# ROTHSCHILD INVESTMENT LLC /IL

> Institutional holdings reported to the SEC as of Q3 2023 on Form 13F. CIK 1020918. Source: https://holderbook.com/funds/1020918-rothschild-investment-llc-il/

- Reported value: $1.2B
- Positions: 478
- Weight of the ten largest: 21.0%
- Filed: 2023-10-16

A 13F reports long US equity positions only. Short positions, bonds, foreign listings, private holdings and cash are not visible, so this is not the manager's whole book.

## Holdings

| Security | Ticker | Value | Shares | Weight | Quarters held |
|---|---|---|---|---|---|
| APPLE INC | [AAPL](https://holderbook.com/stocks/AAPL/) | $54.6M | 318,764 | 4.6% | 20 |
| JPMORGAN CHASE & CO | [JPM](https://holderbook.com/stocks/JPM/) | $23.9M | 165,058 | 2.0% | 20 |
| NVIDIA CORPORATION | [NVDA](https://holderbook.com/stocks/NVDA/) | $23.5M | 53,954 | 2.0% | 20 |
| ALPHABET INC | [GOOGL](https://holderbook.com/stocks/GOOGL/) | $22.8M | 174,070 | 1.9% | 20 |
| CHEVRON CORPORATION | [CVX](https://holderbook.com/stocks/CVX/) | $22.8M | 135,021 | 1.9% | 20 |
| BLACKSTONE INC | [BX](https://holderbook.com/stocks/BX/) | $21.9M | 204,764 | 1.9% | 18 |
| BERKSHIRE HATHAWAY INC DEL | [BRKB](https://holderbook.com/stocks/BRKB/) | $21.7M | 62,003 | 1.8% | 20 |
| MICROSOFT CORP | [MSFT](https://holderbook.com/stocks/MSFT/) | $21.4M | 67,747 | 1.8% | 20 |
| ABBVIE INC | [ABBV](https://holderbook.com/stocks/ABBV/) | $19.0M | 127,653 | 1.6% | 20 |
| INVESCO EXCHANGE TRADED FD T | [PRF](https://holderbook.com/stocks/PRF/) | $17.9M | 562,021 | 1.5% | 20 |
| COSTCO WHOLESALE CORPORATION | [COST](https://holderbook.com/stocks/COST/) | $17.2M | 30,428 | 1.5% | 20 |
| ALPHABET INC | [GOOG](https://holderbook.com/stocks/GOOG/) | $16.7M | 126,512 | 1.4% | 20 |
| AMGEN INC | [AMGN](https://holderbook.com/stocks/AMGN/) | $16.0M | 59,399 | 1.3% | 20 |
| JOHNSON & JOHNSON | [JNJ](https://holderbook.com/stocks/JNJ/) | $14.9M | 95,973 | 1.3% | 20 |
| THERMO FISHER SCIENTIFIC INC | [TMO](https://holderbook.com/stocks/TMO/) | $14.9M | 29,352 | 1.3% | 20 |
| PALO ALTO NETWORKS INC | [PANW](https://holderbook.com/stocks/PANW/) | $14.8M | 63,071 | 1.2% | 20 |
| CAPITAL INCOME BLDR FD CL F 3 | - | $14.6M | 236,901 | 1.2% | 20 |
| BOEING CO | [BA](https://holderbook.com/stocks/BA/) | $14.4M | 75,101 | 1.2% | 20 |
| AMAZON COM INC | [AMZN](https://holderbook.com/stocks/AMZN/) | $12.3M | 96,739 | 1.0% | 20 |
| ILLINOIS TOOL WKS INC | [ITW](https://holderbook.com/stocks/ITW/) | $12.3M | 53,229 | 1.0% | 20 |
| POPLAR FOREST PARTNERS INSTITU | - | $12.1M | 258,811 | 1.0% | 20 |
| GENERAL DYNAMICS CORP | [GD](https://holderbook.com/stocks/GD/) | $11.7M | 52,954 | 1.0% | 20 |
| VANGUARD SPECIALIZED FUNDS | [VIG](https://holderbook.com/stocks/VIG/) | $11.4M | 73,638 | 1.0% | 20 |
| MERCK & CO INC | [MRK](https://holderbook.com/stocks/MRK/) | $11.2M | 108,857 | 0.9% | 20 |
| STATE STR SPDR S&P 500 ETF T | [SPY](https://holderbook.com/stocks/SPY/) | $11.1M | 25,866 | 0.9% | 20 |
| HONEYWELL INTL INC | [HONZZZZ](https://holderbook.com/stocks/HONZZZZ/) | $10.8M | 58,512 | 0.9% | 20 |
| BLACKSTONE REAL ESTATE INCOME | - | $10.7M | 719,790 | 0.9% | 13 |
| CISCO SYS INC | [CSCO](https://holderbook.com/stocks/CSCO/) | $10.3M | 191,284 | 0.9% | 20 |
| META PLATFORMS INC | [META](https://holderbook.com/stocks/META/) | $9.8M | 32,596 | 0.8% | 20 |
| SALESFORCE INC | [CRM](https://holderbook.com/stocks/CRM/) | $9.6M | 47,480 | 0.8% | 11 |
| AMERICAN FUNDS AMERICAN | - | $9.5M | 322,031 | 0.8% | 20 |
| ORACLE CORP | [ORCL](https://holderbook.com/stocks/ORCL/) | $9.1M | 85,451 | 0.8% | 20 |
| STRYKER CORPORATION | [SYK](https://holderbook.com/stocks/SYK/) | $8.9M | 32,428 | 0.7% | 20 |
| UNION PAC CORP | [UNP](https://holderbook.com/stocks/UNP/) | $8.9M | 43,495 | 0.7% | 20 |
| CAMBRIA ETF TR | [FYLD](https://holderbook.com/stocks/FYLD/) | $8.5M | 352,450 | 0.7% | 5 |
| AMERICAN INTL GROUP INC | [AIG](https://holderbook.com/stocks/AIG/) | $8.4M | 137,903 | 0.7% | 20 |
| QUALCOMM INC | [QCOM](https://holderbook.com/stocks/QCOM/) | $8.3M | 74,463 | 0.7% | 20 |
| VERIZON COMMUNICATIONS INC | [VZ](https://holderbook.com/stocks/VZ/) | $8.2M | 253,494 | 0.7% | 20 |
| CVS HEALTH CORP | [CVS](https://holderbook.com/stocks/CVS/) | $7.9M | 113,625 | 0.7% | 20 |
| J P MORGAN EXCHANGE TRADED F | [JEPI](https://holderbook.com/stocks/JEPI/) | $7.7M | 143,852 | 0.7% | 6 |
| EXXON MOBIL CORP | [XOMXXXX](https://holderbook.com/stocks/XOMXXXX/) | $7.7M | 65,469 | 0.6% | 20 |
| GLOBAL PMTS INC | [GPN](https://holderbook.com/stocks/GPN/) | $7.6M | 66,265 | 0.6% | 5 |
| CAMBRIA ETF TR | [SYLD](https://holderbook.com/stocks/SYLD/) | $7.6M | 122,928 | 0.6% | 9 |
| PIONEER NAT RES CO | [PXD](https://holderbook.com/stocks/PXD/) | $7.6M | 32,967 | 0.6% | 15 |
| KENVUE INC | [KVUE](https://holderbook.com/stocks/KVUE/) | $7.5M | 372,465 | 0.6% | 1 |
| INVITATION HOMES INC | [INVH](https://holderbook.com/stocks/INVH/) | $7.2M | 228,058 | 0.6% | 13 |
| VISA INC | [V](https://holderbook.com/stocks/V/) | $7.1M | 30,792 | 0.6% | 20 |
| PUBLIC STORAGE | [PSA](https://holderbook.com/stocks/PSA/) | $7.0M | 26,400 | 0.6% | 20 |
| HILTON WORLDWIDE HLDGS INC | [HLT](https://holderbook.com/stocks/HLT/) | $6.8M | 45,043 | 0.6% | 7 |
| HOME DEPOT INC | [HD](https://holderbook.com/stocks/HD/) | $6.7M | 22,327 | 0.6% | 20 |
| ENTERPRISE PRODS PARTNERS L | [EPD](https://holderbook.com/stocks/EPD/) | $6.6M | 240,784 | 0.6% | 20 |
| ISHARES TR | [IWF](https://holderbook.com/stocks/IWF/) | $6.4M | 24,123 | 0.5% | 20 |
| MCDONALDS CORP | [MCD](https://holderbook.com/stocks/MCD/) | $6.3M | 24,064 | 0.5% | 20 |
| FORD MTR CO | [F](https://holderbook.com/stocks/F/) | $6.3M | 508,473 | 0.5% | 20 |
| TRUIST FINL CORP | [TFC](https://holderbook.com/stocks/TFC/) | $6.1M | 212,940 | 0.5% | 13 |
| VANGUARD INDEX FDS | [VOO](https://holderbook.com/stocks/VOO/) | $5.9M | 15,110 | 0.5% | 20 |
| INVESCO EXCH TRADED FD TR II | [PXH](https://holderbook.com/stocks/PXH/) | $5.9M | 332,243 | 0.5% | 16 |
| SYSCO CORP | [SYY](https://holderbook.com/stocks/SYY/) | $5.9M | 89,381 | 0.5% | 20 |
| ADVISORS SER TR POPLAR FRST CO | - | $5.9M | 219,006 | 0.5% | 20 |
| AMERICAN TOWER CORP | [AMT](https://holderbook.com/stocks/AMT/) | $5.8M | 35,263 | 0.5% | 8 |
| PHILLIPS 66 | [PSX](https://holderbook.com/stocks/PSX/) | $5.7M | 47,038 | 0.5% | 20 |
| NUCOR CORP | [NUE](https://holderbook.com/stocks/NUE/) | $5.6M | 35,849 | 0.5% | 20 |
| PFIZER INC | [PFE](https://holderbook.com/stocks/PFE/) | $5.6M | 167,856 | 0.5% | 20 |
| INVESCO EXCHANGE TRADED FD T | [RPV](https://holderbook.com/stocks/RPV/) | $5.6M | 75,658 | 0.5% | 15 |
| STANLEY BLACK & DECKER INC | [SWK](https://holderbook.com/stocks/SWK/) | $5.3M | 63,600 | 0.4% | 20 |
| VANGUARD INDEX FDS | [VXF](https://holderbook.com/stocks/VXF/) | $4.9M | 34,155 | 0.4% | 20 |
| YETI HLDGS INC | [YETI](https://holderbook.com/stocks/YETI/) | $4.9M | 100,840 | 0.4% | 18 |
| GRANDEUR PEAK GLOBAL OPP FD IN | - | $4.8M | 1,447,417 | 0.4% | 20 |
| ELI LILLY & CO | [LLY](https://holderbook.com/stocks/LLY/) | $4.7M | 8,766 | 0.4% | 20 |
| METLIFE INC | [MET](https://holderbook.com/stocks/MET/) | $4.6M | 72,872 | 0.4% | 20 |
| FEDEX CORP | [FDX](https://holderbook.com/stocks/FDX/) | $4.6M | 17,295 | 0.4% | 20 |
| CONOCOPHILLIPS | [COP](https://holderbook.com/stocks/COP/) | $4.5M | 37,691 | 0.4% | 20 |
| WALMART INC | [WMT](https://holderbook.com/stocks/WMT/) | $4.5M | 28,165 | 0.4% | 20 |
| TARGET CORP | [TGT](https://holderbook.com/stocks/TGT/) | $4.3M | 39,081 | 0.4% | 20 |
| NETFLIX INC | [NFLX](https://holderbook.com/stocks/NFLX/) | $4.2M | 11,247 | 0.4% | 6 |
| ISHARES TR | [IWD](https://holderbook.com/stocks/IWD/) | $4.2M | 27,376 | 0.4% | 20 |
| LOCKHEED MARTIN CORP | [LMT](https://holderbook.com/stocks/LMT/) | $4.1M | 10,136 | 0.3% | 20 |
| BRISTOL-MYERS SQUIBB CO | [BMY](https://holderbook.com/stocks/BMY/) | $4.1M | 70,425 | 0.3% | 20 |
| GRANDEUR PEAK GLBL STALWARTS C | - | $4.0M | 281,338 | 0.3% | 20 |
| PROCTER & GAMBLE CO | [PG](https://holderbook.com/stocks/PG/) | $4.0M | 27,468 | 0.3% | 20 |
| GRANDEUR PEAK EMERGING MKTS OP | - | $4.0M | 310,833 | 0.3% | 20 |
| ADVANCED MICRO DEVICES INC | [AMD](https://holderbook.com/stocks/AMD/) | $3.9M | 38,301 | 0.3% | 16 |
| BANK OF AMER CORP | [BAC](https://holderbook.com/stocks/BAC/) | $3.9M | 142,179 | 0.3% | 20 |
| EMERSON ELEC CO | [EMR](https://holderbook.com/stocks/EMR/) | $3.9M | 40,251 | 0.3% | 20 |
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CL F2 N/L | - | $3.7M | 60,829 | 0.3% | 20 |
| AON PLC | [AON](https://holderbook.com/stocks/AON/) | $3.7M | 11,408 | 0.3% | 12 |
| ANNALY CAPITAL MANAGEMENT IN | [NLY](https://holderbook.com/stocks/NLY/) | $3.5M | 186,515 | 0.3% | 5 |
| DISNEY WALT CO | [DIS](https://holderbook.com/stocks/DIS/) | $3.5M | 43,235 | 0.3% | 20 |
| DIGITAL RLTY TR INC | [DLR](https://holderbook.com/stocks/DLR/) | $3.5M | 28,636 | 0.3% | 16 |
| BROADCOM INC | [AVGO](https://holderbook.com/stocks/AVGO/) | $3.4M | 4,092 | 0.3% | 20 |
| LINDE PLC | [LIN](https://holderbook.com/stocks/LIN/) | $3.3M | 8,957 | 0.3% | 3 |
| ABBOTT LABORATORIES | [ABT](https://holderbook.com/stocks/ABT/) | $3.3M | 34,178 | 0.3% | 20 |
| ALLSTATE CORP | [ALL](https://holderbook.com/stocks/ALL/) | $3.3M | 29,694 | 0.3% | 20 |
| CANADIAN NATL RY CO | [CNI](https://holderbook.com/stocks/CNI/) | $3.3M | 30,331 | 0.3% | 20 |
| INTERNATIONAL BUSINESS MACHS | [IBM](https://holderbook.com/stocks/IBM/) | $3.3M | 23,337 | 0.3% | 20 |
| AMERICAN CENTY ETF TR | [AVUV](https://holderbook.com/stocks/AVUV/) | $3.3M | 41,794 | 0.3% | 4 |
| DUKE ENERGY CORP NEW | [DUK](https://holderbook.com/stocks/DUK/) | $3.2M | 36,689 | 0.3% | 20 |
| DEERE & CO | [DE](https://holderbook.com/stocks/DE/) | $3.2M | 8,532 | 0.3% | 20 |
| BP PLC | [BP](https://holderbook.com/stocks/BP/) | $3.0M | 77,740 | 0.3% | 20 |
| CUMMINS INC | [CMI](https://holderbook.com/stocks/CMI/) | $3.0M | 13,150 | 0.3% | 20 |

## What the disclosed book did

Not the fund's return. This is the change in value of the positions disclosed on Form 13F, had they been left untouched, against SPY over the same quarter ends.

| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2023 | -2.5% | -3.6% | +1.0% | 90% |
| Q2 2023 | +5.5% | +8.3% | -2.8% | 90% |
| Q1 2023 | +4.5% | +7.0% | -2.5% | 90% |
| Q4 2022 | +8.7% | +7.1% | +1.7% | 90% |
| Q3 2022 | -5.4% | -5.3% | -0.1% | 89% |
| Q2 2022 | -16.1% | -16.5% | +0.4% | 90% |
| Q1 2022 | -2.8% | -4.9% | +2.1% | 90% |
| Q4 2021 | +8.0% | +10.7% | -2.6% | 89% |

## Quarter by quarter

| Quarter | Value | Positions |
|---|---|---|
| Q3 2023 | $1.2B | 478 |
| Q2 2023 | $1.2B | 492 |
| Q1 2023 | $1.1B | 486 |
| Q4 2022 | $1.1B | 481 |
| Q3 2022 | $1.0B | 482 |
| Q2 2022 | $1.1B | 480 |
| Q1 2022 | $1.3B | 516 |
| Q4 2021 | $1.3B | 501 |
| Q3 2021 | $1.2B | 483 |
| Q2 2021 | $1.3B | 486 |
| Q1 2021 | $1.2B | 466 |
| Q4 2020 | $1.0B | 452 |