# PRINCIPAL SECURITIES, INC.

> Institutional holdings reported to the SEC as of Q2 2026 on Form 13F. CIK 12600. Source: https://holderbook.com/funds/12600-principal-securities-inc/

- Reported value: $8.3B
- Positions: 1,539
- Weight of the ten largest: 24.2%
- Filed: 2026-08-04

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| PRINCIPAL EXCHANGE TRADED FD | [PIEQ](https://holderbook.com/stocks/PIEQ/) | $396.3M | 11,041,875 | 4.8% | 7 |
| PRINCIPAL EXCHANGE TRADED FD | [USMC](https://holderbook.com/stocks/USMC/) | $357.6M | 4,823,521 | 4.3% | 11 |
| ISHARES TR | [IVV](https://holderbook.com/stocks/IVV/) | $278.5M | 371,938 | 3.4% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [LCAP](https://holderbook.com/stocks/LCAP/) | $192.3M | 5,804,126 | 2.3% | 5 |
| PRINCIPAL EXCHANGE TRADED FD | [PSC](https://holderbook.com/stocks/PSC/) | $172.3M | 2,457,408 | 2.1% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [BCHP](https://holderbook.com/stocks/BCHP/) | $154.1M | 4,261,372 | 1.9% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [IG](https://holderbook.com/stocks/IG/) | $133.0M | 6,438,151 | 1.6% | 11 |
| GOLDMAN SACHS ETF TR | [GSUS](https://holderbook.com/stocks/GSUS/) | $124.7M | 1,209,324 | 1.5% | 11 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $102.5M | 512,188 | 1.2% | 11 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $97.4M | 336,456 | 1.2% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [YLD](https://holderbook.com/stocks/YLD/) | $91.7M | 4,807,872 | 1.1% | 11 |
| ISHARES TR | [AGG](https://holderbook.com/stocks/AGG/) | $88.4M | 893,305 | 1.1% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [PY](https://holderbook.com/stocks/PY/) | $87.2M | 1,617,997 | 1.1% | 11 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $87.2M | 233,753 | 1.0% | 11 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $82.9M | 347,640 | 1.0% | 11 |
| ISHARES TR | [IUSV](https://holderbook.com/stocks/IUSV/) | $73.9M | 671,256 | 0.9% | 11 |
| SPDR SERIES TRUST | [SPYM](https://holderbook.com/stocks/SPYM/) | $73.7M | 838,885 | 0.9% | 11 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $69.4M | 194,208 | 0.8% | 11 |
| TRUST FOR PROFESSIONAL MANAG | [APUE](https://holderbook.com/stocks/APUE/) | $68.6M | 1,483,929 | 0.8% | 11 |
| VANGUARD INDEX FDS | [VTI](https://holderbook.com/stocks/VTI/) | $62.4M | 168,597 | 0.8% | 11 |
| GOLDMAN SACHS ETF TR | [GCOR](https://holderbook.com/stocks/GCOR/) | $62.1M | 1,507,766 | 0.7% | 11 |
| ISHARES TR | [IWB](https://holderbook.com/stocks/IWB/) | $60.3M | 147,167 | 0.7% | 11 |
| ISHARES TR | [IVW](https://holderbook.com/stocks/IVW/) | $58.9M | 428,592 | 0.7% | 11 |
| GOLDMAN SACHS ETF TR | [GSIE](https://holderbook.com/stocks/GSIE/) | $57.9M | 1,266,757 | 0.7% | 11 |
| FIDELITY COVINGTON TRUST | [FTEC](https://holderbook.com/stocks/FTEC/) | $56.8M | 198,769 | 0.7% | 11 |
| GOLDMAN SACHS ETF TR | [GBND](https://holderbook.com/stocks/GBND/) | $55.8M | 1,104,041 | 0.7% | 1 |
| ISHARES TR | [IEFA](https://holderbook.com/stocks/IEFA/) | $55.6M | 575,931 | 0.7% | 11 |
| SCHWAB STRATEGIC TR | [SCHP](https://holderbook.com/stocks/SCHP/) | $52.4M | 1,978,213 | 0.6% | 11 |
| GOLDMAN SACHS ETF TR | [GSLC](https://holderbook.com/stocks/GSLC/) | $50.4M | 355,063 | 0.6% | 11 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $48.5M | 128,290 | 0.6% | 11 |
| ISHARES INC | [IEMG](https://holderbook.com/stocks/IEMG/) | $48.2M | 582,315 | 0.6% | 11 |
| SCHWAB STRATEGIC TR | [SCHG](https://holderbook.com/stocks/SCHG/) | $48.0M | 1,417,627 | 0.6% | 11 |
| ISHARES TR | [IDEV](https://holderbook.com/stocks/IDEV/) | $47.8M | 536,680 | 0.6% | 11 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $47.5M | 134,297 | 0.6% | 11 |
| ISHARES TR | [IUSG](https://holderbook.com/stocks/IUSG/) | $43.6M | 231,839 | 0.5% | 11 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $43.0M | 76,424 | 0.5% | 11 |
| ISHARES TR | [MBB](https://holderbook.com/stocks/MBB/) | $42.5M | 449,653 | 0.5% | 11 |
| INVESCO QQQ TR | [QQQ](https://holderbook.com/stocks/QQQ/) | $41.1M | 55,842 | 0.5% | 11 |
| ISHARES TR | [IXUS](https://holderbook.com/stocks/IXUS/) | $38.6M | 404,333 | 0.5% | 11 |
| ISHARES TR | [GOVT](https://holderbook.com/stocks/GOVT/) | $37.8M | 1,657,284 | 0.5% | 11 |
| VANGUARD TAX-MANAGED FDS | [VEA](https://holderbook.com/stocks/VEA/) | $35.3M | 495,560 | 0.4% | 11 |
| ISHARES TR | [IUSB](https://holderbook.com/stocks/IUSB/) | $35.1M | 760,235 | 0.4% | 11 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $34.9M | 106,584 | 0.4% | 11 |
| TAIWAN SEMICONDUCTOR MANUFAC | [TSM](https://holderbook.com/stocks/TSM/) | $34.7M | 72,621 | 0.4% | 11 |
| VANGUARD BD INDEX FDS | [BND](https://holderbook.com/stocks/BND/) | $34.2M | 465,841 | 0.4% | 11 |
| VANGUARD INDEX FDS | [VTV](https://holderbook.com/stocks/VTV/) | $33.9M | 155,650 | 0.4% | 11 |
| BLACKROCK ETF TRUST | [DYNF](https://holderbook.com/stocks/DYNF/) | $32.8M | 481,587 | 0.4% | 10 |
| GOLDMAN SACHS ETF TR | [GEM](https://holderbook.com/stocks/GEM/) | $31.0M | 596,572 | 0.4% | 11 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $30.4M | 40,728 | 0.4% | 11 |
| SIMPLIFY EXCHANGE TRADED FUN | [SBAR](https://holderbook.com/stocks/SBAR/) | $30.1M | 1,174,200 | 0.4% | 5 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $30.0M | 87,371 | 0.4% | 11 |
| ISHARES TR | [IJR](https://holderbook.com/stocks/IJR/) | $29.6M | 199,636 | 0.4% | 11 |
| TRUST FOR PROFESSIONAL MANAG | [APIE](https://holderbook.com/stocks/APIE/) | $29.3M | 756,249 | 0.4% | 11 |
| ISHARES TR | [IVE](https://holderbook.com/stocks/IVE/) | $29.3M | 128,927 | 0.4% | 11 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $28.7M | 23,901 | 0.3% | 11 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $28.1M | 56,135 | 0.3% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [PREF](https://holderbook.com/stocks/PREF/) | $27.1M | 1,419,536 | 0.3% | 11 |
| BLACKROCK ETF TRUST | [BAI](https://holderbook.com/stocks/BAI/) | $25.7M | 487,559 | 0.3% | 5 |
| MICRON TECHNOLOGY INC | [MU](https://holderbook.com/stocks/MU/) | $25.6M | 22,181 | 0.3% | 11 |
| ISHARES TR | [ITOT](https://holderbook.com/stocks/ITOT/) | $25.3M | 154,124 | 0.3% | 11 |
| APPLIED MATLS INC | [AMAT](https://holderbook.com/stocks/AMAT/) | $25.2M | 34,855 | 0.3% | 11 |
| VANGUARD SCOTTSDALE FDS | [VCSH](https://holderbook.com/stocks/VCSH/) | $25.1M | 317,815 | 0.3% | 11 |
| VANGUARD SCOTTSDALE FDS | [VGLT](https://holderbook.com/stocks/VGLT/) | $23.2M | 421,251 | 0.3% | 11 |
| INVESCO EXCHANGE TRADED FD T | [XMMO](https://holderbook.com/stocks/XMMO/) | $23.2M | 136,140 | 0.3% | 11 |
| ISHARES TR | [HYG](https://holderbook.com/stocks/HYG/) | $23.0M | 287,589 | 0.3% | 11 |
| ISHARES TR | [QUAL](https://holderbook.com/stocks/QUAL/) | $22.1M | 100,532 | 0.3% | 11 |
| TRUST FOR PROFESSIONAL MANAG | [APCB](https://holderbook.com/stocks/APCB/) | $21.3M | 725,014 | 0.3% | 11 |
| J P MORGAN EXCHANGE TRADED F | [JEPI](https://holderbook.com/stocks/JEPI/) | $20.9M | 370,279 | 0.3% | 11 |
| CATERPILLAR INC | [CAT](https://holderbook.com/stocks/CAT/) | $20.8M | 19,564 | 0.3% | 11 |
| LAM RESEARCH CORP | [LRCX](https://holderbook.com/stocks/LRCX/) | $20.5M | 47,326 | 0.2% | 7 |
| TESLA INC | [TSLA](https://holderbook.com/stocks/TSLA/) | $20.3M | 48,304 | 0.2% | 11 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $19.6M | 33,699 | 0.2% | 11 |
| VANECK ETF TRUST | [SMH](https://holderbook.com/stocks/SMH/) | $19.6M | 29,827 | 0.2% | 11 |
| SCHWAB STRATEGIC TR | [FNDE](https://holderbook.com/stocks/FNDE/) | $19.5M | 490,430 | 0.2% | 11 |
| SCHWAB STRATEGIC TR | [FNDX](https://holderbook.com/stocks/FNDX/) | $19.4M | 624,073 | 0.2% | 11 |
| GLOBAL X FDS | [QYLD](https://holderbook.com/stocks/QYLD/) | $19.2M | 1,040,560 | 0.2% | 11 |
| VANGUARD WORLD FD | [VHT](https://holderbook.com/stocks/VHT/) | $18.9M | 63,260 | 0.2% | 11 |
| CAPITAL GROUP DIVIDEND VALUE | [CGDV](https://holderbook.com/stocks/CGDV/) | $18.7M | 379,584 | 0.2% | 11 |
| VANGUARD INDEX FDS | [VXF](https://holderbook.com/stocks/VXF/) | $18.6M | 75,730 | 0.2% | 11 |
| GLOBAL X FDS | [XYLD](https://holderbook.com/stocks/XYLD/) | $18.5M | 453,929 | 0.2% | 11 |
| SPDR SERIES TRUST | [SPSM](https://holderbook.com/stocks/SPSM/) | $18.4M | 319,166 | 0.2% | 11 |
| MASTERCARD INCORPORATED | [MA](https://holderbook.com/stocks/MA/) | $18.3M | 35,578 | 0.2% | 11 |
| GOLDMAN SACHS ETF TR | [GIGB](https://holderbook.com/stocks/GIGB/) | $18.0M | 391,207 | 0.2% | 11 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $17.9M | 70,522 | 0.2% | 11 |
| KLA CORP | [KLAC](https://holderbook.com/stocks/KLAC/) | $17.8M | 58,969 | 0.2% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [BYRE](https://holderbook.com/stocks/BYRE/) | $17.7M | 649,260 | 0.2% | 11 |
| ISHARES TR | [LQD](https://holderbook.com/stocks/LQD/) | $17.6M | 161,491 | 0.2% | 11 |
| SCHWAB STRATEGIC TR | [SCHE](https://holderbook.com/stocks/SCHE/) | $17.4M | 480,364 | 0.2% | 11 |
| SCHWAB STRATEGIC TR | [SCHH](https://holderbook.com/stocks/SCHH/) | $17.4M | 733,151 | 0.2% | 11 |
| VANGUARD INDEX FDS | [VOE](https://holderbook.com/stocks/VOE/) | $17.3M | 87,795 | 0.2% | 11 |
| ISHARES INC | [EWG](https://holderbook.com/stocks/EWG/) | $17.2M | 415,435 | 0.2% | 1 |
| GOLDMAN SACHS ETF TR | [GGUS](https://holderbook.com/stocks/GGUS/) | $17.1M | 251,058 | 0.2% | 5 |
| SPDR SERIES TRUST | [SPLB](https://holderbook.com/stocks/SPLB/) | $17.1M | 763,272 | 0.2% | 11 |
| INVESCO ACTIVELY MANAGED EXC | [GSY](https://holderbook.com/stocks/GSY/) | $16.9M | 337,031 | 0.2% | 11 |
| CAPITAL GROUP CORE EQUITY ET | [CGUS](https://holderbook.com/stocks/CGUS/) | $16.7M | 375,987 | 0.2% | 11 |
| VANGUARD INDEX FDS | [VO](https://holderbook.com/stocks/VO/) | $16.7M | 206,970 | 0.2% | 11 |
| PHILIP MORRIS INTL INC | [PM](https://holderbook.com/stocks/PM/) | $16.1M | 88,956 | 0.2% | 11 |
| ISHARES TR | [MTUM](https://holderbook.com/stocks/MTUM/) | $16.1M | 46,907 | 0.2% | 11 |
| PRINCIPAL EXCHANGE TRADED FD | [PQDI](https://holderbook.com/stocks/PQDI/) | $15.9M | 813,521 | 0.2% | 11 |
| EATON VANCE TAX-MANAGED DIVE | [ETY](https://holderbook.com/stocks/ETY/) | $15.7M | 1,078,833 | 0.2% | 11 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q2 2026 | +10.9% | +14.8% | -3.9% | 100% |
| Q1 2026 | -2.6% | -4.6% | +2.0% | 100% |
| Q4 2025 | +1.4% | +2.4% | -1.0% | 100% |
| Q3 2025 | +5.9% | +7.8% | -1.9% | 100% |
| Q2 2025 | +7.8% | +10.5% | -2.7% | 98% |
| Q1 2025 | -2.1% | -4.6% | +2.5% | 99% |
| Q4 2024 | -0.7% | +2.1% | -2.8% | 100% |
| Q3 2024 | +5.5% | +5.4% | +0.1% | 100% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q2 2026 | $8.3B | 1,539 |
| Q1 2026 | $6.8B | 1,411 |
| Q4 2025 | $6.5B | 1,345 |
| Q3 2025 | $6.1B | 3,731 |
| Q2 2025 | $5.3B | 3,673 |
| Q1 2025 | $4.5B | 3,550 |
| Q4 2024 | $4.4B | 3,545 |
| Q3 2024 | $4.1B | 3,432 |
| Q2 2024 | $3.6B | 3,388 |
| Q1 2024 | $3.2B | 3,312 |
| Q4 2023 | $2.7B | 3,209 |