# HAVENS ADVISORS LLC

> Institutional holdings reported to the SEC as of Q4 2022 on Form 13F. CIK 1280200. Source: https://holderbook.com/funds/1280200-havens-advisors-llc/

- Reported value: $39.3M
- Positions: 31
- Weight of the ten largest: 61.2%
- Filed: 2023-01-25

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| COWEN INC | [COWN](https://holderbook.com/stocks/COWN/) | $3.5M | 90,000 | 8.8% | 2 |
| UMPQUA HLDGS CORP | [UMPQ](https://holderbook.com/stocks/UMPQ/) | $2.7M | 150,658 | 6.8% | 2 |
| TOWER SEMICONDUCTOR LTD | [TSEM](https://holderbook.com/stocks/TSEM/) | $2.6M | 60,472 | 6.6% | 4 |
| FIRST HORIZON CORPORATION | [FHN](https://holderbook.com/stocks/FHN/) | $2.6M | 106,000 | 6.6% | 4 |
| RENTOKIL INITIAL PLC | [RTO](https://holderbook.com/stocks/RTO/) | $2.5M | 81,000 | 6.3% | 1 |
| HORIZON THERAPEUTICS PUB L | [HZNP](https://holderbook.com/stocks/HZNP/) | $2.4M | 21,000 | 6.1% | 1 |
| SIERRA WIRELESS INC | [SWIR](https://holderbook.com/stocks/SWIR/) | $2.1M | 73,000 | 5.4% | 1 |
| AEROJET ROCKETDYNE HLDGS INC | [AJRD](https://holderbook.com/stocks/AJRD/) | $2.0M | 35,000 | 5.0% | 1 |
| POSHMARK INC | [POSH](https://holderbook.com/stocks/POSH/) | $1.9M | 109,000 | 5.0% | 1 |
| SOUTH JERSEY INDS INC | [SJI](https://holderbook.com/stocks/SJI/) | $1.8M | 51,000 | 4.6% | 4 |
| COUPA SOFTWARE INC | [COUP](https://holderbook.com/stocks/COUP/) | $1.7M | 22,000 | 4.4% | 1 |
| ALTRA INDL MOTION CORP | [AIMC](https://holderbook.com/stocks/AIMC/) | $1.6M | 27,000 | 4.1% | 1 |
| STORE CAP CORP | [STOR](https://holderbook.com/stocks/STOR/) | $1.3M | 39,000 | 3.2% | 2 |
| VMWARE INC | [VMW](https://holderbook.com/stocks/VMW/) | $1.2M | 9,848 | 3.1% | 3 |
| FOX CORP | [FOX](https://holderbook.com/stocks/FOX/) | $995.8K | 35,000 | 2.5% | 1 |
| SIRIUSPOINT LTD | [SPNT](https://holderbook.com/stocks/SPNT/) | $966.2K | 163,757 | 2.5% | 8 |
| MERIDIAN BIOSCIENCE INC | [VIVO](https://holderbook.com/stocks/VIVO/) | $890.0K | 26,800 | 2.3% | 2 |
| IAA INC | [IAA](https://holderbook.com/stocks/IAA/) | $884.3K | 22,107 | 2.2% | 1 |
| 1LIFE HEALTHCARE INC | [ONEM](https://holderbook.com/stocks/ONEM/) | $835.5K | 50,000 | 2.1% | 2 |
| SIGNIFY HEALTH INC | [SGFY](https://holderbook.com/stocks/SGFY/) | $831.1K | 29,000 | 2.1% | 2 |
| MAXAR TECHNOLOGIES INC | [MAXR](https://holderbook.com/stocks/MAXR/) | $776.1K | 15,000 | 2.0% | 1 |
| SEASPINE HLDGS CORP | [SPNE](https://holderbook.com/stocks/SPNE/) | $708.6K | 84,859 | 1.8% | 1 |
| KNOWBE4 INC | [KNBE](https://holderbook.com/stocks/KNBE/) | $693.8K | 28,000 | 1.8% | 1 |
| ROGERS CORP | [ROG](https://holderbook.com/stocks/ROG/) | $477.4K | 4,000 | 1.2% | 5 |
| SPIRIT AIRLS INC | [SAVEQ](https://holderbook.com/stocks/SAVEQ/) | $342.8K | 17,600 | 0.9% | 2 |
| FORGEROCK INC | [FORG](https://holderbook.com/stocks/FORG/) | $227.7K | 10,000 | 0.6% | 1 |
| ARES ACQUISITION CORPORATION | [AACU](https://holderbook.com/stocks/AACU/) | $203.4K | 20,000 | 0.5% | 8 |
| SUSTAINABLE DEVELP ACQU I CO | [SDACU](https://holderbook.com/stocks/SDACU/) | $201.1K | 20,000 | 0.5% | 8 |
| WARBURG PINCUS CAPTAL CORP I | [WPCBU](https://holderbook.com/stocks/WPCBU/) | $141.1K | 14,000 | 0.4% | 8 |
| LEAD EDGE GROWTH OPRTUNTS LT | [LEGAU](https://holderbook.com/stocks/LEGAU/) | $129.2K | 12,700 | 0.3% | 7 |
| EVO PMTS INC | [EVOP](https://holderbook.com/stocks/EVOP/) | $128.1K | 3,785 | 0.3% | 1 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2022 | -5.9% | -5.3% | -0.6% | 61% |
| Q2 2022 | -4.1% | -16.5% | +12.3% | 72% |
| Q4 2021 | +7.6% | +10.7% | -3.1% | 72% |
| Q3 2021 | -2.2% | +0.3% | -2.5% | 68% |
| Q2 2021 | +8.3% | +8.0% | +0.2% | 71% |
| Q1 2021 | +0.2% | +6.0% | -5.8% | 76% |
| Q3 2020 | +7.6% | +8.6% | -1.0% | 60% |
| Q1 2020 | -3.6% | -19.9% | +16.3% | 69% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q4 2022 | $39.3M | 31 |
| Q3 2022 | $66.8M | 42 |
| Q2 2022 | $63.3M | 41 |
| Q1 2022 | $54.5M | 44 |
| Q4 2021 | $84.6M | 43 |
| Q3 2021 | $83.3M | 43 |
| Q2 2021 | $126.0M | 46 |
| Q1 2021 | $113.1M | 49 |
| Q4 2020 | $107.4M | 40 |
| Q3 2020 | $108.0M | 26 |
| Q2 2020 | $67.0M | 21 |
| Q1 2020 | $102.6M | 30 |