# Rock Point Advisors, LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1301540. Source: https://holderbook.com/funds/1301540-rock-point-advisors-llc/

- Reported value: $408.9M
- Positions: 123
- Weight of the ten largest: 33.0%
- Filed: 2026-08-06

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| CITIGROUP INC | [C](https://holderbook.com/stocks/C/) | $19.9M | 141,928 | 4.9% | 31 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $15.4M | 53,323 | 3.8% | 31 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $14.5M | 123,692 | 3.6% | 31 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $14.5M | 40,493 | 3.5% | 26 |
| TJX COS INC NEW | [TJX](https://holderbook.com/stocks/TJX/) | $13.7M | 90,578 | 3.4% | 31 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $12.1M | 31,989 | 3.0% | 26 |
| AES CORP | [AES](https://holderbook.com/stocks/AES/) | $11.7M | 801,429 | 2.9% | 25 |
| SONY GROUP CORP | [SONY](https://holderbook.com/stocks/SONY/) | $11.6M | 576,957 | 2.8% | 21 |
| APTIV PLC | [APTV](https://holderbook.com/stocks/APTV/) | $10.8M | 176,635 | 2.7% | 7 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $10.5M | 119,946 | 2.6% | 5 |
| DELTA AIR LINES INC | [DAL](https://holderbook.com/stocks/DAL/) | $9.9M | 106,052 | 2.4% | 15 |
| JEFFERIES FINANCIAL GROUP IN | [JEF](https://holderbook.com/stocks/JEF/) | $9.7M | 194,267 | 2.4% | 31 |
| EVOLENT HEALTH INC | [EVH](https://holderbook.com/stocks/EVH/) | $9.3M | 1,719,886 | 2.3% | 30 |
| FIRST BANCORP CORPORATION | [FBP](https://holderbook.com/stocks/FBP/) | $9.2M | 351,096 | 2.2% | 31 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $8.9M | 29,851 | 2.2% | 12 |
| AMERICAN INTL GROUP INC | [AIG](https://holderbook.com/stocks/AIG/) | $8.6M | 115,451 | 2.1% | 31 |
| ACCENTURE PLC IRELAND | [ACN](https://holderbook.com/stocks/ACN/) | $8.2M | 65,756 | 2.0% | 31 |
| BEST BUY INC | [BBY](https://holderbook.com/stocks/BBY/) | $8.0M | 105,004 | 1.9% | 5 |
| WP CAREY INC | [WPC](https://holderbook.com/stocks/WPC/) | $7.9M | 110,733 | 1.9% | 31 |
| SAP SE | [SAP](https://holderbook.com/stocks/SAP/) | $7.9M | 51,172 | 1.9% | 23 |
| RAYONIER INC | [RYN](https://holderbook.com/stocks/RYN/) | $7.8M | 367,726 | 1.9% | 2 |
| GLOBAL PMTS INC | [GPN](https://holderbook.com/stocks/GPN/) | $7.8M | 107,083 | 1.9% | 16 |
| AMERICOLD REALTY TRUST INC | [COLD](https://holderbook.com/stocks/COLD/) | $7.8M | 493,140 | 1.9% | 4 |
| NEXXEN INTL LTD | [NEXN](https://holderbook.com/stocks/NEXN/) | $7.6M | 843,222 | 1.9% | 6 |
| MATERIALISE NV | [MTLS](https://holderbook.com/stocks/MTLS/) | $7.4M | 990,871 | 1.8% | 14 |
| GRANITE CONSTR INC | [GVA](https://holderbook.com/stocks/GVA/) | $7.3M | 46,430 | 1.8% | 29 |
| AKAMAI TECHNOLOGIES INC | [AKAM](https://holderbook.com/stocks/AKAM/) | $6.6M | 55,641 | 1.6% | 9 |
| CLEARWAY ENERGY INC | [CWEN](https://holderbook.com/stocks/CWEN/) | $6.1M | 177,276 | 1.5% | 1 |
| AMERESCO INC | [AMRC](https://holderbook.com/stocks/AMRC/) | $5.8M | 211,765 | 1.4% | 17 |
| LIVANOVA PLC | [LIVN](https://holderbook.com/stocks/LIVN/) | $5.8M | 70,530 | 1.4% | 4 |
| M & T BK CORP | [MTB](https://holderbook.com/stocks/MTB/) | $5.7M | 23,764 | 1.4% | 14 |
| ATKORE INC | [ATKR](https://holderbook.com/stocks/ATKR/) | $5.5M | 71,688 | 1.3% | 10 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $5.4M | 21,225 | 1.3% | 17 |
| CHUBB LIMITED | [CB](https://holderbook.com/stocks/CB/) | $5.4M | 15,869 | 1.3% | 31 |
| SYLVAMO CORP | [SLVM](https://holderbook.com/stocks/SLVM/) | $5.3M | 139,583 | 1.3% | 5 |
| VEEVA SYS INC | [VEEV](https://holderbook.com/stocks/VEEV/) | $5.3M | 29,671 | 1.3% | 3 |
| STRYKER CORPORATION | [SYK](https://holderbook.com/stocks/SYK/) | $5.1M | 16,171 | 1.2% | 31 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $4.6M | 50,762 | 1.1% | 1 |
| TETRA TECH INC NEW | [TTEK](https://holderbook.com/stocks/TTEK/) | $4.4M | 151,137 | 1.1% | 2 |
| OTIS WORLDWIDE CORP | [OTIS](https://holderbook.com/stocks/OTIS/) | $4.3M | 60,101 | 1.1% | 1 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $3.9M | 189,435 | 1.0% | 21 |
| UBER TECHNOLOGIES INC | [UBER](https://holderbook.com/stocks/UBER/) | $3.9M | 53,677 | 0.9% | 6 |
| AUTODESK INC | [ADSK](https://holderbook.com/stocks/ADSK/) | $3.8M | 19,446 | 0.9% | 2 |
| AMERICAN TOWER CORP | [AMT](https://holderbook.com/stocks/AMT/) | $3.2M | 19,722 | 0.8% | 1 |
| POPULAR INC | [BPOP](https://holderbook.com/stocks/BPOP/) | $3.1M | 18,927 | 0.8% | 31 |
| BLACKROCK INCOME TR INC | [BKT](https://holderbook.com/stocks/BKT/) | $2.9M | 273,482 | 0.7% | 16 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $2.8M | 114,885 | 0.7% | 31 |
| HA SUSTAINABLE INFRA CAP INC | [HASI](https://holderbook.com/stocks/HASI/) | $2.7M | 68,877 | 0.7% | 3 |
| ANNALY CAPITAL MANAGEMENT IN | [NLY](https://holderbook.com/stocks/NLY/) | $2.3M | 102,427 | 0.6% | 16 |
| VANGUARD WORLD FD | [ESGV](https://holderbook.com/stocks/ESGV/) | $1.9M | 14,500 | 0.5% | 6 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $1.6M | 4,397 | 0.4% | 31 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $1.4M | 1,936 | 0.4% | 7 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $1.4M | 5,473 | 0.3% | 31 |
| AMERICAN WELL CORP | [AMWL](https://holderbook.com/stocks/AMWL/) | $1.2M | 134,359 | 0.3% | 9 |
| SPDR INDEX SHS FDS | [SPDW](https://holderbook.com/stocks/SPDW/) | $1.1M | 22,047 | 0.3% | 7 |
| VANECK ETF TRUST | [GDX](https://holderbook.com/stocks/GDX/) | $1.1M | 14,232 | 0.3% | 11 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $1.0M | 2,708 | 0.2% | 21 |
| VANGUARD WORLD FD | [VSGX](https://holderbook.com/stocks/VSGX/) | $967.5K | 11,750 | 0.2% | 6 |
| SELECT SECTOR SPDR TR | [XLU](https://holderbook.com/stocks/XLU/) | $934.1K | 20,603 | 0.2% | 7 |
| ISHARES TR | [SUB](https://holderbook.com/stocks/SUB/) | $868.5K | 8,157 | 0.2% | 9 |
| ISHARES TR | [SGOV](https://holderbook.com/stocks/SGOV/) | $857.2K | 8,515 | 0.2% | 4 |
| VANGUARD BD INDEX FDS | [BSV](https://holderbook.com/stocks/BSV/) | $818.8K | 10,510 | 0.2% | 31 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $803.6K | 684 | 0.2% | 7 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $795.4K | 8,036 | 0.2% | 7 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $781.0K | 5,326 | 0.2% | 31 |
| AGNICO EAGLE MINES LTD | [AEM](https://holderbook.com/stocks/AEM/) | $648.3K | 4,179 | 0.2% | 11 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $610.5K | 1,220 | 0.1% | 24 |
| GOLDMAN SACHS ETF TR | [GSST](https://holderbook.com/stocks/GSST/) | $600.6K | 11,875 | 0.1% | 19 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $584.0K | 7,955 | 0.1% | 12 |
| SPDR SERIES TRUST | [FLRN](https://holderbook.com/stocks/FLRN/) | $576.0K | 18,670 | 0.1% | 31 |
| ISHARES TR | [MUB](https://holderbook.com/stocks/MUB/) | $571.2K | 5,308 | 0.1% | 7 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $556.8K | 3,359 | 0.1% | 31 |
| GOLDMAN SACHS ETF TR | [GBIL](https://holderbook.com/stocks/GBIL/) | $529.6K | 5,288 | 0.1% | 27 |
| WESTERN ASSET INFLT LNK INC | [WIA](https://holderbook.com/stocks/WIA/) | $525.4K | 64,627 | 0.1% | 31 |
| WESTERN ASSET INTER MUNI | [SBI](https://holderbook.com/stocks/SBI/) | $507.0K | 64,425 | 0.1% | 20 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $490.6K | 3,623 | 0.1% | 31 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $456.5K | 3,339 | 0.1% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $422.3K | 1,290 | 0.1% | 10 |
| NUVEEN AMT FREE QLTY MUN INC | [NEA](https://holderbook.com/stocks/NEA/) | $400.2K | 34,090 | 0.1% | 27 |
| ROYAL GOLD INC | [RGLD](https://holderbook.com/stocks/RGLD/) | $399.2K | 2,000 | 0.1% | 15 |
| BIOGEN INC | [BIIB](https://holderbook.com/stocks/BIIB/) | $397.6K | 1,840 | 0.1% | 12 |
| WESTERN ASSET MANAGED MUNS F | [MMU](https://holderbook.com/stocks/MMU/) | $388.5K | 37,284 | 0.1% | 17 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $378.8K | 1,347 | 0.1% | 28 |
| EATON VANCE LIMITED DURATION | [EVV](https://holderbook.com/stocks/EVV/) | $363.1K | 38,749 | 0.1% | 31 |
| NEWMONT CORP | [NEM](https://holderbook.com/stocks/NEM/) | $358.7K | 3,840 | 0.1% | 8 |
| SCHWAB STRATEGIC TR | [SCHB](https://holderbook.com/stocks/SCHB/) | $354.6K | 12,243 | 0.1% | 31 |
| ISHARES TR | [IJH](https://holderbook.com/stocks/IJH/) | $350.4K | 4,544 | 0.1% | 5 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $350.1K | 991 | 0.1% | 4 |
| SPDR SERIES TRUST | [SHM](https://holderbook.com/stocks/SHM/) | $347.7K | 7,250 | 0.1% | 27 |
| SCHWAB STRATEGIC TR | [SCHA](https://holderbook.com/stocks/SCHA/) | $346.3K | 9,586 | 0.1% | 31 |
| CSX CORP | [CSX](https://holderbook.com/stocks/CSX/) | $342.2K | 7,200 | 0.1% | 15 |
| VANECK ETF TRUST | [GDXJ](https://holderbook.com/stocks/GDXJ/) | $332.8K | 3,387 | 0.1% | 5 |
| SPDR SERIES TRUST | [SPSM](https://holderbook.com/stocks/SPSM/) | $330.3K | 5,728 | 0.1% | 4 |
| ISHARES TR | [IYR](https://holderbook.com/stocks/IYR/) | $325.7K | 3,185 | 0.1% | 7 |
| NOVO-NORDISK A S | [NVO](https://holderbook.com/stocks/NVO/) | $321.2K | 6,700 | 0.1% | 27 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $317.7K | 3,290 | 0.1% | 3 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $312.0K | 4,379 | 0.1% | 6 |
| WHEATON PRECIOUS METALS CORP | [WPM](https://holderbook.com/stocks/WPM/) | $301.0K | 2,680 | 0.1% | 31 |
| INVESCO EXCH TRADED FD TR II | [QQQM](https://holderbook.com/stocks/QQQM/) | $287.8K | 950 | 0.1% | 4 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $278.3K | 1,106 | 0.1% | 6 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +13.9% | +14.8% | -0.9% | 96% |
| Q1 2026 | -3.1% | -4.6% | +1.6% | 95% |
| Q4 2025 | +3.0% | +2.4% | +0.6% | 100% |
| Q3 2025 | +11.3% | +7.8% | +3.4% | 99% |
| Q2 2025 | +8.6% | +10.5% | -1.8% | 100% |
| Q1 2025 | -3.6% | -4.6% | +1.0% | 97% |
| Q4 2024 | -1.1% | +2.1% | -3.2% | 99% |
| Q3 2024 | +16.5% | +5.4% | +11.1% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $408.9M | 123 |
| Q1 2026 | $369.6M | 118 |
| Q4 2025 | $399.5M | 121 |
| Q3 2025 | $377.4M | 117 |
| Q2 2025 | $354.5M | 109 |
| Q1 2025 | $324.2M | 106 |
| Q4 2024 | $343.0M | 105 |
| Q3 2024 | $366.3M | 110 |
| Q2 2024 | $333.5M | 103 |
| Q1 2024 | $336.7M | 107 |
| Q4 2023 | $329.7M | 100 |
| Q3 2023 | $288.9M | 99 |