# 3D ASSET MANAGEMENT, INC

> Institutional holdings reported to the SEC as of Q3 2020 on Form 13F. CIK 1359371. Source: https://holderbook.com/funds/1359371-3d-asset-management-inc/

- Reported value: $359.6M
- Positions: 76
- Weight of the ten largest: 69.9%
- Filed: 2020-11-09

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $39.0M | 373,037 | 10.8% | 8 |
| J P MORGAN EXCHANGE TRADED F | [JQUA](https://holderbook.com/stocks/JQUA/) | $33.2M | 1,022,057 | 9.2% | 5 |
| FLEXSHARES TR | [QDEF](https://holderbook.com/stocks/QDEF/) | $32.7M | 740,612 | 9.1% | 8 |
| WISDOMTREE TR | [AGGY](https://holderbook.com/stocks/AGGY/) | $31.2M | 579,617 | 8.7% | 8 |
| GOLDMAN SACHS ETF TR | [GSIE](https://holderbook.com/stocks/GSIE/) | $22.6M | 804,573 | 6.3% | 8 |
| WISDOMTREE TR | [EZM](https://holderbook.com/stocks/EZM/) | $22.2M | 649,870 | 6.2% | 8 |
| FLEXSHARES TR | [IQDF](https://holderbook.com/stocks/IQDF/) | $21.9M | 1,058,132 | 6.1% | 8 |
| WISDOMTREE TR | [DLS](https://holderbook.com/stocks/DLS/) | $19.2M | 320,308 | 5.3% | 8 |
| FIRST TR EXCHANGE-TRADED FD | [LMBS](https://holderbook.com/stocks/LMBS/) | $15.3M | 295,918 | 4.3% | 7 |
| WISDOMTREE TR | [DGRE](https://holderbook.com/stocks/DGRE/) | $14.0M | 579,751 | 3.9% | 3 |
| WISDOMTREE TR | [EES](https://holderbook.com/stocks/EES/) | $13.4M | 450,142 | 3.7% | 8 |
| ISHARES TR | [IVLU](https://holderbook.com/stocks/IVLU/) | $11.7M | 598,364 | 3.3% | 8 |
| WISDOMTREE TR | [DGS](https://holderbook.com/stocks/DGS/) | $10.6M | 256,478 | 2.9% | 8 |
| FIRST TR EXCHNG TRADED FD VI | [DAUG](https://holderbook.com/stocks/DAUG/) | $8.8M | 277,954 | 2.5% | 2 |
| ABRDN ETFS | [BCI](https://holderbook.com/stocks/BCI/) | $8.3M | 419,111 | 2.3% | 3 |
| J P MORGAN EXCHANGE TRADED F | [JMST](https://holderbook.com/stocks/JMST/) | $7.3M | 142,284 | 2.0% | 6 |
| DBX ETF TR | [RVNU](https://holderbook.com/stocks/RVNU/) | $7.0M | 246,139 | 1.9% | 8 |
| FLEXSHARES TR | [GQRE](https://holderbook.com/stocks/GQRE/) | $5.8M | 110,208 | 1.6% | 8 |
| FLEXSHARES TR | [HYGV](https://holderbook.com/stocks/HYGV/) | $3.2M | 68,525 | 0.9% | 3 |
| JOHN HANCOCK EXCHANGE TRADED | [JHMM](https://holderbook.com/stocks/JHMM/) | $2.8M | 75,199 | 0.8% | 8 |
| FIRST TR EXCH TRADED FD III | [FMB](https://holderbook.com/stocks/FMB/) | $2.4M | 42,436 | 0.7% | 2 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $2.1M | 17,969 | 0.6% | 8 |
| AMERICAN CENTY ETF TR | [TAXF](https://holderbook.com/stocks/TAXF/) | $2.0M | 37,961 | 0.6% | 2 |
| INVESCO EXCH TRD SLF IDX FD | [BSCP](https://holderbook.com/stocks/BSCP/) | $1.2M | 55,369 | 0.3% | 8 |
| FLEXSHARES TR | [BNDC](https://holderbook.com/stocks/BNDC/) | $1.2M | 45,088 | 0.3% | 2 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $1.0M | 6,804 | 0.3% | 8 |
| VANGUARD INDEX FDS | [VOT](https://holderbook.com/stocks/VOT/) | $998.0K | 5,538 | 0.3% | 8 |
| INVESCO EXCH TRD SLF IDX FD | [BSCN](https://holderbook.com/stocks/BSCN/) | $878.0K | 40,272 | 0.2% | 8 |
| FLEXSHARES TR | [QLC](https://holderbook.com/stocks/QLC/) | $737.0K | 20,082 | 0.2% | 2 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $664.0K | 1,977 | 0.2% | 8 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $624.0K | 2,248 | 0.2% | 8 |
| GLOBAL X FDS | [BOTZ](https://holderbook.com/stocks/BOTZ/) | $599.0K | 21,482 | 0.2% | 8 |
| FLEXSHARES TR | [TLTD](https://holderbook.com/stocks/TLTD/) | $583.0K | 10,408 | 0.2% | 2 |
| SELECT SECTOR SPDR TR | [XLK](https://holderbook.com/stocks/XLK/) | $568.0K | 4,865 | 0.2% | 2 |
| SPDR INDEX SHS FDS | [GWX](https://holderbook.com/stocks/GWX/) | $564.0K | 18,561 | 0.2% | 8 |
| SPDR INDEX SHS FDS | [SPEM](https://holderbook.com/stocks/SPEM/) | $558.0K | 15,271 | 0.2% | 8 |
| INVESCO EXCH TRD SLF IDX FD | [BSCM](https://holderbook.com/stocks/BSCM/) | $488.0K | 22,358 | 0.1% | 8 |
| ISHARES TR | [USMV](https://holderbook.com/stocks/USMV/) | $483.0K | 7,587 | 0.1% | 8 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $436.0K | 4,185 | 0.1% | 2 |
| JACOBS ENGR GROUP INC | [JXXXX](https://holderbook.com/stocks/JXXXX/) | $416.0K | 4,485 | 0.1% | 8 |
| SELECT SECTOR SPDR TR | [XLV](https://holderbook.com/stocks/XLV/) | $405.0K | 3,841 | 0.1% | 2 |
| ISHARES TR | [IMTM](https://holderbook.com/stocks/IMTM/) | $403.0K | 11,866 | 0.1% | 8 |
| CANOPY GROWTH CORP | [CGC](https://holderbook.com/stocks/CGC/) | $396.0K | 27,651 | 0.1% | 1 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $391.0K | 3,378 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLY](https://holderbook.com/stocks/XLY/) | $390.0K | 2,656 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLU](https://holderbook.com/stocks/XLU/) | $380.0K | 6,400 | 0.1% | 3 |
| SPDR SERIES TRUST | [SPSB](https://holderbook.com/stocks/SPSB/) | $375.0K | 11,959 | 0.1% | 8 |
| SELECT SECTOR SPDR TR | [XLC](https://holderbook.com/stocks/XLC/) | $372.0K | 6,268 | 0.1% | 1 |
| ISHARES TR | [IJT](https://holderbook.com/stocks/IJT/) | $358.0K | 2,028 | 0.1% | 8 |
| SELECT SECTOR SPDR TR | [XLP](https://holderbook.com/stocks/XLP/) | $336.0K | 5,236 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLF](https://holderbook.com/stocks/XLF/) | $336.0K | 13,965 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLI](https://holderbook.com/stocks/XLI/) | $329.0K | 4,271 | 0.1% | 1 |
| SPDR SERIES TRUST | [SIMS](https://holderbook.com/stocks/SIMS/) | $325.0K | 10,038 | 0.1% | 8 |
| BERKSHIRE HATHAWAY INC DEL | [BRKA](https://holderbook.com/stocks/BRKA/) | $320.0K | 1 | 0.1% | 2 |
| SCOTTS MIRACLE-GRO CO | [SMG](https://holderbook.com/stocks/SMG/) | $320.0K | 2,090 | 0.1% | 1 |
| SPDR SERIES TRUST | [FITE](https://holderbook.com/stocks/FITE/) | $316.0K | 8,511 | 0.1% | 8 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $307.0K | 2,281 | 0.1% | 2 |
| NUSHARES ETF TR | [NULG](https://holderbook.com/stocks/NULG/) | $300.0K | 5,886 | 0.1% | 1 |
| ISHARES TR | [IWD](https://holderbook.com/stocks/IWD/) | $295.0K | 2,497 | 0.1% | 8 |
| INVESCO EXCH TRD SLF IDX FD | [BSCL](https://holderbook.com/stocks/BSCL/) | $294.0K | 13,781 | 0.1% | 8 |
| SELECT SECTOR SPDR TR | [XLB](https://holderbook.com/stocks/XLB/) | $288.0K | 4,518 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLRE](https://holderbook.com/stocks/XLRE/) | $283.0K | 8,021 | 0.1% | 1 |
| FLEXSHARES TR | [TILT](https://holderbook.com/stocks/TILT/) | $272.0K | 2,225 | 0.1% | 1 |
| GLOBAL X FDS | [CPTL](https://holderbook.com/stocks/CPTL/) | $255.0K | 10,487 | 0.1% | 1 |
| FLEXSHARES TR | [TLEH](https://holderbook.com/stocks/TLEH/) | $250.0K | 9,180 | 0.1% | 8 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $250.0K | 6,122 | 0.1% | 1 |
| ALPS ETF TR | [ACES](https://holderbook.com/stocks/ACES/) | $239.0K | 4,305 | 0.1% | 1 |
| FIRST TR EXCH TRD ALPHDX FD | [FEMS](https://holderbook.com/stocks/FEMS/) | $238.0K | 7,097 | 0.1% | 2 |
| WISDOMTREE TR | [CEW](https://holderbook.com/stocks/CEW/) | $228.0K | 13,191 | 0.1% | 8 |
| INVESCO EXCH TRADED FD TR II | [SPLV](https://holderbook.com/stocks/SPLV/) | $223.0K | 4,155 | 0.1% | 8 |
| GLOBAL X FDS | [BUG](https://holderbook.com/stocks/BUG/) | $220.0K | 10,119 | 0.1% | 1 |
| SELECT SECTOR SPDR TR | [XLE](https://holderbook.com/stocks/XLE/) | $214.0K | 7,138 | 0.1% | 1 |
| CONSTELLATION BRANDS INC | [STZ](https://holderbook.com/stocks/STZ/) | $213.0K | 1,125 | 0.1% | 1 |
| FLEXSHARES TR | [TLTE](https://holderbook.com/stocks/TLTE/) | $209.0K | 4,385 | 0.1% | 1 |
| ISHARES TR | [IWO](https://holderbook.com/stocks/IWO/) | $203.0K | 915 | 0.1% | 1 |
| SPINNAKER ETF SERIES | [THCXXXXX](https://holderbook.com/stocks/THCXXXXX/) | $203.0K | 24,457 | 0.1% | 1 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2020 | +4.3% | +8.6% | -4.3% | 100% |
| Q2 2020 | +13.1% | +19.6% | -6.5% | 100% |
| Q1 2020 | -22.1% | -19.9% | -2.1% | 100% |
| Q4 2019 | +5.5% | +8.5% | -2.9% | 100% |
| Q3 2019 | -0.8% | +1.3% | -2.1% | 100% |
| Q2 2019 | +0.5% | +3.7% | -3.2% | 100% |
| Q1 2019 | +9.4% | +13.0% | -3.6% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2020 | $359.6M | 76 |
| Q2 2020 | $358.8M | 63 |
| Q1 2020 | $335.9M | 53 |
| Q4 2019 | $431.7M | 61 |
| Q3 2019 | $419.4M | 61 |
| Q2 2019 | $410.4M | 61 |
| Q1 2019 | $424.5M | 60 |
| Q4 2018 | $388.0M | 62 |