# Advisors Asset Management, Inc.

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1297376. Source: https://holderbook.com/funds/1297376-advisors-asset-management-inc/

- Reported value: $6.6B
- Positions: 1,408
- Weight of the ten largest: 15.4%
- Filed: 2026-08-14

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $182.8M | 511,579 | 2.8% | 34 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $171.0M | 717,449 | 2.6% | 34 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $144.9M | 500,696 | 2.2% | 34 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $103.4M | 277,185 | 1.6% | 34 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $87.5M | 155,324 | 1.3% | 34 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $76.9M | 678,683 | 1.2% | 34 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $68.1M | 59,026 | 1.0% | 34 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $67.0M | 195,291 | 1.0% | 34 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $56.1M | 109,136 | 0.9% | 34 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $52.7M | 206,405 | 0.8% | 34 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $49.1M | 174,466 | 0.7% | 34 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $48.4M | 1,143,047 | 0.7% | 34 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $46.8M | 123,935 | 0.7% | 33 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $46.4M | 155,760 | 0.7% | 34 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $44.5M | 346,193 | 0.7% | 34 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $40.8M | 346,996 | 0.6% | 34 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $40.6M | 119,088 | 0.6% | 34 |
| DELL TECHNOLOGIES INC | [DELL](https://holderbook.com/stocks/DELL/) | $40.0M | 92,770 | 0.6% | 21 |
| UNITED PARCEL SVCS INC | [UPS](https://holderbook.com/stocks/UPS/) | $40.0M | 371,759 | 0.6% | 34 |
| SHOPIFY INC | [SHOP](https://holderbook.com/stocks/SHOP/) | $37.4M | 327,792 | 0.6% | 28 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $36.3M | 38,844 | 0.6% | 34 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $35.2M | 97,240 | 0.5% | 34 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $34.9M | 137,584 | 0.5% | 34 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $34.5M | 97,906 | 0.5% | 34 |
| AMERICAN EXPRESS CO | [AXP](https://holderbook.com/stocks/AXP/) | $34.3M | 101,475 | 0.5% | 34 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $32.9M | 75,962 | 0.5% | 7 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $32.8M | 198,177 | 0.5% | 34 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $31.0M | 155,022 | 0.5% | 34 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $29.9M | 368,348 | 0.5% | 34 |
| GE VERNOVA INC | [GEV](https://holderbook.com/stocks/GEV/) | $29.6M | 25,204 | 0.5% | 9 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $29.3M | 28,942 | 0.4% | 34 |
| AMPHENOL CORP | [APH](https://holderbook.com/stocks/APH/) | $28.3M | 160,534 | 0.4% | 34 |
| PARKER-HANNIFIN CORP | [PH](https://holderbook.com/stocks/PH/) | $27.5M | 28,149 | 0.4% | 34 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $27.3M | 22,773 | 0.4% | 34 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $27.1M | 37,979 | 0.4% | 34 |
| KAYNE ANDERSON ENERGY INFRST | [KYN](https://holderbook.com/stocks/KYN/) | $26.4M | 1,912,181 | 0.4% | 34 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $26.2M | 178,914 | 0.4% | 34 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $26.1M | 62,682 | 0.4% | 34 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $25.7M | 78,621 | 0.4% | 34 |
| BLACKROCK MUNIHLDNGS CALI | [MUC](https://holderbook.com/stocks/MUC/) | $25.3M | 2,305,569 | 0.4% | 34 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $24.7M | 1,195,359 | 0.4% | 34 |
| T-MOBILE US INC | [TMUS](https://holderbook.com/stocks/TMUS/) | $24.5M | 146,333 | 0.4% | 34 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $23.9M | 272,557 | 0.4% | 34 |
| CELESTICA INC | [CLS](https://holderbook.com/stocks/CLS/) | $23.6M | 64,678 | 0.4% | 9 |
| NUVEEN S&P 500 DYNAMIC OVERW | [SPXX](https://holderbook.com/stocks/SPXX/) | $23.0M | 1,233,884 | 0.4% | 27 |
| COMCAST CORP NEW | [CMCSA](https://holderbook.com/stocks/CMCSA/) | $22.9M | 933,238 | 0.3% | 34 |
| NUVEEN CA DIVI ADV MUN | [NAC](https://holderbook.com/stocks/NAC/) | $22.7M | 1,877,055 | 0.3% | 34 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $22.0M | 87,496 | 0.3% | 34 |
| ATI INC | [ATI](https://holderbook.com/stocks/ATI/) | $21.9M | 111,122 | 0.3% | 18 |
| STERLING INFRASTRUCTURE INC | [STRL](https://holderbook.com/stocks/STRL/) | $21.9M | 26,080 | 0.3% | 28 |
| MASTEC INC | [MTZ](https://holderbook.com/stocks/MTZ/) | $21.3M | 51,285 | 0.3% | 34 |
| FEDEX CORP | [FDX](https://holderbook.com/stocks/FDX/) | $21.1M | 67,283 | 0.3% | 34 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $21.0M | 69,724 | 0.3% | 34 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $21.0M | 873,428 | 0.3% | 34 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $20.6M | 40,501 | 0.3% | 34 |
| VIRTUS CONVERTIBLE & INC FD | [NCZ](https://holderbook.com/stocks/NCZ/) | $20.6M | 1,296,527 | 0.3% | 6 |
| GABELLI DIVID & INCOME TR | [GDV](https://holderbook.com/stocks/GDV/) | $20.1M | 684,610 | 0.3% | 34 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $19.9M | 27,589 | 0.3% | 34 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $19.9M | 53,153 | 0.3% | 12 |
| EMCOR GROUP INC | [EME](https://holderbook.com/stocks/EME/) | $19.8M | 23,867 | 0.3% | 34 |
| ROCKWELL AUTOMATION INC | [ROK](https://holderbook.com/stocks/ROK/) | $19.4M | 39,174 | 0.3% | 34 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $18.4M | 31,722 | 0.3% | 33 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $18.2M | 38,162 | 0.3% | 34 |
| MORGAN STANLEY | [MS](https://holderbook.com/stocks/MS/) | $17.9M | 85,487 | 0.3% | 34 |
| VIRTUS EQUITY & CONV INCM FD | [NIE](https://holderbook.com/stocks/NIE/) | $17.8M | 663,531 | 0.3% | 22 |
| UBER TECHNOLOGIES INC | [UBER](https://holderbook.com/stocks/UBER/) | $17.5M | 242,468 | 0.3% | 25 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $17.5M | 16,392 | 0.3% | 34 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $17.4M | 302,317 | 0.3% | 34 |
| MOTOROLA SOLUTIONS INC | [MSI](https://holderbook.com/stocks/MSI/) | $17.1M | 41,269 | 0.3% | 34 |
| DOORDASH INC | [DASH](https://holderbook.com/stocks/DASH/) | $17.0M | 92,032 | 0.3% | 20 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $16.8M | 98,914 | 0.3% | 7 |
| TORTOISE ENERGY INFRSTRCTR C | [TYG](https://holderbook.com/stocks/TYG/) | $16.7M | 390,431 | 0.3% | 25 |
| HOWMET AEROSPACE INC | [HWM](https://holderbook.com/stocks/HWM/) | $16.5M | 61,384 | 0.3% | 25 |
| VALMONT INDS INC | [VMI](https://holderbook.com/stocks/VMI/) | $16.4M | 28,370 | 0.2% | 34 |
| ALLSPRING GLOBAL DIVIDEND OP | [EOD](https://holderbook.com/stocks/EOD/) | $16.2M | 2,483,205 | 0.2% | 34 |
| DYCOM INDS INC | [DY](https://holderbook.com/stocks/DY/) | $16.2M | 31,944 | 0.2% | 23 |
| GILEAD SCIENCES INC | [GILD](https://holderbook.com/stocks/GILD/) | $16.1M | 127,450 | 0.2% | 34 |
| AMERICAN TOWER CORP | [AMT](https://holderbook.com/stocks/AMT/) | $16.1M | 98,143 | 0.2% | 34 |
| BLOOM ENERGY CORP | [BE](https://holderbook.com/stocks/BE/) | $15.8M | 52,205 | 0.2% | 19 |
| BLACKROCK ENHANCED GLOBAL | [BOE](https://holderbook.com/stocks/BOE/) | $15.7M | 1,301,417 | 0.2% | 34 |
| CARPENTER TECHNOLOGY CORP | [CRS](https://holderbook.com/stocks/CRS/) | $15.7M | 25,489 | 0.2% | 12 |
| VALERO ENERGY CORP | [VLO](https://holderbook.com/stocks/VLO/) | $15.7M | 60,240 | 0.2% | 34 |
| MYR GROUP INC | [MYRG](https://holderbook.com/stocks/MYRG/) | $15.6M | 31,209 | 0.2% | 28 |
| NUVEEN CALIF AMT FREE MUNI I | [NKX](https://holderbook.com/stocks/NKX/) | $15.5M | 1,240,864 | 0.2% | 34 |
| GRANITE CONSTR INC | [GVA](https://holderbook.com/stocks/GVA/) | $15.5M | 98,098 | 0.2% | 34 |
| DUFF & PHELPS UTLITY AND INF | [DPG](https://holderbook.com/stocks/DPG/) | $15.5M | 1,043,485 | 0.2% | 12 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $15.4M | 83,395 | 0.2% | 34 |
| ILLINOIS TOOL WKS INC | [ITW](https://holderbook.com/stocks/ITW/) | $15.4M | 56,764 | 0.2% | 34 |
| INVESCO CALIF VALUE MUN INCO | [VCV](https://holderbook.com/stocks/VCV/) | $15.0M | 1,388,219 | 0.2% | 34 |
| ALTRIA GROUP INC | [MO](https://holderbook.com/stocks/MO/) | $14.9M | 207,534 | 0.2% | 34 |
| LUMENTUM HLDGS INC | [LITE](https://holderbook.com/stocks/LITE/) | $14.9M | 17,361 | 0.2% | 8 |
| TJX COS INC NEW | [TJX](https://holderbook.com/stocks/TJX/) | $14.9M | 98,215 | 0.2% | 34 |
| PIMCO CALIF MUN INCOME FD | [PCQ](https://holderbook.com/stocks/PCQ/) | $14.8M | 1,652,372 | 0.2% | 13 |
| UNITED RENTALS INC | [URI](https://holderbook.com/stocks/URI/) | $14.7M | 12,943 | 0.2% | 34 |
| BLACKROCK MUNIHOLDINGS FD IN | [MHD](https://holderbook.com/stocks/MHD/) | $14.7M | 1,231,476 | 0.2% | 23 |
| ONEOK INC NEW | [OKE](https://holderbook.com/stocks/OKE/) | $14.6M | 168,493 | 0.2% | 34 |
| ABRDN HEALTHCARE INVESTORS | [HQH](https://holderbook.com/stocks/HQH/) | $14.6M | 665,476 | 0.2% | 34 |
| CROWN CASTLE INC | [CCI](https://holderbook.com/stocks/CCI/) | $14.4M | 189,972 | 0.2% | 34 |
| CALAMOS STRATEGIC TOTAL RETU | [CSQ](https://holderbook.com/stocks/CSQ/) | $14.4M | 699,531 | 0.2% | 34 |
| VIATRIS INC | [VTRS](https://holderbook.com/stocks/VTRS/) | $14.1M | 885,796 | 0.2% | 23 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +11.0% | +14.8% | -3.9% | 100% |
| Q1 2026 | +0.5% | -4.6% | +5.1% | 99% |
| Q4 2025 | +0.7% | +2.4% | -1.7% | 100% |
| Q3 2025 | +5.3% | +7.8% | -2.5% | 99% |
| Q2 2025 | +6.2% | +10.5% | -4.2% | 100% |
| Q1 2025 | -2.2% | -4.6% | +2.4% | 100% |
| Q4 2024 | -0.7% | +2.1% | -2.9% | 100% |
| Q3 2024 | +7.4% | +5.4% | +2.0% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $6.6B | 1,408 |
| Q1 2026 | $6.0B | 1,451 |
| Q4 2025 | $11.9B | 1,447 |
| Q3 2025 | $5.9B | 1,457 |
| Q2 2025 | $5.6B | 1,477 |
| Q1 2025 | $5.3B | 1,499 |
| Q4 2024 | $10.9B | 1,476 |
| Q3 2024 | $10.9B | 1,464 |
| Q2 2024 | $10.3B | 1,436 |
| Q1 2024 | $5.2B | 1,395 |
| Q4 2023 | $4.9B | 1,401 |
| Q3 2023 | $4.6B | 1,404 |