# FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

> Institutional holdings reported to the SEC as of Q4 2018 on Form 13F. CIK 1051042. Source: https://holderbook.com/funds/1051042-financial-investment-management-group-ltd/

- Reported value: $274.2M
- Positions: 123
- Weight of the ten largest: 32.6%
- Filed: 2019-01-30

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| BLACKROCK CR ALLOCATION | [BTZ](https://holderbook.com/stocks/BTZ/) | $16.8M | 1,499,442 | 6.1% | 1 |
| FRANKLIN UNVL TR | [FT](https://holderbook.com/stocks/FT/) | $11.1M | 1,755,395 | 4.1% | 1 |
| TEMPLETON GLOBAL INCOME FD | [SABA](https://holderbook.com/stocks/SABA/) | $9.8M | 1,620,989 | 3.6% | 1 |
| KENNEDY-WILSON HOLDINGS INC | [KW](https://holderbook.com/stocks/KW/) | $9.2M | 507,541 | 3.4% | 1 |
| NUVEEN CR STRATEGIES INCOME | [JQC](https://holderbook.com/stocks/JQC/) | $8.9M | 1,198,082 | 3.2% | 1 |
| WESTERN AST INFL LKD OPP & I | [WIW](https://holderbook.com/stocks/WIW/) | $7.2M | 706,203 | 2.6% | 1 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $7.0M | 91,667 | 2.6% | 1 |
| BRANDYWINEGBL GBL INCM OPP F | [BWG](https://holderbook.com/stocks/BWG/) | $6.5M | 623,997 | 2.4% | 1 |
| BRIXMOR PPTY GROUP INC | [BRX](https://holderbook.com/stocks/BRX/) | $6.5M | 440,600 | 2.4% | 1 |
| VOYA PRIME RATE TR | [PPR](https://holderbook.com/stocks/PPR/) | $6.4M | 1,416,299 | 2.3% | 1 |
| SCHWAB STRATEGIC TR | [SCHP](https://holderbook.com/stocks/SCHP/) | $6.1M | 113,674 | 2.2% | 1 |
| VEREIT INC | [VERXXXX](https://holderbook.com/stocks/VERXXXX/) | $6.0M | 838,796 | 2.2% | 1 |
| SANDSTORM GOLD LTD | [SAND](https://holderbook.com/stocks/SAND/) | $5.9M | 1,289,636 | 2.2% | 1 |
| INVESCO DYNAMIC CR OPPORTUNI | [VTA](https://holderbook.com/stocks/VTA/) | $5.9M | 574,519 | 2.2% | 1 |
| OMNICOM GROUP INC | [OMC](https://holderbook.com/stocks/OMC/) | $5.6M | 76,299 | 2.0% | 1 |
| BLACKROCK FLOATING RATE INC | [BGT](https://holderbook.com/stocks/BGT/) | $5.5M | 478,926 | 2.0% | 1 |
| INVESCO SR INCOME TR | [VVR](https://holderbook.com/stocks/VVR/) | $4.8M | 1,239,806 | 1.8% | 1 |
| KONINKLIJKE PHILIPS N V | [PHG](https://holderbook.com/stocks/PHG/) | $4.8M | 137,882 | 1.8% | 1 |
| KIMCO REALTY CORP | [KIM](https://holderbook.com/stocks/KIM/) | $4.5M | 310,345 | 1.7% | 1 |
| UNITI GROUP INC | [UNITXXXX](https://holderbook.com/stocks/UNITXXXX/) | $4.3M | 274,601 | 1.6% | 1 |
| ARRAY BIOPHARMA INC | [ARRY](https://holderbook.com/stocks/ARRY/) | $4.2M | 295,610 | 1.5% | 1 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $4.0M | 36,580 | 1.5% | 1 |
| WHEATON PRECIOUS METALS CORP | [WPM](https://holderbook.com/stocks/WPM/) | $3.9M | 199,248 | 1.4% | 1 |
| VODAFONE GROUP PLC | [VOD](https://holderbook.com/stocks/VOD/) | $3.9M | 199,888 | 1.4% | 1 |
| DOUBLELINE INCOME SOLUTIONS | [DSL](https://holderbook.com/stocks/DSL/) | $3.8M | 217,101 | 1.4% | 1 |
| REGENERON PHARMACEUTICALS | [REGN](https://holderbook.com/stocks/REGN/) | $3.5M | 9,427 | 1.3% | 1 |
| ALGONQUIN POWER & UTILITIES | [AQN](https://holderbook.com/stocks/AQN/) | $3.5M | 343,924 | 1.3% | 1 |
| COTT CORP QUE | [COT](https://holderbook.com/stocks/COT/) | $3.4M | 244,721 | 1.2% | 1 |
| BLACKROCK FLOATING RATE INCO | [FRA](https://holderbook.com/stocks/FRA/) | $3.4M | 282,595 | 1.2% | 1 |
| APOLLO SR FLOATING RATE FD I | [AFT](https://holderbook.com/stocks/AFT/) | $3.3M | 230,008 | 1.2% | 1 |
| NXP SEMICONDUCTORS N V | [NXPI](https://holderbook.com/stocks/NXPI/) | $3.2M | 44,011 | 1.2% | 1 |
| AT&T INC | [T](https://holderbook.com/stocks/T/) | $3.2M | 111,141 | 1.2% | 1 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $3.1M | 55,134 | 1.1% | 1 |
| FRANKLIN STR PPTYS CORP | [FSP](https://holderbook.com/stocks/FSP/) | $3.1M | 497,053 | 1.1% | 1 |
| WESTERN ASSET INTER MUNI | [SBI](https://holderbook.com/stocks/SBI/) | $3.0M | 354,781 | 1.1% | 1 |
| WSTRN AST GLBL CORP OPP FD I | [GDO](https://holderbook.com/stocks/GDO/) | $2.9M | 195,555 | 1.1% | 1 |
| HA SUSTAINABLE INFRA CAP INC | [HASI](https://holderbook.com/stocks/HASI/) | $2.9M | 151,911 | 1.1% | 1 |
| GDL FD | [GDL](https://holderbook.com/stocks/GDL/) | $2.9M | 314,726 | 1.1% | 1 |
| PIONEER FLOATING RATE FUND I | [PHD](https://holderbook.com/stocks/PHD/) | $2.9M | 293,098 | 1.1% | 1 |
| GLOBAL WTR RES INC | [GWRS](https://holderbook.com/stocks/GWRS/) | $2.9M | 284,281 | 1.1% | 1 |
| NUCOR CORP | [NUE](https://holderbook.com/stocks/NUE/) | $2.7M | 51,668 | 1.0% | 1 |
| PARKER-HANNIFIN CORP | [PH](https://holderbook.com/stocks/PH/) | $2.6M | 17,448 | 0.9% | 1 |
| OSISKO GOLD ROYALTIES LTD | [ORXXXX](https://holderbook.com/stocks/ORXXXX/) | $2.6M | 294,878 | 0.9% | 1 |
| ISHARES TR | [IEF](https://holderbook.com/stocks/IEF/) | $2.5M | 23,937 | 0.9% | 1 |
| BLACKROCK MUNIYIELD QUALITY | [MYI](https://holderbook.com/stocks/MYI/) | $2.5M | 206,240 | 0.9% | 1 |
| ISHARES TR | [SHY](https://holderbook.com/stocks/SHY/) | $2.4M | 28,934 | 0.9% | 1 |
| GREAT PANTHER MNG LTD | [GPL](https://holderbook.com/stocks/GPL/) | $2.3M | 3,199,264 | 0.8% | 1 |
| NUVEEN MICHIGAN QLT MUN INC | [NUM](https://holderbook.com/stocks/NUM/) | $2.2M | 173,036 | 0.8% | 1 |
| BLACKROCK MUNICIPAL INCOME | [MUI](https://holderbook.com/stocks/MUI/) | $2.1M | 168,091 | 0.8% | 1 |
| RIVERNORTH DOUBLELINE STRATE | [OPP](https://holderbook.com/stocks/OPP/) | $1.9M | 118,929 | 0.7% | 1 |
| ABRDN ASIA PACIFIC INCOME FU | [FAXXXXX](https://holderbook.com/stocks/FAXXXXX/) | $1.8M | 476,377 | 0.7% | 1 |
| EVERSOURCE ENERGY | [ES](https://holderbook.com/stocks/ES/) | $1.8M | 28,272 | 0.7% | 1 |
| AGIOS PHARMACEUTICALS INC | [AGIO](https://holderbook.com/stocks/AGIO/) | $1.8M | 39,738 | 0.7% | 1 |
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $1.5M | 9,788 | 0.6% | 1 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $1.5M | 7,320 | 0.5% | 1 |
| CBRE GBL REAL ESTATE INC FD | [IGR](https://holderbook.com/stocks/IGR/) | $1.4M | 225,510 | 0.5% | 1 |
| GLOBAL SELF STORAGE INC | [SELF](https://holderbook.com/stocks/SELF/) | $1.3M | 331,528 | 0.5% | 1 |
| BERKSHIRE HATHAWAY INC DEL | [BRKA](https://holderbook.com/stocks/BRKA/) | $1.2M | 4 | 0.4% | 1 |
| MFS INTER INCOME TR | [MIN](https://holderbook.com/stocks/MIN/) | $1.2M | 333,460 | 0.4% | 1 |
| EATON VANCE MUN INCOME TR | [EVN](https://holderbook.com/stocks/EVN/) | $1.2M | 107,869 | 0.4% | 1 |
| EATON VANCE FLTG RATE INCOM | [EFF](https://holderbook.com/stocks/EFF/) | $1.2M | 82,010 | 0.4% | 1 |
| FASTENAL CO | [FAST](https://holderbook.com/stocks/FAST/) | $1.2M | 22,284 | 0.4% | 1 |
| HANNON ARMSTRONG SUST INFR C | - | $988.0K | 1,086,000 | 0.4% | 1 |
| PIMCO ETF TR | [ZROZ](https://holderbook.com/stocks/ZROZ/) | $852.0K | 7,573 | 0.3% | 1 |
| LIBERTY MEDIA CORP DEL | [FWONKXXXX](https://holderbook.com/stocks/FWONKXXXX/) | $828.0K | 33,249 | 0.3% | 1 |
| DTE ENERGY CO | [DTE](https://holderbook.com/stocks/DTE/) | $824.0K | 7,471 | 0.3% | 1 |
| BLACKROCK MUN TARGET TERM TR | [BTT](https://holderbook.com/stocks/BTT/) | $808.0K | 39,412 | 0.3% | 1 |
| ETF SER SOLUTIONS | [GOAU](https://holderbook.com/stocks/GOAU/) | $777.0K | 68,129 | 0.3% | 1 |
| SPDR SERIES TRUST | [SPTL](https://holderbook.com/stocks/SPTL/) | $752.0K | 21,474 | 0.3% | 1 |
| EATON VANCE SR INCOME TR | [EVF](https://holderbook.com/stocks/EVF/) | $749.0K | 124,869 | 0.3% | 1 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $748.0K | 8,133 | 0.3% | 1 |
| COLGATE PALMOLIVE CO | [CL](https://holderbook.com/stocks/CL/) | $726.0K | 12,200 | 0.3% | 1 |
| BLACKROCK MUNIYIELD MICH QU | [MIY](https://holderbook.com/stocks/MIY/) | $691.0K | 55,597 | 0.3% | 1 |
| SPECIAL OPPORTUNITIES FD INC | [SPE](https://holderbook.com/stocks/SPE/) | $670.0K | 56,589 | 0.2% | 1 |
| GABELLI HEALTHCARE & WELLNES | [GRX](https://holderbook.com/stocks/GRX/) | $641.0K | 69,331 | 0.2% | 1 |
| CONSOLIDATED EDISON INC | [ED](https://holderbook.com/stocks/ED/) | $609.0K | 7,966 | 0.2% | 1 |
| SPIRIT MTA REIT | [SMTA](https://holderbook.com/stocks/SMTA/) | $554.0K | 77,673 | 0.2% | 1 |
| U S GLOBAL INVS INC | [GROW](https://holderbook.com/stocks/GROW/) | $554.0K | 503,581 | 0.2% | 1 |
| BLACKROCK STRATEGIC MUN TR | [BSD](https://holderbook.com/stocks/BSD/) | $548.0K | 46,000 | 0.2% | 1 |
| ISHARES TR | [IBMK](https://holderbook.com/stocks/IBMK/) | $510.0K | 19,911 | 0.2% | 1 |
| BLACKROCK MUNICIPAL BOND TR | [BBK](https://holderbook.com/stocks/BBK/) | $508.0K | 38,028 | 0.2% | 1 |
| MORGAN STANLEY ASIA PAC FD I | [APF](https://holderbook.com/stocks/APF/) | $507.0K | 30,817 | 0.2% | 1 |
| BLACKROCK MUN INCOME TR | [BFK](https://holderbook.com/stocks/BFK/) | $450.0K | 36,900 | 0.2% | 1 |
| SRH TOTAL RETURN FUND INC | [STEW](https://holderbook.com/stocks/STEW/) | $447.0K | 42,831 | 0.2% | 1 |
| BLACKROCK MUNIYILD QULT FD I | [MQY](https://holderbook.com/stocks/MQY/) | $435.0K | 33,500 | 0.2% | 1 |
| BLACKROCK INVT QUALITY MUN T | [BKN](https://holderbook.com/stocks/BKN/) | $410.0K | 31,000 | 0.1% | 1 |
| SPECIAL OPPORTUNITIES FD INC | [SPEPRB](https://holderbook.com/stocks/SPEPRB/) | $371.0K | 14,868 | 0.1% | 1 |
| UNITEDHEALTH GROUP INC | [UNH](https://holderbook.com/stocks/UNH/) | $353.0K | 1,418 | 0.1% | 1 |
| ISHARES TR | [TIP](https://holderbook.com/stocks/TIP/) | $345.0K | 3,154 | 0.1% | 1 |
| WALGREENS BOOTS ALLIANCE INC | [WBA](https://holderbook.com/stocks/WBA/) | $342.0K | 5,011 | 0.1% | 1 |
| ISHARES TR | [STIP](https://holderbook.com/stocks/STIP/) | $303.0K | 3,094 | 0.1% | 1 |
| FIRST TR SR FLTG RATE INCOME | [FCT](https://holderbook.com/stocks/FCT/) | $296.0K | 26,450 | 0.1% | 1 |
| ROYAL GOLD INC | - | $275.0K | 274,000 | 0.1% | 1 |
| CLOUGH GLOBAL OPPORTUNITIES | [GLO](https://holderbook.com/stocks/GLO/) | $262.0K | 31,838 | 0.1% | 1 |
| VANGUARD SCOTTSDALE FDS | [VGIT](https://holderbook.com/stocks/VGIT/) | $258.0K | 4,070 | 0.1% | 1 |
| LIFEWAY FOODS INC | [LWAY](https://holderbook.com/stocks/LWAY/) | $252.0K | 133,979 | 0.1% | 1 |
| NUVEEN FLOATING RATE INCOME | [JFR](https://holderbook.com/stocks/JFR/) | $248.0K | 26,850 | 0.1% | 1 |
| COHEN & STEERS REIT & PFD & | [RNP](https://holderbook.com/stocks/RNP/) | $245.0K | 13,773 | 0.1% | 1 |
| ROYCE GLOBAL TRUST INC | [RGT](https://holderbook.com/stocks/RGT/) | $243.0K | 27,370 | 0.1% | 1 |
| ANALOG DEVICES INC | [ADI](https://holderbook.com/stocks/ADI/) | $226.0K | 2,632 | 0.1% | 1 |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q4 2018 | $274.2M | 123 |