# GUGGENHEIM CAPITAL LLC

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 1283072. Source: https://holderbook.com/funds/1283072-guggenheim-capital-llc/

- Reported value: $15.9B
- Positions: 1,702
- Weight of the ten largest: 25.3%
- Filed: 2026-08-12

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $590.6M | 222,481 | 3.7% | 31 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $553.2M | 2,764,886 | 3.5% | 31 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $531.4M | 460,384 | 3.3% | 31 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $445.6M | 1,539,974 | 2.8% | 31 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $372.0M | 858,419 | 2.3% | 7 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $322.2M | 863,773 | 2.0% | 31 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $321.9M | 554,139 | 2.0% | 31 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $310.8M | 822,738 | 2.0% | 31 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $302.4M | 418,212 | 1.9% | 31 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $273.1M | 1,145,633 | 1.7% | 31 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $269.6M | 754,511 | 1.7% | 31 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $200.8M | 356,484 | 1.3% | 31 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $191.5M | 1,630,198 | 1.2% | 31 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $179.3M | 426,332 | 1.1% | 31 |
| INTEL CORP | [INTC](https://holderbook.com/stocks/INTC/) | $167.5M | 1,199,847 | 1.1% | 31 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $163.7M | 463,325 | 1.0% | 31 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $155.1M | 514,127 | 1.0% | 31 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $151.4M | 1,336,745 | 1.0% | 31 |
| MARVELL TECHNOLOGY INC | [MRVL](https://holderbook.com/stocks/MRVL/) | $146.9M | 493,203 | 0.9% | 21 |
| GUGGENHEIM FDS TR | - | $135.8M | 2,709,138 | 0.9% | 1 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $132.8M | 141,914 | 0.8% | 31 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $118.2M | 639,805 | 0.7% | 31 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $104.2M | 811,080 | 0.7% | 31 |
| SANDISK CORP | [SNDK](https://holderbook.com/stocks/SNDK/) | $99.5M | 43,743 | 0.6% | 6 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $93.5M | 274,135 | 0.6% | 31 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $93.0M | 271,191 | 0.6% | 31 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $89.7M | 119,723 | 0.6% | 7 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $84.8M | 234,207 | 0.5% | 31 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $81.9M | 1,147,561 | 0.5% | 31 |
| WASTE MGMT INC DEL | [WM](https://holderbook.com/stocks/WM/) | $81.9M | 367,297 | 0.5% | 31 |
| PEPSICO INC | [PEP](https://holderbook.com/stocks/PEP/) | $79.3M | 585,774 | 0.5% | 31 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $76.6M | 192,889 | 0.5% | 31 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $74.3M | 226,975 | 0.5% | 31 |
| BOOKING HOLDINGS INC | [BKNG](https://holderbook.com/stocks/BKNG/) | $73.3M | 411,230 | 0.5% | 31 |
| TEXAS INSTRS INC | [TXN](https://holderbook.com/stocks/TXN/) | $72.1M | 241,999 | 0.5% | 31 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $69.6M | 274,166 | 0.4% | 31 |
| PALANTIR TECHNOLOGIES INC | [PLTR](https://holderbook.com/stocks/PLTR/) | $64.4M | 551,971 | 0.4% | 21 |
| GOLDMAN SACHS GROUP INC | [GS](https://holderbook.com/stocks/GS/) | $63.4M | 62,701 | 0.4% | 31 |
| OREILLY AUTOMOTIVE INC | [ORLY](https://holderbook.com/stocks/ORLY/) | $62.2M | 675,739 | 0.4% | 31 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $61.9M | 120,605 | 0.4% | 31 |
| GUGGENHEIM FDS TR | - | $61.7M | 1,227,191 | 0.4% | 1 |
| WESTERN DIGITAL CORP | [WDC](https://holderbook.com/stocks/WDC/) | $60.7M | 95,055 | 0.4% | 31 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $59.0M | 234,277 | 0.4% | 31 |
| VERTEX PHARMACEUTICALS INC | [VRTX](https://holderbook.com/stocks/VRTX/) | $57.2M | 115,233 | 0.4% | 31 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $57.2M | 344,791 | 0.4% | 31 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $57.1M | 161,949 | 0.4% | 31 |
| COCA COLA CO | [KO](https://holderbook.com/stocks/KO/) | $54.7M | 672,778 | 0.3% | 31 |
| DOORDASH INC | [DASH](https://holderbook.com/stocks/DASH/) | $54.3M | 294,176 | 0.3% | 21 |
| GILEAD SCIENCES INC | [GILD](https://holderbook.com/stocks/GILD/) | $52.6M | 416,657 | 0.3% | 31 |
| MONDELEZ INTL INC | [MDLZ](https://holderbook.com/stocks/MDLZ/) | $52.4M | 905,304 | 0.3% | 31 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $51.1M | 187,798 | 0.3% | 31 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $50.7M | 187,589 | 0.3% | 31 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $50.5M | 47,405 | 0.3% | 31 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $49.5M | 95,367 | 0.3% | 14 |
| CROWDSTRIKE HLDGS INC | [CRWD](https://holderbook.com/stocks/CRWD/) | $49.4M | 64,689 | 0.3% | 27 |
| SYNOPSYS INC | [SNPS](https://holderbook.com/stocks/SNPS/) | $48.7M | 109,187 | 0.3% | 31 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $47.6M | 347,825 | 0.3% | 31 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $46.9M | 39,113 | 0.3% | 31 |
| APPLOVIN CORP | [APP](https://holderbook.com/stocks/APP/) | $45.8M | 88,981 | 0.3% | 11 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $45.2M | 550,188 | 0.3% | 31 |
| NUVEEN QUALITY MUNCP INCOME | [NAD](https://holderbook.com/stocks/NAD/) | $43.9M | 3,620,112 | 0.3% | 31 |
| WELLTOWER INC | [WELL](https://holderbook.com/stocks/WELL/) | $43.3M | 190,768 | 0.3% | 31 |
| ADOBE INC | [ADBE](https://holderbook.com/stocks/ADBE/) | $43.1M | 210,088 | 0.3% | 31 |
| COMCAST CORP NEW | [CMCSA](https://holderbook.com/stocks/CMCSA/) | $42.7M | 1,738,941 | 0.3% | 31 |
| NUVEEN CA DIVI ADV MUN | [NAC](https://holderbook.com/stocks/NAC/) | $42.3M | 3,486,662 | 0.3% | 31 |
| DUKE ENERGY CORP NEW | [DUK](https://holderbook.com/stocks/DUK/) | $42.0M | 331,761 | 0.3% | 31 |
| INTUITIVE SURGICAL INC | [ISRG](https://holderbook.com/stocks/ISRG/) | $41.9M | 105,261 | 0.3% | 31 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $41.4M | 977,793 | 0.3% | 31 |
| ARISTA NETWORKS INC | [ANET](https://holderbook.com/stocks/ANET/) | $41.2M | 242,252 | 0.3% | 7 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $40.7M | 57,082 | 0.3% | 31 |
| NUVEEN AMT FREE MUN CR INC F | [NVG](https://holderbook.com/stocks/NVG/) | $40.0M | 3,124,143 | 0.3% | 31 |
| NUVEEN AMT FREE QLTY MUN INC | [NEA](https://holderbook.com/stocks/NEA/) | $39.7M | 3,379,045 | 0.2% | 31 |
| T-MOBILE US INC | [TMUS](https://holderbook.com/stocks/TMUS/) | $39.6M | 235,838 | 0.2% | 31 |
| CONSTELLATION ENERGY CORP | [CEG](https://holderbook.com/stocks/CEG/) | $38.1M | 153,324 | 0.2% | 18 |
| NORTHROP GRUMMAN CORP | [NOC](https://holderbook.com/stocks/NOC/) | $37.7M | 74,012 | 0.2% | 31 |
| CINTAS CORP | [CTAS](https://holderbook.com/stocks/CTAS/) | $37.5M | 220,333 | 0.2% | 31 |
| FORTINET INC | [FTNT](https://holderbook.com/stocks/FTNT/) | $37.0M | 240,697 | 0.2% | 31 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $36.4M | 129,401 | 0.2% | 31 |
| CORNING INC | [GLW](https://holderbook.com/stocks/GLW/) | $35.9M | 140,474 | 0.2% | 31 |
| GE AEROSPACE | [GE](https://holderbook.com/stocks/GE/) | $35.7M | 95,397 | 0.2% | 20 |
| AUTOMATIC DATA PROCESSING IN | [ADP](https://holderbook.com/stocks/ADP/) | $35.5M | 158,531 | 0.2% | 31 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $34.9M | 1,448,821 | 0.2% | 31 |
| CSX CORP | [CSX](https://holderbook.com/stocks/CSX/) | $34.7M | 730,440 | 0.2% | 31 |
| ARM HOLDINGS PLC | [ARM](https://holderbook.com/stocks/ARM/) | $34.6M | 97,653 | 0.2% | 9 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $34.5M | 235,416 | 0.2% | 31 |
| AUTODESK INC | [ADSK](https://holderbook.com/stocks/ADSK/) | $34.3M | 176,174 | 0.2% | 31 |
| SNOWFLAKE INC | [SNOW](https://holderbook.com/stocks/SNOW/) | $33.9M | 133,246 | 0.2% | 21 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $33.3M | 577,945 | 0.2% | 31 |
| NEXTERA ENERGY INC | [NEE](https://holderbook.com/stocks/NEE/) | $33.1M | 377,689 | 0.2% | 31 |
| JOHNSON CONTROLS INTERNATION | [JCI](https://holderbook.com/stocks/JCI/) | $32.8M | 224,290 | 0.2% | 31 |
| INTERCONTINENTAL EXCHANGE IN | [ICE](https://holderbook.com/stocks/ICE/) | $32.6M | 264,474 | 0.2% | 31 |
| CADENCE DESIGN SYSTEM INC | [CDNS](https://holderbook.com/stocks/CDNS/) | $32.3M | 86,023 | 0.2% | 31 |
| AMERICAN ELEC PWR CO INC | [AEP](https://holderbook.com/stocks/AEP/) | $31.4M | 229,243 | 0.2% | 31 |
| SHERWIN WILLIAMS CO | [SHW](https://holderbook.com/stocks/SHW/) | $31.3M | 91,009 | 0.2% | 31 |
| SERVICENOW INC | [NOW](https://holderbook.com/stocks/NOW/) | $31.0M | 311,753 | 0.2% | 31 |
| DATADOG INC | [DDOG](https://holderbook.com/stocks/DDOG/) | $30.8M | 118,437 | 0.2% | 23 |
| JANUS DETROIT STR TR | [JMBS](https://holderbook.com/stocks/JMBS/) | $30.0M | 666,521 | 0.2% | 9 |
| DEERE & CO | [DE](https://holderbook.com/stocks/DE/) | $29.9M | 47,170 | 0.2% | 31 |
| NUVEEN MUN VALUE FD INC | [NUV](https://holderbook.com/stocks/NUV/) | $29.9M | 3,244,551 | 0.2% | 31 |
| XCEL ENERGY INC | [XEL](https://holderbook.com/stocks/XEL/) | $29.0M | 361,421 | 0.2% | 31 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +16.8% | +14.8% | +2.0% | 97% |
| Q1 2026 | -2.6% | -4.6% | +2.0% | 97% |
| Q4 2025 | +2.4% | +2.4% | +0.1% | 97% |
| Q3 2025 | +6.7% | +7.8% | -1.2% | 97% |
| Q2 2025 | +8.3% | +10.5% | -2.1% | 98% |
| Q1 2025 | -3.6% | -4.6% | +1.0% | 98% |
| Q4 2024 | -0.1% | +2.1% | -2.2% | 99% |
| Q3 2024 | +5.3% | +5.4% | -0.1% | 99% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $15.9B | 1,702 |
| Q1 2026 | $12.9B | 1,594 |
| Q4 2025 | $14.0B | 1,738 |
| Q3 2025 | $13.8B | 1,570 |
| Q2 2025 | $12.6B | 1,582 |
| Q1 2025 | $10.9B | 1,628 |
| Q4 2024 | $12.3B | 1,677 |
| Q3 2024 | $14.3B | 1,854 |
| Q2 2024 | $14.1B | 1,855 |
| Q1 2024 | $14.2B | 1,866 |
| Q4 2023 | $13.2B | 1,868 |
| Q3 2023 | $11.6B | 1,831 |