | [IMCG](https://holderbook.com/stocks/IMCG/) | $12.9M | 130,983 | 0.3% | 31 |
| ISHARES TR | [IGSB](https://holderbook.com/stocks/IGSB/) | $12.8M | 244,321 | 0.3% | 31 |
| FIRST TR EXCHNG TRADED FD VI | [BUFR](https://holderbook.com/stocks/BUFR/) | $12.6M | 345,093 | 0.3% | 21 |
| INVESCO EXCHANGE TRADED FD T | [RSP](https://holderbook.com/stocks/RSP/) | $12.5M | 58,565 | 0.3% | 31 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $12.4M | 35,150 | 0.3% | 31 |
| VANGUARD INDEX FDS | [VB](https://holderbook.com/stocks/VB/) | $12.3M | 40,643 | 0.3% | 31 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $12.0M | 148,820 | 0.3% | 31 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $12.0M | 34,832 | 0.3% | 31 |
| INVESCO EXCH TRADED FD TR II | [QQQM](https://holderbook.com/stocks/QQQM/) | $11.8M | 39,037 | 0.3% | 15 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $11.8M | 165,795 | 0.3% | 31 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $11.6M | 41,417 | 0.3% | 31 |
| VANGUARD BD INDEX FDS | [BIV](https://holderbook.com/stocks/BIV/) | $11.4M | 148,697 | 0.3% | 31 |
| ISHARES TR | [IUSV](https://holderbook.com/stocks/IUSV/) | $11.3M | 102,816 | 0.3% | 31 |
| J P MORGAN EXCHANGE TRADED F | [JEPQ](https://holderbook.com/stocks/JEPQ/) | $11.3M | 183,824 | 0.3% | 16 |
| VANGUARD WORLD FD | [VGT](https://holderbook.com/stocks/VGT/) | $11.2M | 93,680 | 0.3% | 31 |
| ISHARES TR | [IGIB](https://holderbook.com/stocks/IGIB/) | $11.1M | 209,320 | 0.3% | 11 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $11.0M | 80,117 | 0.3% | 31 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $10.8M | 45,434 | 0.3% | 31 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $10.5M | 105,579 | 0.3% | 31 |
| VANGUARD INDEX FDS | [VUG](https://holderbook.com/stocks/VUG/) | $10.3M | 120,138 | 0.3% | 31 |
| ISHARES TR | [USIG](https://holderbook.com/stocks/USIG/) | $10.2M | 199,125 | 0.3% | 11 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $10.1M | 21,225 | 0.3% | 24 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $9.9M | 113,356 | 0.3% | 31 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $9.8M | 44,442 | 0.2% | 31 |
| AMERICAN CENTY ETF TR | [AVUV](https://holderbook.com/stocks/AVUV/) | $9.6M | 76,915 | 0.2% | 21 |
| INVESCO EXCH TRADED FD TR II | [SPMO](https://holderbook.com/stocks/SPMO/) | $9.4M | 58,369 | 0.2% | 9 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $9.4M | 78,226 | 0.2% | 22 |
| ISHARES TR | [IJT](https://holderbook.com/stocks/IJT/) | $9.1M | 50,908 | 0.2% | 31 |
| FIRST TR EXCHANGE TRADED FD | [AIRR](https://holderbook.com/stocks/AIRR/) | $9.0M | 67,384 | 0.2% | 21 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $8.9M | 91,857 | 0.2% | 31 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $8.8M | 8,745 | 0.2% | 31 |
| TIDAL TRUST II | [FCUS](https://holderbook.com/stocks/FCUS/) | $8.8M | 196,946 | 0.2% | 10 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $8.7M | 12,058 | 0.2% | 31 |
| VANGUARD SCOTTSDALE FDS | [VCSH](https://holderbook.com/stocks/VCSH/) | $8.7M | 109,942 | 0.2% | 31 |
| FIDELITY COVINGTON TRUST | [FTEC](https://holderbook.com/stocks/FTEC/) | $8.6M | 30,272 | 0.2% | 31 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $8.6M | 19,859 | 0.2% | 7 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $8.5M | 58,305 | 0.2% | 31 |
| SELECT SECTOR SPDR TR | [XLI](https://holderbook.com/stocks/XLI/) | $8.5M | 46,079 | 0.2% | 31 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $8.5M | 38,200 | 0.2% | 31 |
| ISHARES SILVER TR | [SLV](https://holderbook.com/stocks/SLV/) | $8.5M | 158,908 | 0.2% | 31 |
| FIDELITY COMWLTH TR | [ONEQ](https://holderbook.com/stocks/ONEQ/) | $8.5M | 81,887 | 0.2% | 31 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $8.4M | 157,801 | 0.2% | 31 |
| SELECT SECTOR SPDR TR | [XLU](https://holderbook.com/stocks/XLU/) | $8.4M | 184,324 | 0.2% | 31 |
| CAPITAL GROUP GROWTH ETF | [CGGR](https://holderbook.com/stocks/CGGR/) | $8.3M | 175,411 | 0.2% | 15 |
| SCHWAB STRATEGIC TR | [FNDB](https://holderbook.com/stocks/FNDB/) | $8.1M | 264,893 | 0.2% | 1 |
| PACER FDS TR | [PSFF](https://holderbook.com/stocks/PSFF/) | $8.1M | 235,149 | 0.2% | 13 |
| ISHARES TR | [IOO](https://holderbook.com/stocks/IOO/) | $8.1M | 58,948 | 0.2% | 31 |
| FIDELITY MERRIMACK STR TR | [FBND](https://holderbook.com/stocks/FBND/) | $8.0M | 175,486 | 0.2% | 31 |
| INNOVATOR ETFS TRUST | [ZALT](https://holderbook.com/stocks/ZALT/) | $8.0M | 235,381 | 0.2% | 8 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $7.9M | 187,124 | 0.2% | 31 |
| FIRST TR EXCHANGE-TRADED FD | [TDIV](https://holderbook.com/stocks/TDIV/) | $7.9M | 68,710 | 0.2% | 28 |
| ISHARES TR | [IJS](https://holderbook.com/stocks/IJS/) | $7.9M | 57,619 | 0.2% | 31 |
| FIRST TR EXCHANGE TRADED FD | [CIBR](https://holderbook.com/stocks/CIBR/) | $7.8M | 87,095 | 0.2% | 25 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +12.1% | +14.8% | -2.8% | 100% |
| Q1 2026 | -1.9% | -4.6% | +2.7% | 100% |
| Q4 2025 | +1.8% | +2.4% | -0.6% | 100% |
| Q3 2025 | +7.6% | +7.8% | -0.3% | 100% |
| Q2 2025 | +7.9% | +10.5% | -2.6% | 100% |
| Q1 2025 | -3.4% | -4.6% | +1.1% | 100% |
| Q4 2024 | +0.6% | +2.1% | -1.5% | 100% |
| Q3 2024 | +5.2% | +5.4% | -0.2% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $4.0B | 1,395 |
| Q1 2026 | $3.6B | 1,303 |
| Q4 2025 | $3.6B | 1,289 |
| Q3 2025 | $3.5B | 1,283 |
| Q2 2025 | $3.3B | 1,238 |
| Q1 2025 | $3.1B | 1,191 |
| Q4 2024 | $3.2B | 1,160 |
| Q3 2024 | $3.3B | 1,207 |
| Q2 2024 | $3.2B | 1,180 |
| Q1 2024 | $3.2B | 1,216 |
| Q4 2023 | $1.3B | 844 |
| Q3 2023 | $2.7B | 1,191 |